Q1 2014 Holdings
Filed 2014-05-15 | 69 holdings | $1.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Resolute FST Prods Inc(RFPUSD) | COM | 76117W109 | $257.8K | 12,831,041 | 22.2% |
| Level 3 Communications Inc | COM NEW | 52729N308 | $85.1K | 2,173,286 | 7.3% |
| Alpha Natural Resources Inc(ANRZQEUR) | COM | 02076X102 | $72.0K | 16,930,081 | 6.2% |
| Micron Technology Inc | NOTE 1.625% 2/1 | 595112AU7 | $55.4K | $25,000,000 | 4.8% |
| Apollo Invt Corp | NOTE 5.750% 1/1 | 03761UAE6 | $44.5K | $41,701,000 | 3.8% |
| Webmd Health Corp | NOTE 2.500% 1/3 | 94770VAF9 | $44.4K | $44,078,000 | 3.8% |
| Jetblue Airways Corp | DBCV 6.750%10/1 | 477143AG6 | $43.7K | $22,778,000 | 3.8% |
| Amag Pharmaceuticals Inc | NOTE 2.500% 2/1 | 00163UAA4 | $43.3K | $42,500,000 | 3.7% |
| Interdigital Inc | NOTE 2.500% 3/1 | 458660AB3 | $42.7K | $41,159,000 | 3.7% |
| Finisar Corp | NOTE 5.000%10/1 | 31787AAK7 | $39.7K | $15,915,000 | 3.4% |
| Cogent Comm Group Inc | NOTE 1.000% 6/1 | 19239VAB0 | $38.5K | $38,393,000 | 3.3% |
| Providence SVC Corp | NOTE 6.500% 5/1 | 743815AB8 | $31.8K | $31,590,000 | 2.7% |
| Photronics Inc | NOTE 3.250% 4/0 | 719405AH5 | $29.9K | $27,355,000 | 2.6% |
| Rambus Inc del | NOTE 5.000% 6/1 | 750917AC0 | $23.8K | $23,620,000 | 2.0% |
| Nuance Communications Inc | NOTE 2.750%11/0 | 67020YAF7 | $22.1K | $21,971,000 | 1.9% |
| Leap Wireless Intl Inc | NOTE 4.500% 7/1 | 521863AL4 | $22.1K | $21,869,000 | 1.9% |
| Chiquita Brands Intl Inc | NOTE 4.250% 8/1 | 170032AT3 | $20.8K | $20,549,000 | 1.8% |
| Webmd Health Corp | NOTE 2.250% 3/3 | 94770VAH5 | $17.6K | $17,350,000 | 1.5% |
| Herbalife LTD(HLF) | COM USD SHS | G4412G101 | $15.1K | 264,383 | 1.3% |
| Bottomline Tech del Inc | NOTE 1.500%12/0 | 101388AA4 | $14.8K | $11,310,000 | 1.3% |
| Photronics Inc | NOTE 5.500%10/0 | 719405AF9 | $14.8K | $8,500,000 | 1.3% |
| Rovi Corp | NOTE 2.625% 2/1 | 779376AB8 | $14.3K | $14,094,000 | 1.2% |
| Altra Indl Motion Corp | NOTE 2.750% 3/0 | 02208RAE6 | $14.1K | $9,875,000 | 1.2% |
| Endeavour Intl Corp | COM NEW | 29259G200 | $13.9K | 4,270,884 | 1.2% |
| Nuvasive Inc | NOTE 2.750% 7/0 | 670704AC9 | $13.1K | $11,000,000 | 1.1% |
| Aegean Marine Pete Network I | NOTE 4.000%11/0 | Y0020QAA9 | $12.8K | $12,700,000 | 1.1% |
| American Rlty Cap Pptys Inc | NOTE 3.000% 8/0 | 02917TAA2 | $11.7K | $11,000,000 | 1.0% |
| Ares Cap Corp | NOTE 4.875% 3/1 | 04010LAG8 | $10.6K | $9,807,000 | 0.9% |
| L-3 Communications Corp | DEBT 3.000% 8/0 | 502413AW7 | $10.0K | $7,469,000 | 0.9% |
| Alpha Natural Resources Inc | NOTE 3.750%12/1 | 02076XAE2 | $9.2K | $10,800,000 | 0.8% |
| Tesla Mtrs Inc | NOTE 0.250% 3/0 | 88160RAB7 | $8.3K | $9,000,000 | 0.7% |
| Micron Technology Inc(MU) | COM | 595112103 | $7.5K | 315,750 | 0.6% |
| Alpha Natural Resources Inc | NOTE 4.875%12/1 | 02076XAF9 | $6.6K | $8,000,000 | 0.6% |
| Volcano Corporation | NOTE 2.875% 9/0 | 928645AA8 | $6.2K | $6,059,000 | 0.5% |
| Inland Real Estate Corp | NOTE 5.000%11/1 | 457461AC5 | $5.5K | $5,000,000 | 0.5% |
| American Rlty Cap Pptys Inc | NOTE 3.750%12/1 | 02917TAB0 | $5.5K | $5,000,000 | 0.5% |
| Jetblue Airways Corp | DBCV 5.500%10/1 | 477143AE1 | $5.3K | $2,626,000 | 0.5% |
| Vipshop Hldgs LTD | NOTE 1.500% 3/1 | 92763WAA1 | $5.1K | $5,000,000 | 0.4% |
| Micron Technology Inc(MU)Call | COM | 595112103 | $2.8K | 550,000 | 0.2% |
| Alpha Natural Resources Inc(ANRZQEUR)Call | COM | 02076X102 | $2.5K | 5,100,000 | 0.2% |
| Fifth Street Finance Corp | COM | 31678A103 | $2.5K | 262,862 | 0.2% |
| Cbeyond Inc | COM | 149847105 | $1.7K | 240,000 | 0.1% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $1.7K | $1,500,000 | 0.1% |
| Tibco Software Inc | NOTE 2.250% 5/0 | 88632QAB9 | $1.6K | $1,552,000 | 0.1% |
| Northern Dynasty Minerals LT(NAK) | COM NEW | 66510M204 | $1.5K | 1,520,000 | 0.1% |
| Sonde RES Corp(SOQDQ) | COM | 835426206 | $927 | 2,061,146 | 0.1% |
| Ishares(IWM)Put | RUSSELL 2000 ETF | 464287655 | $771 | 400,000 | 0.1% |
| Apollo Invt Corp | COM | 03761U106 | $744 | 89,500 | 0.1% |
| Royal BK CDA Montreal QUE(RY)Put | COM | 780087102 | $680 | 400,000 | 0.1% |
| Powershares QQQ TrustPut | UNIT SER 1 | 73935A104 | $662 | 450,000 | 0.1% |