Q3 2016 Holdings
Filed 2016-11-10 | 36 holdings | $1.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Lloyds Banking Group PLC | SDCV 7.500%12/3 | 539439AG4 | $198.6K | 192,292,000 | 17.9% |
| Barclays PLC | NOTE 8.250%12/3 | 06738EAA3 | $158.4K | 158,634,000 | 14.3% |
| Royal BK of Scotland PLC | DEBT 7.500%12/3 | 780099CJ4 | $149.9K | 163,380,000 | 13.5% |
| HSBC Hldgs PLC | NOTE 6.875%12/3 | 404280BC2 | $142.8K | 137,305,000 | 12.9% |
| Wells Fargo & Co New(WFC) | PERP PFD CNV A | 949746804 | $107.5K | 82,101 | 9.7% |
| Barclays PLC | PRFD 6.625%12/3 | 06738EAB1 | $82.3K | 90,148,000 | 7.4% |
| ING Groep N V | DBCV 6.500%12/3 | 456837AF0 | $52.8K | 54,500,000 | 4.8% |
| HSBC Hldgs PLC | ADR A 1/40PF A | 404280604 | $34.6K | 1,348,307 | 3.1% |
| Royal BK of Scotland PLC | NOTE 8.000%12/3 | 780099CK1 | $32.6K | 34,700,000 | 2.9% |
| Royal BK Scotland Group PLC | SP ADR L RP PF | 780097788 | $31.1K | 1,241,030 | 2.8% |
| Barclays Bank PLC | SP ADR 7.1%PF3 | 06739H776 | $28.6K | 1,108,729 | 2.6% |
| Royal BK Scotland Group PLC | NOTE 8.625%12/3 | 780097BB6 | $21.5K | 22,000,000 | 1.9% |
| Australia & New Zeala BKG 14 | DEBT 4.400% 5/1 | Q0426RND6 | $15.9K | 15,000,000 | 1.4% |
| Barclays Bank PLC | ADR PFD SR 5 | 06739H362 | $15.5K | 595,507 | 1.4% |
| BlackRock CR Allctn Inc TR(BTZ) | COM | 092508100 | $12.9K | 966,571 | 1.2% |
| Hancock John PFD Income FD I(HPS) | COM | 41021P103 | $12.5K | 646,421 | 1.1% |
| Standard Chartered PLC | DEBT 6.500%12/3 | G84228CE6 | $9.3K | 10,000,000 | 0.8% |
| Keycorp New | PFD 7.75% SR A | 493267405 | $1.8K | 12,850 | 0.2% |
| Royal BK Scotland Group PLC | SPON ADR SER H | 780097879 | $1.2K | 48,145 | 0.1% |
| National Westminster BK PLC | SPON ADR C | 638539882 | $574 | 22,316 | 0.1% |
| Royal BK Scotland Group PLC | SP ADR PREF S | 780097739 | $518 | 20,504 | 0.0% |