Q1 2015 Holdings
Filed 2015-05-15 | 51 holdings | $2.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ciena Corp(CIEN) | COM | 171779309 | $1.7M | 86,974 | 57.2% |
| Resolute FST Prods Inc(RFPUSD) | COM | 76117W109 | $205.8K | 11,928,356 | 7.0% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $103.2K | 31,004,600 | 3.5% |
| Infinera Corporation | DBCV 1.750% 6/0 | 45667GAB9 | $86.5K | $52,750,000 | 2.9% |
| Level 3 Communications Inc | COM NEW | 52729N308 | $77.1K | 1,432,295 | 2.6% |
| Amag Pharmaceuticals Inc | NOTE 2.500% 2/1 | 00163UAA4 | $55.0K | $26,500,000 | 1.9% |
| Servicenow Inc | NOTE 11/0 | 81762PAB8 | $52.5K | $42,757,000 | 1.8% |
| Webmd Health Corp | NOTE 2.500% 1/3 | 94770VAF9 | $50.0K | $49,078,000 | 1.7% |
| Workday Inc | NOTE 0.750% 7/1 | 98138HAC5 | $43.7K | $36,338,000 | 1.5% |
| Shutterfly Inc | NOTE 0.250% 5/1 | 82568PAB2 | $39.4K | $39,833,000 | 1.3% |
| Rambus Inc del | NOTE 1.125% 8/1 | 750917AE6 | $36.1K | $29,744,000 | 1.2% |
| Finisar Corp | NOTE 0.500%12/1 | 31787AAM3 | $31.3K | $30,500,000 | 1.1% |
| Interdigital Inc | NOTE 2.500% 3/1 | 458660AB3 | $30.9K | $28,619,000 | 1.1% |
| Nuvasive Inc | NOTE 2.750% 7/0 | 670704AC9 | $27.9K | $22,305,000 | 1.0% |
| Ares Cap Corp | NOTE 5.750% 2/0 | 04010LAB9 | $27.2K | $26,336,000 | 0.9% |
| Fifth STR FIN Corp | NOTE 5.375% 4/0 | 31679BAC4 | $27.2K | $26,556,000 | 0.9% |
| Actavis PLC | PFD CONV SER A | G0083B116 | $26.8K | 26,000 | 0.9% |
| American Rlty Cap Pptys Inc | NOTE 3.000% 8/0 | 02917TAA2 | $24.4K | $25,000,000 | 0.8% |
| Aegean Marine Pete Network I | NOTE 4.000%11/0 | Y0020QAA9 | $23.0K | $19,150,000 | 0.8% |
| Alpha Natural Resources Inc(ANRZQEUR) | COM | 02076X102 | $22.1K | 22,053,100 | 0.8% |
| Medidata Solutions Inc | NOTE 1.000% 8/0 | 58471AAB1 | $22.0K | $19,450,000 | 0.7% |
| Vipshop Hldgs LTD | NOTE 1.500% 3/1 | 92763WAA1 | $21.6K | $13,800,000 | 0.7% |
| Apollo Invt Corp | NOTE 5.750% 1/1 | 03761UAE6 | $20.3K | $19,782,000 | 0.7% |
| Photronics Inc | NOTE 3.250% 4/0 | 719405AH5 | $19.4K | $18,855,000 | 0.7% |
| Envestnet Inc | NOTE 1.750%12/1 | 29404KAA4 | $19.0K | $17,000,000 | 0.6% |
| Take-Two Interactive Softwar | NOTE 1.000% 7/0 | 874054AD1 | $16.5K | $12,530,000 | 0.6% |
| Micron Technology Inc(MU) | COM | 595112103 | $15.3K | 565,000 | 0.5% |
| Ares Cap Corp | NOTE 4.875% 3/1 | 04010LAG8 | $13.0K | $12,441,000 | 0.4% |
| Ishares(HYG) | IBOXX HI YD ETF | 464288513 | $12.9K | 142,000 | 0.4% |
| Spirit Rlty Cap Inc New | NOTE 3.750% 5/1 | 84860WAB8 | $10.3K | $10,250,000 | 0.4% |
| Servicesource Intl LLC | NOTE 1.500% 8/0 | 81763UAB6 | $9.0K | $11,957,000 | 0.3% |
| Fxcm Inc | NOTE 2.250% 6/1 | 302693AB2 | $8.6K | $11,056,000 | 0.3% |
| Spirit Rlty Cap Inc New | NOTE 2.875% 5/1 | 84860WAA0 | $7.8K | $7,750,000 | 0.3% |
| Southwestern Energy Co | DEP SHS 1/20 B | 845467208 | $7.6K | 150,000 | 0.3% |
| Apollo Coml Real EST FIN Inc | NOTE 5.500% 3/1 | 03762UAA3 | $7.6K | $7,500,000 | 0.3% |
| Fifth Street Finance Corp | COM | 31678A103 | $7.5K | 1,024,710 | 0.3% |
| Webmd Health Corp | NOTE 2.250% 3/3 | 94770VAH5 | $7.4K | $7,350,000 | 0.3% |
| Fifth STR SR Floatng Rate Co | COM | 31679F101 | $6.6K | 620,033 | 0.2% |
| Stillwater MNG Co | NOTE 1.750%10/1 | 86074QAL6 | $6.3K | $5,500,000 | 0.2% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $6.1K | 1,200,000 | 0.2% |
| Altra Indl Motion Corp | NOTE 2.750% 3/0 | 02208RAE6 | $6.0K | $5,125,000 | 0.2% |
| Medicines Co | DBCV 1.375% 6/0 | 584688AC9 | $3.6K | $3,000,000 | 0.1% |
| Vector Group LTD | NOTE 1.750% 4/1 | 92240MBC1 | $2.7K | $2,500,000 | 0.1% |
| Extreme Networks Inc(EXTR) | COM | 30226D106 | $2.5K | 786,738 | 0.1% |
| Baltic Trading Limited | COM | Y0553W103 | $1.8K | 1,200,000 | 0.1% |
| Powershares QQQ TrustPut | UNIT SER 1 | 73935A104 | $1.6K | 750,000 | 0.1% |
| Energy XXI LTD | USD UNRS SHS | G10082140 | $1.2K | 336,000 | 0.0% |
| Royal BK CDA Montreal QUE(RY)Put | COM | 780087102 | $705 | 150,000 | 0.0% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $341 | 350,000 | 0.0% |
| Harman Intl Inds IncPut | COM | 413086109 | $111 | 10,000 | 0.0% |