Q1 2014 Holdings
Filed 2014-05-07 | 129 holdings | $33.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Theratechnologies Inc COM | COM | 88338H100 | $6 | 15,000 | 0.0% |
| Delaware Invsmts. Colorado MUN | TAX-FREE | 246101109 | $133 | 10,000 | 0.0% |
| VAN Kampen Dynamic Credit | BOND | 921166104 | $175 | 13,500 | 0.0% |
| Nanoviricides | COM | 630087203 | $192 | 60,000 | 0.0% |
| Unitedhealth Group(UNH) | COM | 91324P102 | $200 | 2,440 | 0.0% |
| BB&T Corp.(BBTUSD) | COM | 054937107 | $201 | 5,000 | 0.0% |
| Amazon.com(AMZN) | COM | 023135106 | $202 | 600 | 0.0% |
| Spdr Barclays Muni Bond ETF | TAX-FREE | 78464A458 | $205 | 8,800 | 0.0% |
| Spdr Emerging Markets Dividend(EDIV) | COM | 78463X533 | $211 | 5,550 | 0.0% |
| Facebook(META) | COM | 30303M102 | $217 | 3,600 | 0.0% |
| iSHARES Barclays Tips(TIP) | BOND | 464287176 | $224 | 2,000 | 0.0% |
| Leapfrog Enter | COM | 52186N106 | $225 | 30,000 | 0.0% |
| Wells Fargo Co.(WFC) | COM | 949746101 | $236 | 4,736 | 0.0% |
| Illinois Tool WKS(ITW) | COM | 452308109 | $239 | 2,938 | 0.0% |
| Telsa Motors(TSLA) | COM | 88160R101 | $240 | 1,150 | 0.0% |
| Oracle Corp.(ORCL) | COM | 68389X105 | $242 | 5,920 | 0.0% |
| iSHARES Dividend(DVY) | MUTUAL | 464287168 | $243 | 3,321 | 0.0% |
| Genworth Finl(GNW) | COM | 37247D106 | $266 | 15,000 | 0.0% |
| Bristol-Myers(BMY) | COM | 110122108 | $267 | 5,135 | 0.0% |
| Phillips 66(PSX) | COM | 718546104 | $270 | 3,500 | 0.0% |
| Etfs Platinum Trust | ALTCOM | 26922V101 | $276 | 2,000 | 0.0% |
| Spdr S&P 500 ETF(SPY) | MUTUAL | 78462F103 | $295 | 1,575 | 0.0% |
| iSHARES Intermed. Credit(IGIB) | BOND | 464288638 | $300 | 2,750 | 0.0% |
| BP PLC | COM | 056622104 | $300 | 6,238 | 0.0% |
| Market Vectors Vietnam ETF | COM | 57060U761 | $304 | 14,000 | 0.0% |
| Merck & Co. Inc.(MRK) | COM | 58933Y105 | $305 | 5,365 | 0.0% |
| Caterpillar Inc(CAT) | COM | 149123101 | $308 | 3,100 | 0.0% |
| Ishares Msci Emerging Mkts(EEM) | COM | 464287234 | $310 | 7,557 | 0.0% |
| Solarcity Corp | COM | 83416T100 | $313 | 5,000 | 0.0% |
| Wynn Resorts LTD(WYNN) | COM | 983134107 | $333 | 1,500 | 0.0% |
| BlackRock Muniyield INV Fund | TAX-FREE | 09254R104 | $340 | 24,000 | 0.0% |
| Intl. Bus. Machines(IBM) | COM | 459200101 | $346 | 1,797 | 0.0% |
| Procter & Gamble(PG) | COM | 742718109 | $363 | 4,507 | 0.0% |
| Spdr S&P 400 Midcap(MDY) | MUTUAL | 78467Y107 | $376 | 1,500 | 0.0% |
| Mondelez Intl(MDLZ) | COM | 609207105 | $378 | 10,941 | 0.0% |
| Federated Invs.(FHI) | COM | 314211103 | $380 | 12,447 | 0.0% |
| Tristate Cap Hldgs Inc COM | COM | 89668F100 | $384 | 27,000 | 0.0% |
| iSHARES National Amt-Free Muni(MUB) | TAX-FREE | 464288414 | $385 | 3,600 | 0.0% |
| Nuveen Muni Value(NUV) | TAX-FREE | 670928100 | $387 | 41,000 | 0.0% |
| Allstate Corp. | COM | 020021010 | $396 | 7,000 | 0.0% |
| Ishares Core S&P Mid-Cap(IJH) | MUTUAL | 464287507 | $412 | 3,000 | 0.0% |
| Eaton Vance Limited Duration(XEVVX) | BOND | 27828H105 | $422 | 27,700 | 0.0% |
| Guggenheim Global Timber | ALTCOM | 18383Q879 | $423 | 16,700 | 0.0% |
| Putnam Muni Opport Trust(PMO) | TAX-FREE | 746922103 | $429 | 37,720 | 0.0% |
| Knowles Corp(KN) | COM | 49926D109 | $444 | 14,050 | 0.0% |
| Mcdonald's Corp.(MCD) | COM | 580135101 | $467 | 4,759 | 0.0% |
| Tocqueville Gold Fund | ALTCOM | 888894862 | $468 | 12,271 | 0.0% |
| Halliburton Co.(HAL) | COM | 406216101 | $510 | 8,662 | 0.0% |
| Market Vectors Agribusiness | ALTCOM | 57060U605 | $514 | 9,450 | 0.0% |
| Ares Cap Corp(ARCC) | COM | 04010L103 | $529 | 30,000 | 0.0% |