Q1 2021 Holdings
Filed 2021-05-17 | 156 holdings | $7.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Autolus Therapeutics LTD(AUTL) | ADS | 05280R100 | $3.0M | 525,230 | 43.3% |
| Acutus Medical Inc(AFIB) | COM | 005111109 | $1.8M | 132,522 | 25.5% |
| Aurinia Pharmaceuticals(AUPH) | COM | 05156V102 | $1.1M | 85,625 | 16.0% |
| Butterfly Network Inc(BFLY) | COM | 124155102 | $556.0K | 33,047 | 8.0% |
| SPI Energy Co LTDPut | SHS | G8651P950 | $70.4K | 5,568 | 1.0% |
| Ishares Russell 2000Put | ETF | 464287955 | $46.5K | 2,104 | 0.7% |
| Biogen IncCall | COM | 09062X903 | $42.5K | 1,518 | 0.6% |
| Spdr Series TrustPut | ETF | 78464A950 | $33.2K | 2,449 | 0.5% |
| Spdr S&P 500 ETF TRPut | ETF | 78462F953 | $33.1K | 834 | 0.5% |
| Barclays Bank PLCCall | ETF | 06746P901 | $16.3K | 14,336 | 0.2% |
| Spdr Gold TrustCall | SHS | 78463V907 | $15.5K | 966 | 0.2% |
| Sorrento Therapeutics IncPut | COM | 83587F952 | $15.1K | 18,306 | 0.2% |
| Sorrento Therapeutics Inc(SRNE) | COM | 83587F202 | $8.8K | 1,064,933 | 0.1% |
| Penn National Gaming IncPut | COM | 707569959 | $7.7K | 731 | 0.1% |
| Second Sight Medical Prods Inc | COM | 81362J209 | $7.6K | 922,193 | 0.1% |
| Asensus Surgical Inc(TRXCEUR) | COM | 04367G103 | $7.5K | 2,301,061 | 0.1% |
| Newage Inc | COM | 650194103 | $6.8K | 2,364,694 | 0.1% |
| Kandi Technologies Group IncPut | COM | 483709951 | $6.7K | 10,737 | 0.1% |
| Wimi Hologram Cloud Inc | ADS | 97264L100 | $6.5K | 980,786 | 0.1% |
| Barclays Bank PLC | ETF | 06746P621 | $6.0K | 525,000 | 0.1% |
| Cbak Energy TechnologyPut | COM | 14986C952 | $5.9K | 11,632 | 0.1% |
| Mogo IncPut | COM | 60800C959 | $5.4K | 6,302 | 0.1% |
| Riot Blockchain IncPut | COM | 767292955 | $4.8K | 900 | 0.1% |
| Kempharm IncPut | COM | 488445956 | $4.6K | 5,023 | 0.1% |
| Redhill Biopharma LTD | ADS | 757468103 | $4.6K | 631,287 | 0.1% |
| Penn National Gaming Inc(PENN) | COM | 707569109 | $4.2K | 40,399 | 0.1% |
| Kempharm IncCall | COM | 488445906 | $3.9K | 4,193 | 0.1% |
| Ionis PharmaceuticalsPut | COM | 462222950 | $3.7K | 830 | 0.1% |
| Vaxcyte Inc(PCVX) | COM | 92243G108 | $3.5K | 178,992 | 0.1% |
| Mmtec Inc | SHS | G6181K106 | $3.5K | 1,350,870 | 0.0% |
| Virtra Inc(VTSI) | COM | 92827K301 | $3.5K | 561,088 | 0.0% |
| Amarin Corp PLCCall | ADR | 023111906 | $3.4K | 5,533 | 0.0% |
| Nuzee Inc | COM | 67073S208 | $3.4K | 965,139 | 0.0% |
| Humanco Acquisition Corp | COM | 44487N109 | $3.3K | 336,211 | 0.0% |
| Rewalk Robotics LTD | SHS | M8216Q200 | $3.1K | 1,291,893 | 0.0% |
| 9 Meters Biopharma IncPut | COM | 654405959 | $3.1K | 26,197 | 0.0% |
| Biogen IncPut | COM | 09062X953 | $2.8K | 100 | 0.0% |
| Aslan Pharmaceuticals | ADS | 04522R101 | $2.7K | 817,165 | 0.0% |
| Cel-Sci CorpCall | COM | 150837907 | $2.7K | 1,760 | 0.0% |
| Atossa Therapeutics IncPut | COM | 04962H956 | $2.7K | 12,673 | 0.0% |
| Ekso Bionics Hldgs Inc(EKSOEUR) | COM | 282644301 | $2.6K | 423,360 | 0.0% |
| Cleveland Biolabs Inc(CBLIEUR) | COM | 185860202 | $2.5K | 478,941 | 0.0% |
| Mirati Therapeutics IncCall | COM | 60468T905 | $2.5K | 145 | 0.0% |
| Ionis Pharmaceuticals(IONS) | COM | 462222100 | $2.5K | 54,688 | 0.0% |
| Reviva Pharmaceuricals Hldgs Inc(RVPH) | COM | 76152G100 | $2.4K | 418,437 | 0.0% |
| Xpresspa Group IncPut | COM | 98420U953 | $2.4K | 12,967 | 0.0% |
| Caladrius Biosciences IncPut | COM | 128058953 | $2.3K | 11,954 | 0.0% |
| Asensus Surgical IncPut | COM | 04367G953 | $2.3K | 6,959 | 0.0% |
| Mogo Inc | COM | 60800C109 | $2.3K | 265,828 | 0.0% |
| Cel-Sci CorpPut | COM | 150837957 | $2.2K | 1,448 | 0.0% |