Q2 2021 Holdings
Filed 2021-08-16 | 162 holdings | $8.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Autolus Therapeutics LTD(AUTL) | ADS | 05280R100 | $2.7M | 400,050 | 31.7% |
| Acutus Medical Inc(AFIB) | COM | 005111109 | $1.8M | 103,100 | 20.9% |
| Biogen Inc(BIIB) | COM | 09062X103 | $1.4M | 4,000 | 16.5% |
| Amplitech Group Inc(AMPG) | COM | 03211Q200 | $1.1M | 229,102 | 12.7% |
| Cbak Energy Tech Inc(CBAT) | COM | 14986C102 | $825.0K | 175,097 | 9.8% |
| ION Geophysical Corp | NOTE | 462044AJ7 | $319.8K | $3,150,000 | 3.8% |
| SPI Energy Co LTDPut | SHS | G8651P950 | $40.5K | 3,714 | 0.5% |
| Ishares Russell 2000Put | ETF | 464287955 | $29.7K | 1,294 | 0.4% |
| Sorrento TherapeuticsPut | COM | 83587F952 | $19.6K | 20,242 | 0.2% |
| Spdr S&P 500 ETF TRPut | ETF | 78462F953 | $18.6K | 434 | 0.2% |
| Spdr Series TrustPut | ETF | 78464A950 | $17.4K | 1,284 | 0.2% |
| Atossa Therapeutics IncPut | COM | 04962H956 | $16.1K | 25,446 | 0.2% |
| Sorrento Therapeutics(SRNE) | COM | 83587F202 | $11.6K | 1,197,976 | 0.1% |
| Kempharm IncPut | COM | 488445956 | $9.1K | 7,117 | 0.1% |
| Cocrystal Pharma Inc | COM | 19188J300 | $7.6K | 6,110,657 | 0.1% |
| Enochian Biosciences Inc(ENOBGBP) | COM | 29350E104 | $6.7K | 1,341,663 | 0.1% |
| Atossa Therapeutics Inc(ATOSEUR) | COM | 04962H506 | $6.6K | 1,045,987 | 0.1% |
| Mogo IncPut | COM | 60800C959 | $6.4K | 8,183 | 0.1% |
| Aterian Inc.(ATERUSD) | COM | 02156U101 | $6.3K | 433,000 | 0.1% |
| Barclays Bank PLC | IPTH | 06747R477 | $5.6K | 190,600 | 0.1% |
| Kandi Technologies Group IncPut | COM | 483709951 | $5.5K | 9,267 | 0.1% |
| Cbak Energy Tech IncPut | COM | 14986C952 | $5.2K | 11,089 | 0.1% |
| Recon Technology LTD | SHS | G7415M124 | $4.0K | 930,000 | 0.0% |
| Humanco Acquisition Corp | COM | 44487N109 | $3.9K | 404,185 | 0.0% |
| Newage Inc | COM | 650194103 | $3.9K | 1,729,931 | 0.0% |
| Riot Blockchain IncPut | COM | 767292955 | $3.8K | 1,019 | 0.0% |
| Mogo Inc | COM | 60800C109 | $3.6K | 460,270 | 0.0% |
| Vincerx Pharma Inc | COM | 92731L106 | $3.5K | 271,063 | 0.0% |
| Butterfly Network IncCall | COM | 124155902 | $3.5K | 2,410 | 0.0% |
| Wimi Hologram Cloud Inc | ADS | 97264L100 | $3.4K | 626,095 | 0.0% |
| Ionis PharmaceuticalsPut | COM | 462222950 | $3.4K | 841 | 0.0% |
| Mirati Therapeutics IncCall | COM | 60468T905 | $3.1K | 193 | 0.0% |
| Ionis Pharmaceuticals(IONS) | COM | 462222100 | $3.1K | 78,000 | 0.0% |
| Canaan IncPut | ADS | 134748952 | $3.1K | 3,742 | 0.0% |
| Digital Ally Inc NewPut | COM | 25382P958 | $3.0K | 16,612 | 0.0% |
| Asensus Surgical Inc(TRXCEUR) | COM | 04367G103 | $3.0K | 931,414 | 0.0% |
| Marathon DigitalPut | COM | 565788956 | $2.9K | 912 | 0.0% |
| Aterian IncPut | COM | 02156U951 | $2.8K | 1,914 | 0.0% |
| Amarin Corp PLCCall | ADR | 023111906 | $2.7K | 6,268 | 0.0% |
| Globus Maritime LTD(GLBS) | COM | Y27265126 | $2.7K | 700,427 | 0.0% |
| Vaxcyte Inc(PCVX) | COM | 92243G108 | $2.7K | 117,994 | 0.0% |
| Barclays Bank PLCCall | IPTH | 06747R907 | $2.6K | 875 | 0.0% |
| Aslan Pharmaceuticals LTD | ADS | 04522R101 | $2.5K | 765,276 | 0.0% |
| Arcadia Biosciences IncPut | COM | 039014954 | $2.5K | 8,340 | 0.0% |
| The9 LTDPut | ADS | 88337K952 | $2.4K | 1,689 | 0.0% |
| Kiromic Biopharma Inc | COM | 497634105 | $2.4K | 500,508 | 0.0% |
| Riot Blockchain Inc(RIOT) | COM | 767292105 | $2.4K | 63,000 | 0.0% |
| Ocular Therapeutix IncCall | COM | 67576A900 | $2.4K | 1,668 | 0.0% |
| Redhill Biopharma LTD | ADS | 757468103 | $2.3K | 340,440 | 0.0% |
| Rewalk Robotics LTD | SHS | M8216Q200 | $2.3K | 1,368,658 | 0.0% |