Q4 2013 Holdings
Filed 2014-02-14 | 78 holdings | $1.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Resolute FST Prods Inc(RFPUSD) | COM | 76117W109 | $205.6K | 12,831,041 | 19.1% |
| Level 3 Communications Inc | COM NEW | 52729N308 | $90.1K | 2,716,086 | 8.4% |
| Alpha Natural Resources Inc(ANRZQEUR) | COM | 02076X102 | $89.4K | 12,521,577 | 8.3% |
| L-3 Communications Corp | DEBT 3.000% 8/0 | 502413AW7 | $53.7K | $44,469,000 | 5.0% |
| Interdigital Inc | NOTE 2.500% 3/1 | 458660AB3 | $44.5K | $43,659,000 | 4.1% |
| Jetblue Airways Corp | DBCV 6.750%10/1 | 477143AG6 | $43.4K | $22,778,000 | 4.0% |
| Cogent Comm Group Inc | NOTE 1.000% 6/1 | 19239VAB0 | $40.3K | $39,235,000 | 3.8% |
| Finisar Corp | NOTE 5.000%10/1 | 31787AAK7 | $36.2K | $15,915,000 | 3.4% |
| Webmd Health Corp | NOTE 2.500% 1/3 | 94770VAF9 | $33.6K | $34,043,000 | 3.1% |
| Apollo Invt Corp | NOTE 5.750% 1/1 | 03761UAE6 | $33.3K | $31,229,000 | 3.1% |
| Endeavour Intl Corp | COM NEW | 29259G200 | $32.8K | 6,245,784 | 3.1% |
| Providence SVC Corp | NOTE 6.500% 5/1 | 743815AB8 | $32.4K | $31,590,000 | 3.0% |
| Leap Wireless Intl Inc | NOTE 4.500% 7/1 | 521863AL4 | $31.5K | $30,869,000 | 2.9% |
| Photronics Inc | NOTE 3.250% 4/0 | 719405AH5 | $30.8K | $27,355,000 | 2.9% |
| Advanced Micro Devices Inc | NOTE 6.000% 5/0 | 007903AL1 | $28.8K | $27,402,000 | 2.7% |
| Rambus Inc del | NOTE 5.000% 6/1 | 750917AC0 | $24.0K | $23,620,000 | 2.2% |
| Chiquita Brands Intl Inc | NOTE 4.250% 8/1 | 170032AT3 | $22.1K | $22,549,000 | 2.1% |
| Webmd Health Corp | NOTE 2.250% 3/3 | 94770VAH5 | $17.4K | $17,350,000 | 1.6% |
| Photronics Inc | NOTE 5.500%10/0 | 719405AF9 | $15.5K | $8,500,000 | 1.4% |
| Rovi Corp | NOTE 2.625% 2/1 | 779376AB8 | $14.3K | $14,094,000 | 1.3% |
| Altra Indl Motion Corp | NOTE 2.750% 3/0 | 02208RAE6 | $13.6K | $9,875,000 | 1.3% |
| Aegean Marine Pete Network I | NOTE 4.000%11/0 | Y0020QAA9 | $13.4K | $12,700,000 | 1.2% |
| Bottomline Tech del Inc | NOTE 1.500%12/0 | 101388AA4 | $12.6K | $9,310,000 | 1.2% |
| Nuvasive Inc | NOTE 2.750% 7/0 | 670704AC9 | $12.0K | $11,000,000 | 1.1% |
| Alpha Natural Resources Inc | NOTE 3.750%12/1 | 02076XAE2 | $11.2K | $10,800,000 | 1.0% |
| Isis Pharmaceuticals Inc del | NOTE 2.750%10/0 | 464337AG9 | $10.6K | $4,250,000 | 1.0% |
| Ares Cap Corp | NOTE 4.875% 3/1 | 04010LAG8 | $10.5K | $9,807,000 | 1.0% |
| Alpha Natural Resources Inc | NOTE 4.875%12/1 | 02076XAF9 | $9.7K | $9,000,000 | 0.9% |
| Volcano Corporation | NOTE 2.875% 9/0 | 928645AA8 | $6.4K | $6,059,000 | 0.6% |
| Inland Real Estate Corp | NOTE 5.000%11/1 | 457461AC5 | $5.5K | $5,000,000 | 0.5% |
| Jetblue Airways Corp | DBCV 5.500%10/1 | 477143AE1 | $5.3K | $2,626,000 | 0.5% |
| Micron Technology Inc(MU) | COM | 595112103 | $4.9K | 227,275 | 0.5% |
| Digital RIV Inc | NOTE 2.000%11/0 | 25388BAD6 | $4.6K | $4,624,000 | 0.4% |
| Level 3 Communications IncCall | COM | 52729N308 | $4.1K | 500,000 | 0.4% |
| Alpha Natural Resources Inc(ANRZQEUR)Call | COM | 02076X102 | $3.5K | 7,550,000 | 0.3% |
| Pendrell Corp | COM | 70686R104 | $3.1K | 1,527,448 | 0.3% |
| Micron Technology Inc(MU)Call | COM | 595112103 | $3.0K | 650,000 | 0.3% |
| American Rlty Cap Pptys Inc | NOTE 3.000% 8/0 | 02917TAA2 | $3.0K | $3,000,000 | 0.3% |
| Digital RIV Inc | NOTE 1.250% 1/0 | 25388BAB0 | $3.0K | $3,000,000 | 0.3% |
| Northern Dynasty Minerals LT(NAK) | COM NEW | 66510M204 | $1.9K | 1,520,000 | 0.2% |
| Gogo Inc(GOGO)Put | COM | 38046C109 | $1.7K | 200,000 | 0.2% |
| Cbeyond Inc | COM | 149847105 | $1.6K | 225,000 | 0.1% |
| Sonde RES Corp | COM | 835426107 | $1.5K | 2,290,163 | 0.1% |
| Fifth Street Finance Corp | COM | 31678A103 | $1.3K | 137,000 | 0.1% |
| Orexigen Therapeutics Inc | NOTE 2.750%12/0 | 686164AA2 | $980 | $1,000,000 | 0.1% |
| Walter Energy IncCall | COM | 93317Q105 | $704 | 950,000 | 0.1% |
| Wright MED Group Inc | NOTE 2.625%12/0 | 98235TAA5 | $531 | $519,000 | 0.0% |
| Massey Energy Co | NOTE 3.250% 8/0 | 576203AJ2 | $402 | $400,000 | 0.0% |
| Consol Energy Inc | COM | 20854P109 | $346 | 9,100 | 0.0% |
| Teekay Corporation | COM | Y8564W103 | $346 | 7,200 | 0.0% |