Q1 2017 Holdings
Filed 2017-05-11 | 26 holdings | $1.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Lloyds Banking Group PLC | SDCV 7.500%12/3 | 539439AG4 | $186.9K | 176,692,000 | 17.3% |
| HSBC Hldgs PLC | NOTE 6.875%12/3 | 404280BC2 | $181.2K | 170,155,000 | 16.8% |
| Barclays PLC | NOTE 8.250%12/3 | 06738EAA3 | $154.9K | 147,369,000 | 14.3% |
| Royal BK of Scotland PLC | DEBT 7.500%12/3 | 780099CJ4 | $142.9K | 144,880,000 | 13.2% |
| Wells Fargo & Co New(WFC) | PERP PFD CNV A | 949746804 | $101.7K | 82,101 | 9.4% |
| ING Groep N V | DBCV 6.500%12/3 | 456837AF0 | $54.1K | 54,500,000 | 5.0% |
| Barclays PLC | NOTE 6.625%12/3 | 06738EAB1 | $53.0K | 53,191,000 | 4.9% |
| Royal BK Scotland Group PLC | SP ADR L RP PF | 780097788 | $36.6K | 1,461,281 | 3.4% |
| Royal BK of Scotland PLC | NOTE 8.000%12/3 | 780099CK1 | $34.3K | 34,500,000 | 3.2% |
| Royal BK Scotland Group PLC | NOTE 8.625%12/3 | 780097BB6 | $29.2K | 28,000,000 | 2.7% |
| HSBC Hldgs PLC | ADR A 1/40PF A | 404280604 | $26.7K | 1,029,908 | 2.5% |
| Standard Chartered PLC | DEBT 7.750%12/3 | G84228CX4 | $15.5K | 15,000,000 | 1.4% |
| Australia & New Zeala BKG 14 | DEBT 4.400% 5/1 | Q0426RND6 | $15.4K | 15,000,000 | 1.4% |
| BlackRock CR Allctn Inc TR(BTZ) | COM | 092508100 | $12.7K | 966,571 | 1.2% |
| Hancock John PFD Income FD I(HPS) | COM | 41021P103 | $11.9K | 646,421 | 1.1% |
| Standard Chartered PLC | DEBT 6.500%12/3 | G84228CE6 | $9.8K | 10,000,000 | 0.9% |
| Standard Chartered PLC | DEBT 7.500%12/3 | G84228CQ9 | $8.3K | 8,000,000 | 0.8% |
| Barclays Bank PLC | ADR PFD SR 5 | 06739H362 | $2.0K | 75,944 | 0.2% |
| Royal BK Scotland Group PLC | SP ADR PREF S | 780097739 | $1.2K | 47,130 | 0.1% |
| Royal BK Scotland Group PLC | SPON ADR SER H | 780097879 | $981 | 38,115 | 0.1% |
| National Westminster BK PLC | SPON ADR C | 638539882 | $581 | 22,316 | 0.1% |
| Ishares TR(PFF) | U.S. PFD STK ETF | 464288687 | $426 | 11,017 | 0.0% |