Q1 2020 Holdings
Filed 2020-05-15 | 457 holdings | $43.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Unisys Corp | NOTE 5.500% 3/0 | 909214BS6 | $2.8K | $2,000,000 | 0.0% |
| Establishment Labs Hldgs Inc(ESTA) | COM | G31249108 | $3.0K | 204,349 | 0.0% |
| Collier Creek Holdings | UNIT 99/99/9999 | G22707122 | $3.1K | 300,000 | 0.0% |
| Ship Finance International L | NOTE 5.750%10/1 | G81075AF3 | $3.1K | $3,450,000 | 0.0% |
| Synaptics Inc | NOTE 0.500% 6/1 | 87157DAD1 | $3.2K | $3,000,000 | 0.0% |
| Cigna Corp New(CI) | COM | 125523100 | $3.4K | 18,933 | 0.0% |
| Southern Co | UNIT 08/01/2022 | 842587602 | $3.4K | 73,500 | 0.0% |
| Consolidated Tomoka LD Co(CTOUSD) | COM | 210226106 | $3.4K | 75,912 | 0.0% |
| SC Health Corp | UNIT 99/99/9999 | G78516302 | $3.6K | 350,000 | 0.0% |
| Energizer Hldgs Inc New | 7.5 MCNV PFD A | 29272W208 | $3.7K | 54,500 | 0.0% |
| Amplitude Hlthcre Aqustin Co | UNIT 12/01/2026 | 03212A204 | $3.8K | 375,000 | 0.0% |
| Becton Dickinson & Co(BDX) | COM | 075887109 | $4.2K | 18,400 | 0.0% |
| Nextera Energy Inc | UNIT 99/99/9999 ADDED | 65339F770 | $4.4K | 100,000 | 0.0% |
| Schultze SPL Purp Acqustn Co | COM | 80821R109 | $4.6K | 455,000 | 0.0% |
| Avantor Inc | 6.25 PFD CNV SR | 05352A209 | $5.0K | 109,000 | 0.0% |
| CF FIN Acquisition Corp | COM CL A | 12528N107 | $5.1K | 500,000 | 0.0% |
| Megalith Finl Acquisition Co | CL A COM | 58518F109 | $5.1K | 500,000 | 0.0% |
| Fortive Corp | 5% PFD CNV SER A | 34959J207 | $5.2K | 7,097 | 0.0% |
| Gigcapital2 Inc | UNIT 02/28/2026 | 375036209 | $5.3K | 500,000 | 0.0% |
| Marathon Pete Corp(MPC) | COM | 56585A102 | $5.8K | 245,900 | 0.0% |
| RMG Acquisition Corp | CL A | 749641106 | $6.0K | 600,000 | 0.0% |
| Monocle Acquisition Corp(MNCL) | COM | 609754106 | $6.0K | 600,000 | 0.0% |
| Pacific Biosciences Calif in(PACB) | COM | 69404D108 | $6.1K | 1,994,805 | 0.0% |
| Syneos Health Inc(8IN) | CL A | 87166B102 | $6.1K | 155,346 | 0.0% |
| Colfax Corp | UNIT 01/15/2022T | 194014205 | $6.2K | 67,363 | 0.0% |
| Bristol-Myers Squibb Co(BMY) | COM | 110122108 | $6.2K | 111,841 | 0.0% |
| Elanco Animal Health Inc(ELAN) | COM | 28414H103 | $6.3K | 281,466 | 0.0% |
| Apollo Coml Real EST FIN Inc | NOTE 5.375%10/1 | 03762UAC9 | $6.4K | $9,232,000 | 0.0% |
| Catalent Inc(CTLTEUR) | COM | 148806102 | $6.4K | 123,961 | 0.0% |
| Merck & Co. Inc(MRK) | COM | 58933Y105 | $6.7K | 86,494 | 0.0% |
| Switchback Energy Acquistn C | UNIT 99/99/9999 | 87105M201 | $6.7K | 686,649 | 0.0% |
| Alussa Energy Acquisition Co | UNIT 10/31/2026 | G0232J127 | $7.4K | 750,000 | 0.0% |
| Oaktree Acquisition Corp | UNIT 99/99/9999 | G67145121 | $7.7K | 755,569 | 0.0% |
| Taubman Ctrs Inc(TCO) | COM | 876664103 | $7.9K | 188,903 | 0.0% |
| Dish Network Corporation | NOTE 3.375% 8/1 | 25470MAB5 | $8.1K | $10,000,000 | 0.0% |
| NRG Energy Inc | DBCV 2.750% 6/0 | 629377CG5 | $8.2K | $8,450,000 | 0.0% |
| Lumentum Hldgs Inc | NOTE 0.250% 3/1 | 55024UAB5 | $8.5K | $6,260,000 | 0.0% |
| Pfizer IncPut | PUT | 717081953 | $8.6K | 1,000,000 | 0.0% |
| Grid Dynamics Hldgs Inc(GDYN) | COM CL A ADDED | 39813G109 | $8.8K | 1,100,000 | 0.0% |
| Change Healthcare Inc(CHNGUSD) | COM | 15912K100 | $8.9K | 895,219 | 0.0% |
| Amci Acquisition Corp | CLASS A | 00165R101 | $9.1K | 900,000 | 0.0% |
| LGL SYS Acquisition Corp | UNIT 10/24/2024 | 50201G205 | $9.3K | 920,192 | 0.0% |
| Dominion Energy Inc | UNIT 99/99/9999 | 25746U133 | $9.4K | 99,500 | 0.0% |
| PPD IncPut | PUT ADDED | 69355F952 | $9.4K | 769,200 | 0.0% |
| Interprivate Acquisition COR | UNIT 10/29/2024 ADDED | 46064A202 | $9.4K | 950,000 | 0.0% |
| LHC Group Inc(LHCGUSD) | COM | 50187A107 | $9.8K | 69,670 | 0.0% |
| DFP Healthcare Acquisitns Co | UNIT 03/31/2025 ADDED | 23343Q209 | $9.9K | 993,908 | 0.0% |
| Proptech Acquisition Corp | UNIT 10/01/2026 | 74349F200 | $9.9K | 1,000,000 | 0.0% |
| Union Acquisition Corp II | UNIT 99/99/9999 | G9402Q118 | $9.9K | 1,000,000 | 0.0% |
| Netfin Acquisition Corp | UNIT 08/01/2024 | G6455A123 | $10.1K | 1,000,000 | 0.0% |