Q2 2017 Holdings
Filed 2017-08-08 | 28 holdings | $1.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| HSBC Hldgs PLC | NOTE 6.875%12/3 | 404280BC2 | $207.7K | 192,355,000 | 16.7% |
| Lloyds Banking Group PLC | DBCV 7.500%12/3 | 539439AG4 | $193.9K | 175,792,000 | 15.5% |
| Barclays PLC | NOTE 8.250%12/3 | 06738EAA3 | $173.3K | 163,469,000 | 13.9% |
| Royal BK of Scotland PLC | DEBT 7.500%12/3 | 780099CJ4 | $151.4K | 146,726,000 | 12.1% |
| Wells Fargo Co New(WFC) | PERP PFD CNV A | 949746804 | $107.6K | 82,101 | 8.6% |
| Barclays BK PLC | NOTE 7.750% 4/1 | 06739FHK0 | $82.9K | 79,691,000 | 6.6% |
| ING Groep N V | DBCV 6.500%12/3 | 456837AF0 | $57.0K | 54,200,000 | 4.6% |
| Barclays PLC | NOTE 6.625%12/3 | 06738EAB1 | $54.2K | 53,191,000 | 4.3% |
| Royal BK of Scotland PLC | NOTE 8.000%12/3 | 780099CK1 | $44.7K | 41,200,000 | 3.6% |
| Royal BK Scotland Group PLC | SP ADR L RP PF | 780097788 | $37.6K | 1,483,833 | 3.0% |
| Royal BK Scotland Group PLC | NOTE 8.625%12/3 | 780097BB6 | $35.4K | 32,500,000 | 2.8% |
| HSBC Hldgs PLC | ADR A 1/40PF A | 404280604 | $24.6K | 932,415 | 2.0% |
| Standard Chartered PLC | DEBT 7.750%12/3 | G84228CX4 | $16.1K | 15,000,000 | 1.3% |
| Australia & New Zeala BKG 14 | DEBT 4.400% 5/1 | Q0426RND6 | $15.5K | 15,000,000 | 1.2% |
| BlackRock CR Allctn Inc TR(BTZ) | COM | 092508100 | $13.0K | 966,571 | 1.0% |
| Hancock John PFD Income FD I(HPS) | COM | 41021P103 | $12.4K | 646,421 | 1.0% |
| Standard Chartered PLC | DEBT 6.500%12/3 | G84228CE6 | $9.7K | 9,500,000 | 0.8% |
| Standard Chartered PLC | DEBT 7.500%12/3 | G84228CQ9 | $8.6K | 8,000,000 | 0.7% |
| Royal BK Scotland Group PLC | SP ADR PREF S | 780097739 | $1.2K | 47,973 | 0.1% |
| National Westminster BK PLC | SPON ADR C | 638539882 | $454 | 17,316 | 0.0% |