Q3 2014 Holdings
Filed 2014-11-13 | 17 holdings | $267.0K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Wells Fargo & Co New(WFC) | PERP PFD CNV A | 949746804 | $58.2K | 48,393 | 21.8% |
| HSBC Hldgs PLC | ADR A 1/40PF A | 404280604 | $39.6K | 1,575,008 | 14.8% |
| Royal BK Scotland Group PLC | SP ADR L RP PF | 780097788 | $33.1K | 1,429,731 | 12.4% |
| Barclays Bank PLC | SP ADR 7.1%PF3 | 06739H776 | $30.1K | 1,168,201 | 11.3% |
| Royal BK Scotland Group PLC | ADR PREF SHS Q | 780097754 | $20.4K | 814,423 | 7.6% |
| Barclays Bank PLC | ADS7.75%PFD S4 | 06739H511 | $19.8K | 764,011 | 7.4% |
| Barclays Bank PLC | ADR PFD SR 5 | 06739H362 | $19.1K | 735,900 | 7.2% |
| BlackRock CR Allctn Inc TR(BTZ) | COM | 092508100 | $14.7K | 1,105,193 | 5.5% |
| Barclays BK PLC | ADR 2 PREF 2 | 06739F390 | $14.3K | 564,694 | 5.4% |
| Hancock John PFD Income FD I(HPS) | COM | 41021P103 | $11.7K | 670,344 | 4.4% |
| Royal BK Scotland Group PLC | ADR PREF SER N | 780097770 | $1.9K | 77,236 | 0.7% |
| Royal BK Scotland Group PLC | SPON ADR SER H | 780097879 | $1.8K | 69,036 | 0.7% |
| Keycorp New | PFD 7.75% SR A | 493267405 | $1.0K | 8,000 | 0.4% |
| Royal BK Scotland Group PLC | ADR PREF SHS R | 780097747 | $389 | 16,306 | 0.1% |
| Royal BK Scotland Group PLC | SP ADR PREF T | 780097713 | $368 | 14,568 | 0.1% |
| Royal BK Scotland Group PLC | SP ADR PREF S | 780097739 | $287 | 11,593 | 0.1% |
| National Westminster BK PLC | SPON ADR C | 638539882 | $275 | 10,623 | 0.1% |