| Fluoropharma MED Inc COM(FPMI) | CS | 343870101 | $0 | 117,647 | 0.0% |
| Gene Express, Inc. COM Stock | CS | 9940769Y5 | $0 | 100,000 | 0.0% |
| Islet Sciences Inc COM | CS | 46467R109 | $0 | 91,666 | 0.0% |
| Nevada Gold Corp COM | CS | 641266101 | $0 | 10,000 | 0.0% |
| Theglobe COM Inc COM(TGLO) | CS | 88335R101 | $1 | 25,000 | 0.0% |
| Fission Uranium Corp COM(FCUEUR) | CS | 33812R109 | $2 | 10,000 | 0.0% |
| Protokinetix Inc(PKTX) | CS | 743722100 | $2 | 20,000 | 0.0% |
| Silver Elephant Mining Corp | CS | 82770L109 | $3 | 10,000 | 0.0% |
| Globalstar Inc(GSATUSD) | CS | 378973408 | $4 | 14,510 | 0.0% |
| 4Front Ventures Corp(FFNTF) | CS | 35086B207 | $14 | 24,150 | 0.0% |
| Vystar Corp | CS | 92927N106 | $15 | 480,000 | 0.0% |
| Geron Corp COM(GERN) | CS | 374163103 | $17 | 10,000 | 0.0% |
| Pareteum Corp(TEUM) | CS | 69946T207 | $17 | 25,800 | 0.0% |
| Oncocyte Corporation COM | CS | 68235C107 | $21 | 15,000 | 0.0% |
| Oil Search LTD ORD | CS | Y64695110 | $28 | 15,000 | 0.0% |
| Applied Minerals Inc COM(AMNLUSD) | CS | 03823M100 | $30 | 4,008,651 | 0.0% |
| Unity Biotechnology Inc COM | CS | 91381U101 | $35 | 10,000 | 0.0% |
| Northwest Biotherapeutics Inc(NWBO) | CS | 66737P600 | $39 | 50,000 | 0.0% |
| Aqua Metals Inc(AQMSEUR) | CS | 03837J101 | $41 | 45,000 | 0.0% |
| Centennial Resource Developmen(CDEVEUR) | CS | 15136A102 | $61 | 101,541 | 0.0% |
| Pimco Commodity RR Strat - INS | MF | 722005667 | $62 | 11,859 | 0.0% |
| Powerfleet Inc COM(AIOT) | CS | 73931J109 | $62 | 11,000 | 0.0% |
| Frontier Svcs Group LTD SHS | MF | G3729C100 | $64 | 1,304,800 | 0.0% |
| Mimedx Group Inc COM(MDXG) | CS | 602496101 | $76 | 12,000 | 0.0% |
| Western Asset High Incm FD II(HIX) | FT | 95766J102 | $77 | 12,085 | 0.0% |
| Regenerx Biopharmaceuticals Co | CS | 75886X108 | $80 | 200,000 | 0.0% |
| Lineage Cell Therapeutics Inc(LCTX) | CS | 53566P109 | $95 | 101,300 | 0.0% |
| Royce FD Total Return(RYTRX) | MF | 780905881 | $98 | 10,948 | 0.0% |
| Peoples United Financial Inc C(PBCTEUR) | CS | 712704105 | $106 | 10,233 | 0.0% |
| NII Hldgs Inc COM PAR $0.001 | CS | 62913F508 | $108 | 49,996 | 0.0% |
| Plains All American Pipeline L(PAA) | CS | 726503105 | $109 | 18,243 | 0.0% |
| Scorpio Tankers Inc SHS(STNG) | CS | Y7542C130 | $124 | 11,222 | 0.0% |
| Fidelity Magellan FD COM(FMAGX) | MF | 316184100 | $127 | 10,440 | 0.0% |
| AMG TR IV Rivr RD DIV CP N | MF | 00171A100 | $143 | 14,132 | 0.0% |
| Hercules Tech Growth Cap Inc(HTGC) | CS | 427096508 | $148 | 12,806 | 0.0% |
| Royce FD Penn MUT INV | MF | 780905840 | $150 | 17,691 | 0.0% |
| Columbia FDS SER TR Mid Cap in | MF | 19765J608 | $169 | 12,196 | 0.0% |
| General Electric Co COM | CS | 369604103 | $171 | 27,405 | 0.0% |
| Schlumberger LTD COM(SLB) | CS | 806857108 | $172 | 11,070 | 0.0% |
| Golub Cap BDC Inc COM(GBDC) | CS | 38173M102 | $172 | 13,000 | 0.0% |
| Veoneer Incorporated COM | CS | 92336X109 | $174 | 11,825 | 0.0% |
| Wells Fargo FDS TR Target 2030 | MF | 94975G181 | $181 | 14,295 | 0.0% |
| DHT Holdings Inc(DHT) | CS | Y2065G121 | $186 | 36,000 | 0.0% |
| Allianz FDS RCM Midcap INS | MF | 018919688 | $195 | 33,460 | 0.0% |
| Amcap FD Inc COM(AMCPX) | MF | 023375108 | $202 | 5,662 | 0.0% |
| Targa RES Corp COM(TRGP) | CS | 87612G101 | $203 | 14,435 | 0.0% |
| Parnassus FD Eqty Incm Instl | MF | 701769408 | $207 | 4,040 | 0.0% |
| Select Sector Spdr TR SBI Int-(XLE) | CS | 81369Y506 | $207 | 6,909 | 0.0% |
| Vmware Inc CL A COM(VMWEUR) | CS | 928563402 | $208 | 1,451 | 0.0% |
| Fidelity Secs FD Grwth & Incm(FGRIX) | MF | 316389204 | $208 | 5,510 | 0.0% |