Q3 2016 Holdings
Filed 2016-11-14 | 60 holdings | $1.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| American Rlty Cap Pptys Inc | NOTE 3.000% 8/0 | 02917TAA2 | $63.6K | $63,581,000 | 6.2% |
| Palo Alto Networks Inc | NOTE 7/0 | 697435AB1 | $59.2K | $38,800,000 | 5.8% |
| Servicenow Inc | NOTE 11/0 | 81762PAB8 | $58.7K | $48,082,000 | 5.7% |
| Infinera Corporation | DBCV 1.750% 6/0 | 45667GAB9 | $47.1K | $44,901,000 | 4.6% |
| Mercadolibre Inc | NOTE 2.250% 7/0 | 58733RAB8 | $39.0K | $25,000,000 | 3.8% |
| Twitter Inc | NOTE 0.250% 9/1 | 90184LAB8 | $37.5K | $39,000,000 | 3.7% |
| Linkedin Corp | NOTE 0.500%11/0 | 53578AAB4 | $36.4K | $36,750,000 | 3.5% |
| Starwood Waypoint Residentl | NOTE 3.000% 7/0 | 85571WAB5 | $34.8K | $31,950,000 | 3.4% |
| Workday Inc | NOTE 0.750% 7/1 | 98138HAC5 | $34.6K | $28,088,000 | 3.4% |
| Nevro Corp | NOTE 1.750% 6/0 | 64157FAA1 | $33.8K | $26,000,000 | 3.3% |
| Webmd Health Corp | NOTE 1.500%12/0 | 94770VAK8 | $33.4K | $28,900,000 | 3.2% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $32.4K | 26,764,476 | 3.2% |
| Rambus Inc del | NOTE 1.125% 8/1 | 750917AE6 | $30.8K | $26,204,000 | 3.0% |
| TCP Cap Corp | NOTE 5.250%12/1 | 87238QAB9 | $30.8K | $29,529,000 | 3.0% |
| Finisar Corp | NOTE 0.500%12/1 | 31787AAM3 | $29.8K | $25,397,000 | 2.9% |
| Trulia Inc | NOTE 2.750%12/1 | 897888AB9 | $29.2K | $18,950,000 | 2.8% |
| Interdigital Inc | NOTE 1.500% 3/0 | 458660AD9 | $29.0K | $23,671,000 | 2.8% |
| Ares Cap Corp | NOTE 4.875% 3/1 | 04010LAG8 | $25.9K | $25,515,000 | 2.5% |
| Blucora Inc | NOTE 4.250% 4/0 | 095229AB6 | $24.3K | $25,349,000 | 2.4% |
| TPG Specialty Lending Inc | NOTE 4.500%12/1 | 87265KAB8 | $24.2K | $23,580,000 | 2.4% |
| Alaska Communications SYS GR | NOTE 6.250% 5/0 | 01167PAE1 | $23.7K | $24,000,000 | 2.3% |
| New MTN FIN Corp | NOTE 5.000% 6/1 | 647551AB6 | $22.3K | $21,724,000 | 2.2% |
| Starwood Waypoint Residentl | NOTE 4.500%10/1 | 85571WAD1 | $20.4K | $18,970,000 | 2.0% |
| Amag Pharmaceuticals Inc | NOTE 2.500% 2/1 | 00163UAA4 | $19.3K | $17,000,000 | 1.9% |
| Resolute FST Prods Inc(RFPUSD) | COM | 76117W109 | $18.8K | 3,972,260 | 1.8% |
| Webmd Health Corp | NOTE 2.500% 1/3 | 94770VAF9 | $17.0K | $16,312,000 | 1.7% |
| JDS Uniphase Corp | DBCV 0.625% 8/1 | 46612JAF8 | $15.1K | $15,100,000 | 1.5% |
| Chart Inds Inc | NOTE 2.000% 8/0 | 16115QAC4 | $13.8K | $14,000,000 | 1.3% |
| Take-Two Interactive Softwar | NOTE 1.000% 7/0 | 874054AD1 | $13.7K | $6,530,000 | 1.3% |
| Quidel Corp | NOTE 3.250%12/1 | 74838JAA9 | $12.7K | $12,648,000 | 1.2% |
| Level 3 Communications Inc | COM NEW | 52729N308 | $11.8K | 253,502 | 1.1% |
| Shutterfly Inc | NOTE 0.250% 5/1 | 82568PAB2 | $11.3K | $11,423,000 | 1.1% |
| Photronics Inc | NOTE 3.250% 4/0 | 719405AK8 | $10.5K | $8,672,000 | 1.0% |
| Ares Cap Corp | NOTE 4.375% 1/1 | 04010LAM5 | $10.3K | $9,802,000 | 1.0% |
| Advanced Micro Devices Inc | NOTE 2.125% 9/0 | 007903BD8 | $9.8K | $9,000,000 | 1.0% |
| Jazz Investments I LTD | NOTE 1.875% 8/1 | 472145AB7 | $8.1K | $8,000,000 | 0.8% |
| Servicesource Intl Inc | NOTE 1.500% 8/0 | 81763UAB6 | $7.2K | $7,457,000 | 0.7% |
| Ares Cap Corp | NOTE 4.750% 1/1 | 04010LAJ2 | $7.0K | $6,742,000 | 0.7% |
| Broadsoft Inc | NOTE 1.000% 9/0 | 11133BAD4 | $6.7K | $5,000,000 | 0.6% |
| Workday Inc | NOTE 1.500% 7/1 | 98138HAD3 | $6.5K | $5,000,000 | 0.6% |
| Greenbrier COS Inc | NOTE 3.500% 4/0 | 393657AH4 | $6.4K | $5,617,000 | 0.6% |
| Cornerstone Ondemand Inc | NOTE 1.500% 7/0 | 21925YAB9 | $4.5K | $4,108,000 | 0.4% |
| BlackRock Capital Investment | NOTE 5.500% 2/1 | 092533AB4 | $3.1K | $3,000,000 | 0.3% |
| Mosaic Co New(MOS) | COM | 61945C103 | $2.7K | 110,000 | 0.3% |
| Micron Technology Inc(MU) | COM | 595112103 | $2.6K | 144,677 | 0.3% |
| Cepheid | DBCV 1.250% 2/0 | 15670RAC1 | $1.8K | $1,732,000 | 0.2% |
| Ticc Capital Corp | DBCV 7.500%11/0 | 87244TAB5 | $1.5K | $1,483,000 | 0.1% |
| Pendrell Corp | COM | 70686R104 | $1.1K | 1,651,253 | 0.1% |
| Delta AIR Lines Inc del(DAL) | COM NEW | 247361702 | $787 | 20,000 | 0.1% |
| Goldman Sachs BDC Inc(GSBD) | SHS | 38147U107 | $670 | 30,781 | 0.1% |