Q3 2014 Holdings
Filed 2014-11-14 | 67 holdings | $1.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Resolute FST Prods Inc(RFPUSD) | COM | 76117W109 | $196.8K | 12,583,695 | 16.7% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $112.9K | 30,850,050 | 9.6% |
| Level 3 Communications Inc | COM NEW | 52729N308 | $94.3K | 2,061,286 | 8.0% |
| Infinera Corporation | DBCV 1.750% 6/0 | 45667GAB9 | $58.5K | $52,200,000 | 5.0% |
| Amag Pharmaceuticals Inc | NOTE 2.500% 2/1 | 00163UAA4 | $57.7K | $43,000,000 | 4.9% |
| Alpha Natural Resources Inc(ANRZQEUR) | COM | 02076X102 | $53.3K | 21,500,000 | 4.5% |
| Webmd Health Corp | NOTE 2.500% 1/3 | 94770VAF9 | $49.3K | $49,078,000 | 4.2% |
| Rambus Inc del | NOTE 1.125% 8/1 | 750917AE6 | $36.7K | $30,138,000 | 3.1% |
| American Rlty Cap Pptys Inc | NOTE 3.000% 8/0 | 02917TAA2 | $33.8K | $33,980,000 | 2.9% |
| Apollo Invt Corp | NOTE 5.750% 1/1 | 03761UAE6 | $32.0K | $30,762,000 | 2.7% |
| Cornerstone Ondemand Inc | NOTE 1.500% 7/0 | 21925YAB9 | $29.2K | $29,433,000 | 2.5% |
| Fxcm Inc | NOTE 2.250% 6/1 | 302693AB2 | $28.7K | $27,556,000 | 2.4% |
| Fifth STR FIN Corp | NOTE 5.375% 4/0 | 31679BAC4 | $28.2K | $27,106,000 | 2.4% |
| Medidata Solutions Inc | NOTE 1.000% 8/0 | 58471AAB1 | $27.7K | $25,525,000 | 2.4% |
| Interdigital Inc | NOTE 2.500% 3/1 | 458660AB3 | $26.7K | $25,909,000 | 2.3% |
| Finisar Corp | NOTE 5.000%10/1 | 31787AAK7 | $24.7K | $15,915,000 | 2.1% |
| Photronics Inc | NOTE 3.250% 4/0 | 719405AH5 | $19.7K | $18,855,000 | 1.7% |
| Micron Technology Inc(MU) | COM | 595112103 | $19.2K | 560,900 | 1.6% |
| Aegean Marine Pete Network I | NOTE 4.000%11/0 | Y0020QAA9 | $18.6K | $19,150,000 | 1.6% |
| Webmd Health Corp | NOTE 2.250% 3/3 | 94770VAH5 | $15.5K | $15,350,000 | 1.3% |
| Chiquita Brands Intl Inc | NOTE 4.250% 8/1 | 170032AT3 | $14.8K | $14,799,000 | 1.3% |
| Photronics Inc | NOTE 5.500%10/0 | 719405AF9 | $13.5K | $8,500,000 | 1.1% |
| Volcano Corporation | NOTE 2.875% 9/0 | 928645AA8 | $13.1K | $13,285,000 | 1.1% |
| Bottomline Tech del Inc | NOTE 1.500%12/0 | 101388AA4 | $12.8K | $11,310,000 | 1.1% |
| Alpha Natural Resources Inc | NOTE 3.750%12/1 | 02076XAE2 | $12.7K | $17,800,000 | 1.1% |
| Nuvasive Inc | NOTE 2.750% 7/0 | 670704AC9 | $12.2K | $11,000,000 | 1.0% |
| Synchronoss Technologies Inc | NOTE 0.750% 8/1 | 87157BAA1 | $11.7K | $10,500,000 | 1.0% |
| Shutterfly Inc | NOTE 0.250% 5/1 | 82568PAB2 | $11.3K | $10,885,000 | 1.0% |
| Micron Technology Inc | NOTE 1.625% 2/1 | 595112AU7 | $11.0K | $3,500,000 | 0.9% |
| Rovi Corp | NOTE 2.625% 2/1 | 779376AB8 | $10.6K | $10,528,000 | 0.9% |
| Vipshop Hldgs LTD | NOTE 1.500% 3/1 | 92763WAA1 | $10.4K | $8,800,000 | 0.9% |
| Apollo Coml Real EST FIN Inc | NOTE 5.500% 3/1 | 03762UAA3 | $10.0K | $10,000,000 | 0.8% |
| Altra Indl Motion Corp | NOTE 2.750% 3/0 | 02208RAE6 | $8.6K | $7,125,000 | 0.7% |
| Servicesource Intl LLC | NOTE 1.500% 8/0 | 81763UAB6 | $8.3K | $10,882,000 | 0.7% |
| Micron Technology Inc(MU)Call | COM | 595112103 | $5.3K | 300,000 | 0.4% |
| Inland Real Estate Corp | NOTE 5.000%11/1 | 457461AC5 | $5.2K | $5,000,000 | 0.4% |
| Baltic Trading Limited | COM | Y0553W103 | $5.2K | 1,262,801 | 0.4% |
| Move Inc | NOTE 2.750% 9/0 | 62458MAB4 | $4.9K | $3,823,000 | 0.4% |
| Powershares QQQ TrustPut | COM | 73935A104 | $4.8K | 1,850,000 | 0.4% |
| Extreme Networks Inc(EXTR) | COM | 30226D106 | $4.5K | 949,227 | 0.4% |
| Energy XXI Bermuda LTD | USD UNRS SHS | G10082140 | $4.3K | 375,000 | 0.4% |
| Workday Inc | NOTE 0.750% 7/1 | 98138HAC5 | $3.6K | $3,000,000 | 0.3% |
| Rice Energy Inc | COM | 762760106 | $3.3K | 125,000 | 0.3% |
| Spdr S&P 500 ETF TR(SPY)Put | COM | 78462F103 | $2.9K | 1,100,000 | 0.2% |
| Depomed Inc | NOTE 2.500% 9/0 | 249908AA2 | $2.1K | $2,000,000 | 0.2% |
| Vector Group LTD | NOTE 1.750% 4/1 | 92240MBC1 | $1.7K | $1,500,000 | 0.1% |
| Endeavour Intl Corp | COM NEW | 29259G200 | $897 | 3,000,000 | 0.1% |
| Northern Dynasty Minerals LT(NAK) | COM NEW | 66510M204 | $831 | 1,520,000 | 0.1% |
| Wright MED Group Inc | NOTE 2.625%12/0 | 98235TAA5 | $515 | $519,000 | 0.0% |
| Royal BK CDA Montreal QUE(RY)Put | COM | 780087102 | $349 | 450,000 | 0.0% |