Q2 2014 Holdings
Filed 2014-08-14 | 69 holdings | $1.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Resolute FST Prods Inc(RFPUSD) | COM | 76117W109 | $211.2K | 12,583,695 | 16.6% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $138.6K | 32,600,050 | 10.9% |
| Level 3 Communications Inc | COM NEW | 52729N308 | $90.5K | 2,061,286 | 7.1% |
| Micron Technology Inc | NOTE 1.625% 2/1 | 595112AU7 | $75.5K | $25,000,000 | 5.9% |
| Alpha Natural Resources Inc(ANRZQEUR) | COM | 02076X102 | $74.2K | 20,000,000 | 5.8% |
| Jetblue Airways Corp | DBCV 6.750%10/1 | 477143AG6 | $52.8K | $22,778,000 | 4.1% |
| Infinera Corporation | DBCV 1.750% 6/0 | 45667GAB9 | $49.1K | $46,200,000 | 3.8% |
| Webmd Health Corp | NOTE 2.500% 1/3 | 94770VAF9 | $46.4K | $44,078,000 | 3.6% |
| Amag Pharmaceuticals Inc | NOTE 2.500% 2/1 | 00163UAA4 | $45.2K | $42,500,000 | 3.5% |
| Apollo Invt Corp | NOTE 5.750% 1/1 | 03761UAE6 | $43.2K | $40,742,000 | 3.4% |
| American Rlty Cap Pptys Inc | NOTE 3.000% 8/0 | 02917TAA2 | $32.4K | $31,774,000 | 2.5% |
| Photronics Inc | NOTE 3.250% 4/0 | 719405AH5 | $29.7K | $27,355,000 | 2.3% |
| Finisar Corp | NOTE 5.000%10/1 | 31787AAK7 | $29.7K | $15,915,000 | 2.3% |
| Fifth STR FIN Corp | NOTE 5.375% 4/0 | 31679BAC4 | $28.7K | $27,106,000 | 2.3% |
| Interdigital Inc | NOTE 2.500% 3/1 | 458660AB3 | $28.7K | $25,909,000 | 2.2% |
| Aegean Marine Pete Network I | NOTE 4.000%11/0 | Y0020QAA9 | $19.5K | $19,150,000 | 1.5% |
| Micron Technology Inc(MU) | COM | 595112103 | $18.6K | 565,750 | 1.5% |
| Shutterfly Inc | NOTE 0.250% 5/1 | 82568PAB2 | $17.9K | $17,885,000 | 1.4% |
| Chiquita Brands Intl Inc | NOTE 4.250% 8/1 | 170032AT3 | $17.4K | $17,299,000 | 1.4% |
| Webmd Health Corp | NOTE 2.250% 3/3 | 94770VAH5 | $16.8K | $16,350,000 | 1.3% |
| Nuance Communications Inc | NOTE 2.750%11/0 | 67020YAF7 | $16.0K | $15,971,000 | 1.3% |
| Vipshop Hldgs LTD | NOTE 1.500% 3/1 | 92763WAA1 | $15.1K | $12,800,000 | 1.2% |
| Photronics Inc | NOTE 5.500%10/0 | 719405AF9 | $14.8K | $8,500,000 | 1.2% |
| Bottomline Tech del Inc | NOTE 1.500%12/0 | 101388AA4 | $13.4K | $11,310,000 | 1.0% |
| Alpha Natural Resources Inc | NOTE 3.750%12/1 | 02076XAE2 | $12.9K | $14,800,000 | 1.0% |
| Prospect Capital Corporation | NOTE 5.875% 1/1 | 74348TAM4 | $12.8K | $12,141,000 | 1.0% |
| Nuvasive Inc | NOTE 2.750% 7/0 | 670704AC9 | $12.6K | $11,000,000 | 1.0% |
| Altra Indl Motion Corp | NOTE 2.750% 3/0 | 02208RAE6 | $12.1K | $8,375,000 | 0.9% |
| Rovi Corp | NOTE 2.625% 2/1 | 779376AB8 | $10.7K | $10,528,000 | 0.8% |
| Ixia | NOTE 3.000%12/1 | 45071RAB5 | $10.5K | $10,434,000 | 0.8% |
| Tesla Mtrs Inc | NOTE 0.250% 3/0 | 88160RAB7 | $8.8K | $9,000,000 | 0.7% |
| Volcano Corporation | NOTE 2.875% 9/0 | 928645AA8 | $7.6K | $7,559,000 | 0.6% |
| Endeavour Intl Corp | COM NEW | 29259G200 | $6.9K | 5,028,884 | 0.5% |
| Energy XXI (Bermuda) LTD | USD UNRS SHS | G10082140 | $5.9K | 250,000 | 0.5% |
| Inland Real Estate Corp | NOTE 5.000%11/1 | 457461AC5 | $5.5K | $5,000,000 | 0.4% |
| Tibco Software Inc | NOTE 2.250% 5/0 | 88632QAB9 | $5.4K | $5,323,000 | 0.4% |
| Baltic Trading Limited | COM | Y0553W103 | $5.4K | 901,501 | 0.4% |
| Micron Technology Inc(MU)Call | COM | 595112103 | $4.8K | 300,000 | 0.4% |
| Extreme Networks Inc(EXTR) | COM | 30226D106 | $3.4K | 766,500 | 0.3% |
| Alpha Natural Resources Inc | NOTE 4.875%12/1 | 02076XAF9 | $3.1K | $4,000,000 | 0.2% |
| Vector Group LTD | NOTE 1.750% 4/1 | 92240MBC1 | $2.7K | $2,500,000 | 0.2% |
| Rackspace Hosting Inc | COM | 750086100 | $2.7K | 80,000 | 0.2% |
| Fifth Street Finance Corp | COM | 31678A103 | $2.6K | 262,862 | 0.2% |
| Spirit Rlty Cap Inc New | NOTE 2.875% 5/1 | 84860WAA0 | $2.0K | $2,000,000 | 0.2% |
| Spirit Rlty Cap Inc New | NOTE 3.75% 5/1 | 84860WAB8 | $1.5K | $1,500,000 | 0.1% |
| Northern Dynasty Minerals LT(NAK) | COM NEW | 66510M204 | $1.3K | 1,520,000 | 0.1% |
| Apollo Invt Corp | COM | 03761U106 | $986 | 114,500 | 0.1% |
| Leap Wireless Intl Inc | NOTE 4.500% 7/1 | 521863AL4 | $951 | $950,000 | 0.1% |
| Powershares QQQ TrustPut | UNIT SER 1 | 73935A104 | $897 | 1,150,000 | 0.1% |
| Sonde RES Corp(SOQDQ) | COM NEW | 835426206 | $701 | 2,061,146 | 0.1% |