Q3 2013 Holdings
Filed 2013-11-06 | 18 holdings | $246.4K | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Wells Fargo & Co New(WFC) | PERP PFD CNV A | 949746804 | $59.6K | 52,413 | 24.2% |
| HSBC Hldgs PLC | ADR A 1/40PF A | 404280604 | $32.1K | 1,303,978 | 13.0% |
| Barclays Bank PLC | SP ADR 7.1%PF3 | 06739H776 | $28.9K | 1,154,125 | 11.7% |
| Royal BK Scotland Group PLC | SP ADR L RP PF | 780097788 | $27.2K | 1,373,182 | 11.1% |
| Barclays Bank PLC | ADR PFD SR 5 | 06739H362 | $21.8K | 857,737 | 8.9% |
| Barclays Bank PLC | ADS7.75%PFD S4 | 06739H511 | $20.0K | 793,441 | 8.1% |
| BlackRock CR Allctn Inc TR(BTZ) | COM | 092508100 | $16.0K | 1,224,706 | 6.5% |
| Bank of America Corporation(BAC) | 7.25%CNV PFD L | 060505682 | $14.4K | 13,306 | 5.8% |
| Hancock John PFD Income FD I(HPS) | COM | 41021P103 | $11.3K | 677,144 | 4.6% |
| Royal BK Scotland Group PLC | ADR PREF SHS Q | 780097754 | $6.6K | 301,200 | 2.7% |
| Royal BK Scotland Group PLC | ADR PREF SER N | 780097770 | $2.0K | 95,022 | 0.8% |
| Barclays BK PLC | ADR 2 PREF 2 | 06739F390 | $1.9K | 78,538 | 0.8% |
| BB&T Corp | DP SHS RP PF G | 054937800 | $1.7K | 85,605 | 0.7% |
| Keycorp New | PFD 7.75% SR A | 493267405 | $1.2K | 9,362 | 0.5% |
| Royal BK Scotland Group PLC | SP ADR PREF M | 780097796 | $564 | 26,903 | 0.2% |
| Royal BK Scotland Group PLC | ADR PREF SHS R | 780097747 | $486 | 24,140 | 0.2% |
| Royal BK Scotland Group PLC | SP ADR PREF S | 780097739 | $315 | 14,694 | 0.1% |
| National Westminster BK PLC | SPON ADR C | 638539882 | $266 | 10,623 | 0.1% |