Q3 2021 Holdings
Filed 2021-11-15 | 130 holdings | $176.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Codexis Inc(CDXS) | COM | 192005106 | $87.2M | 3,749,241 | 49.6% |
| DXP Enterprises Inc(DXPE) | COM NEW | 233377407 | $34.8M | 1,175,806 | 19.8% |
| Autolus Therapeutics PLC(AUTL) | SPON ADS | 05280R100 | $19.2M | 2,936,791 | 10.9% |
| DHI Group Inc(DHX) | COM | 23331S100 | $16.1M | 3,375,606 | 9.1% |
| Akebia Therapeutics Inc(AKBA) | COM | 00972D105 | $14.3M | 4,978,195 | 8.1% |
| Caribou Biosciences Inc(CRBU) | COM | 142038108 | $1.3M | 56,418 | 0.8% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $481.3K | 2,200,000 | 0.3% |
| Wayfair Inc(W)Call | CL A | 94419L101 | $206.4K | 807,700 | 0.1% |
| Establishment Labs Hldgs Inc(ESTA) | COM | G31249108 | $147.2K | 2,057,039 | 0.1% |
| Scientific Games Corp(LNWO)Call | COM | 80874P109 | $129.5K | 1,559,300 | 0.1% |
| Ishares TR(TLT)Put | 20 YR TR BD ETF | 464287432 | $86.6K | 600,000 | 0.0% |
| QAD Inc(QADA) | CL A | 74727D306 | $81.0K | 926,756 | 0.0% |
| Uniqure NV(QURE)Call | SHS | N90064101 | $67.4K | 2,105,900 | 0.0% |
| Avis Budget Group(CAR)Put | COM | 053774105 | $64.1K | 550,000 | 0.0% |
| Travelcenters of America Inc(TAUSD) | COM NEW | 89421B109 | $63.4K | 1,272,570 | 0.0% |
| Spdr SER TR(XBI)Put | S&P BIOTECH | 78464A870 | $62.9K | 500,000 | 0.0% |
| Carvana Co(CVNA)Call | CL A | 146869102 | $61.4K | 203,700 | 0.0% |
| Meta Finl Group Inc(CASH) | COM | 59100U108 | $60.4K | 1,151,305 | 0.0% |
| Tenet Healthcare Corp(THC)Call | COM NEW | 88033G407 | $58.2K | 875,900 | 0.0% |
| Uniqure NV(QURE) | SHS | N90064101 | $56.3K | 1,759,218 | 0.0% |
| Miller Herman Inc(MLKN) | COM | 600544100 | $55.3K | 1,468,766 | 0.0% |
| Travel Plus Leisure Co(TNL)Call | COM | 894164102 | $54.5K | 1,000,000 | 0.0% |
| Imax Corp(IMAX) | COM | 45245E109 | $53.5K | 2,816,492 | 0.0% |
| Travel Plus Leisure Co(TNL) | COM | 894164102 | $50.8K | 932,294 | 0.0% |
| Syndax Pharmaceuticals Inc(SNDX) | COM | 87164F105 | $50.8K | 2,657,159 | 0.0% |
| Vonage Hldgs Corp | COM | 92886T201 | $47.8K | 2,962,298 | 0.0% |
| Merck & Co Inc(MRK)Call | COM | 58933Y105 | $45.1K | 600,000 | 0.0% |
| Golden Entmt Inc(GDEN) | COM | 381013101 | $44.2K | 901,237 | 0.0% |
| Luxfer Holdings PLC(LXFR) | SHS | G5698W116 | $41.5K | 2,112,728 | 0.0% |
| CUE Biopharma Inc(CUE) | COM | 22978P106 | $37.5K | 2,571,082 | 0.0% |
| Immatics N.v(IMTX) | SHS | N44445109 | $34.4K | 2,647,449 | 0.0% |
| Imax Corp(IMAX)Call | COM | 45245E109 | $34.2K | 1,800,000 | 0.0% |
| Shift Technologies Inc | CL A | 82452T107 | $31.1K | 4,474,220 | 0.0% |
| Keros Therapeutics Inc(KROS) | COM | 492327101 | $30.1K | 760,383 | 0.0% |
| Alta Equipment Group Inc(ALTG) | COMMON STOCK | 02128L106 | $26.6K | 1,940,082 | 0.0% |
| Fortress Biotech Inc | COM | 34960Q109 | $26.2K | 8,140,794 | 0.0% |
| RED Violet Inc(RDVT) | COM | 75704L104 | $25.8K | 1,000,000 | 0.0% |
| International MNY Express in(IMXI) | COM | 46005L101 | $25.6K | 1,533,660 | 0.0% |
| Ryman Hospitality Pptys Inc(RHP)Put | COM | 78377T107 | $25.1K | 300,000 | 0.0% |
| Taysha Gene Therapies Inc(TSHA) | COM SHS | 877619106 | $23.3K | 1,249,309 | 0.0% |
| Apollo Endosurgery Inc(HQ8F) | COM | 03767D108 | $22.8K | 2,514,328 | 0.0% |
| Ishares TR(IWM) | RUSSELL 2000 ETF | 464287655 | $21.8K | 99,593 | 0.0% |
| RMR Group Inc(RMR) | CL A | 74967R106 | $21.0K | 626,751 | 0.0% |
| Vonage Hldgs CorpCall | COM | 92886T201 | $20.2K | 1,250,000 | 0.0% |
| Curis Inc(CRISEUR) | COM NEW | 231269200 | $19.3K | 2,462,248 | 0.0% |
| Semler Scientific Inc(SMLR) | COM | 81684M104 | $18.2K | 145,419 | 0.0% |
| Reading Intl Inc(RDI) | CL A | 755408101 | $17.6K | 3,470,315 | 0.0% |
| Peloton Interactive Inc(PTON)Call | CL A COM | 70614W100 | $17.4K | 200,000 | 0.0% |
| Paya Holdings Inc(PAYAUSD) | COM CL A | 70434P103 | $16.1K | 1,481,096 | 0.0% |
| Aptose Biosciences Inc | COM NEW | 03835T200 | $16.0K | 7,355,730 | 0.0% |