Q3 2021 Holdings
Filed 2021-11-15 | 184 holdings | $6.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Autolus Therapeutics LTD(AUTL) | ADS | 05280R100 | $2.0M | 300,000 | 29.6% |
| Canaan Inc(CAN) | ADS | 134748102 | $1.5M | 247,929 | 22.8% |
| Amplitech Group Inc(AMPG) | COM | 03211Q200 | $1.1M | 305,255 | 16.5% |
| Acutus MED Inc(AFIB) | COM | 005111109 | $1.1M | 119,755 | 15.9% |
| ION Geophysical Corp | NOTE | 462044AJ7 | $272.6K | $3,150,000 | 4.1% |
| Actinium Pharmaceuticals Inc(ATNM) | COM | 00507W206 | $235.0K | 26,488 | 3.5% |
| Cbak Energy Tech Inc(CBAT) | COM | 14986C102 | $41.0K | 17,548 | 0.6% |
| Ishares Russell 2000Put | ETF | 464287955 | $39.2K | 1,794 | 0.6% |
| Ishares Russell 2000Call | ETF | 464287905 | $32.8K | 1,500 | 0.5% |
| Spdr S&P 500 ETF TRCall | ETF | 78462F903 | $32.2K | 750 | 0.5% |
| BIT Digital Inc(BTBT) | SHS | G1144A105 | $30.5K | 4,216,310 | 0.5% |
| Spdr Series TrustPut | ETF | 78464A950 | $21.5K | 1,713 | 0.3% |
| Spdr S&P 500 ETF TRPut | ETF | 78462F953 | $19.1K | 444 | 0.3% |
| Sorrento TherapeuticsPut | COM | 83587F952 | $16.7K | 21,846 | 0.3% |
| BIT Mining LTD | ADR | 055474100 | $16.3K | 2,000,000 | 0.2% |
| Barclays Bank PLCCall | IPTH | 06747R907 | $14.9K | 5,336 | 0.2% |
| Sorrento Therapeutics(SRNE) | COM | 83587F202 | $13.0K | 1,698,107 | 0.2% |
| Barclays Bank PLC | IPTH | 06747R477 | $11.1K | 400,000 | 0.2% |
| Marathon Digital Holdings IncPut | COM | 565788956 | $6.3K | 1,985 | 0.1% |
| Cocrystal Pharma Inc | COM | 19188J300 | $5.4K | 5,165,416 | 0.1% |
| Atossa Therapeutics IncPut | COM | 04962H956 | $5.1K | 15,725 | 0.1% |
| Ocular Therapeutix IncCall | COM | 67576A900 | $5.1K | 5,115 | 0.1% |
| Canaan IncPut | ADS | 134748952 | $4.8K | 7,875 | 0.1% |
| Virpax Pharmaceuticals Inc | COM | 928251107 | $4.8K | 993,000 | 0.1% |
| RED CAT Hldgs Inc(RCAT) | COM | 75644T100 | $4.7K | 1,359,385 | 0.1% |
| Takung ART LTD | COM | 87407Q207 | $4.6K | 608,740 | 0.1% |
| Kandi Technologies Group IncPut | COM | 483709951 | $4.3K | 9,742 | 0.1% |
| Amarin Corp PLCCall | ADR | 023111906 | $4.2K | 8,238 | 0.1% |
| BIT Digital Inc(BTBT)Put | SHS | G1144A955 | $4.0K | 5,586 | 0.1% |
| Humanco Acquisition Corp | CL A | 44487N109 | $4.0K | 404,185 | 0.1% |
| Butterfly Network IncCall | COM | 124155902 | $3.7K | 3,503 | 0.1% |
| Flux Power Holdings(FLUX) | COM | 344057302 | $3.6K | 715,211 | 0.1% |
| Recon Technology LTD | SHS | G7415M124 | $3.6K | 1,280,097 | 0.1% |
| Mirati Therapeutics IncCall | COM | 60468T905 | $3.4K | 193 | 0.1% |
| Color Star Tech Co LTD | SHS | G2287A100 | $3.4K | 6,177,524 | 0.1% |
| Biovie Inc | CL A | 09074F207 | $3.4K | 504,861 | 0.1% |
| Actinium Pharmaceuticals IncPut | COM | 00507W956 | $3.3K | 3,757 | 0.1% |
| Vincerx Pharma Inc | COM | 92731L106 | $3.2K | 200,000 | 0.0% |
| Pharmacyte Biotech Inc(PMCB) | COM | 71715X203 | $3.2K | 1,010,146 | 0.0% |
| Newage Inc | COM | 650194103 | $3.2K | 2,288,078 | 0.0% |
| 9 Meters Biopharma IncPut | COM | 654405959 | $3.2K | 24,371 | 0.0% |
| Sphere 3D CorpPut | COM | 84841L958 | $3.0K | 5,081 | 0.0% |
| Guardforce AI Co LTD | SHS | G4236L112 | $2.9K | 727,647 | 0.0% |
| Ionis Pharmaceuticals Inc(IONS) | COM | 462222100 | $2.8K | 84,600 | 0.0% |
| Ionis Pharmaceuticals IncPut | COM | 462222950 | $2.8K | 846 | 0.0% |
| Kempharm IncPut | COM | 488445956 | $2.7K | 2,912 | 0.0% |
| Riot Blockchain IncPut | COM | 767292955 | $2.6K | 1,019 | 0.0% |
| Rewalk Robotics LTD | SHS | M8216Q200 | $2.5K | 1,632,770 | 0.0% |
| Mogo IncPut | COM | 60800C959 | $2.4K | 5,506 | 0.0% |
| BIT Mining LTDPut | ADR | 055474950 | $2.3K | 2,859 | 0.0% |