Q4 2016 Holdings
Filed 2017-02-14 | 63 holdings | $1.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| American Rlty Cap Pptys Inc | NOTE 3.000% 8/0 | 02917TAA2 | $76.5K | $76,434,000 | 7.5% |
| Palo Alto Networks Inc | NOTE 7/0 | 697435AB1 | $55.8K | $43,845,000 | 5.4% |
| Inphi Corp | NOTE 1.125%12/0 | 45772FAB3 | $45.6K | $35,175,000 | 4.4% |
| Infinera Corporation | DBCV 1.750% 6/0 | 45667GAB9 | $44.5K | $42,901,000 | 4.3% |
| Servicenow Inc | NOTE 11/0 | 81762PAB8 | $43.2K | $36,602,000 | 4.2% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $41.5K | 26,257,226 | 4.0% |
| Advanced Micro Devices Inc | NOTE 2.125% 9/0 | 007903BD8 | $41.0K | $26,000,000 | 4.0% |
| Mercadolibre Inc | NOTE 2.250% 7/0 | 58733RAB8 | $37.9K | $27,500,000 | 3.7% |
| Starwood Waypoint Residentl | NOTE 3.000% 7/0 | 85571WAB5 | $34.9K | $31,950,000 | 3.4% |
| Webmd Health Corp | NOTE 1.500%12/0 | 94770VAK8 | $34.4K | $30,400,000 | 3.3% |
| Rambus Inc del | NOTE 1.125% 8/1 | 750917AE6 | $32.4K | $26,204,000 | 3.2% |
| Blucora Inc | NOTE 4.250% 4/0 | 095229AB6 | $32.2K | $32,349,000 | 3.1% |
| TCP Cap Corp | NOTE 5.250%12/1 | 87238QAB9 | $31.8K | $30,529,000 | 3.1% |
| Interdigital Inc | NOTE 1.500% 3/0 | 458660AD9 | $28.1K | $20,678,000 | 2.7% |
| Finisar Corp | NOTE 0.500%12/1 | 31787AAM3 | $26.6K | $22,397,000 | 2.6% |
| New MTN FIN Corp | NOTE 5.000% 6/1 | 647551AB6 | $25.5K | $24,724,000 | 2.5% |
| Medidata Solutions Inc | NOTE 1.000% 8/0 | 58471AAB1 | $25.5K | $23,400,000 | 2.5% |
| Ares Cap Corp | NOTE 4.875% 3/1 | 04010LAG8 | $25.3K | $25,221,000 | 2.5% |
| TPG Specialty Lending Inc | NOTE 4.500%12/1 | 87265KAB8 | $24.2K | $23,670,000 | 2.4% |
| Alaska Communications SYS GR | NOTE 6.250% 5/0 | 01167PAE1 | $24.0K | $24,000,000 | 2.3% |
| Twitter Inc | NOTE 0.250% 9/1 | 90184LAB8 | $23.5K | $25,000,000 | 2.3% |
| Amag Pharmaceuticals Inc | NOTE 2.500% 2/1 | 00163UAA4 | $23.4K | $16,500,000 | 2.3% |
| Resolute FST Prods Inc(RFPUSD) | COM | 76117W109 | $20.7K | 3,870,796 | 2.0% |
| Starwood Waypoint Residentl | NOTE 4.500%10/1 | 85571WAD1 | $20.3K | $18,970,000 | 2.0% |
| Webmd Health Corp | NOTE 2.500% 1/3 | 94770VAF9 | $16.7K | $16,312,000 | 1.6% |
| Nevro Corp | NOTE 1.750% 6/0 | 64157FAA1 | $16.7K | $15,605,000 | 1.6% |
| Greenbrier COS Inc | NOTE 3.500% 4/0 | 393657AH4 | $16.0K | $12,767,000 | 1.6% |
| Chart Inds Inc | NOTE 2.000% 8/0 | 16115QAC4 | $13.8K | $14,000,000 | 1.3% |
| Level 3 Communications Inc | COM NEW | 52729N308 | $13.7K | 243,844 | 1.3% |
| Workday Inc | NOTE 0.750% 7/1 | 98138HAC5 | $13.2K | $12,549,000 | 1.3% |
| Shutterfly Inc | NOTE 0.250% 5/1 | 82568PAB2 | $11.5K | $11,423,000 | 1.1% |
| Photronics Inc | NOTE 3.250% 4/0 | 719405AK8 | $11.0K | $8,672,000 | 1.1% |
| Quidel Corp | NOTE 3.250%12/1 | 74838JAA9 | $10.5K | $10,625,000 | 1.0% |
| Aegean Marine Pete Network I | NOTE 4.000%11/0 | Y0020QAA9 | $9.9K | $9,500,000 | 1.0% |
| Pros Holdings Inc | NOTE 2.000%12/0 | 74346YAB9 | $9.9K | $10,000,000 | 1.0% |
| Workday Inc | NOTE 1.500% 7/1 | 98138HAD3 | $9.8K | $8,894,000 | 1.0% |
| Ares Cap Corp | NOTE 4.750% 1/1 | 04010LAJ2 | $8.5K | $8,276,000 | 0.8% |
| Servicesource Intl Inc | NOTE 1.500% 8/0 | 81763UAB6 | $7.2K | $7,457,000 | 0.7% |
| Broadsoft Inc | NOTE 1.000% 9/0 | 11133BAD4 | $6.1K | $5,000,000 | 0.6% |
| Newpark RES Inc | NOTE 4.000%10/0 | 651718AC2 | $4.7K | $4,620,000 | 0.5% |
| Layne Christensen Co | NOTE 4.250%11/1 | 521050AB0 | $4.7K | $5,066,000 | 0.5% |
| BlackRock Capital Investment | NOTE 5.500% 2/1 | 092533AB4 | $4.5K | $4,383,000 | 0.4% |
| Mosaic Co New(MOS) | COM | 61945C103 | $3.5K | 118,772 | 0.3% |
| Layne Christensen Co | NOTE 8.000% 5/0 | 521050AD6 | $3.3K | $2,819,000 | 0.3% |
| Micron Technology Inc(MU) | COM | 595112103 | $2.7K | 124,470 | 0.3% |
| DHT Holdings Inc | DEBT 4.500%10/0 | 23335SAB2 | $1.9K | $2,000,000 | 0.2% |
| Ticc Capital Corp | DBCV 7.500%11/0 | 87244TAB5 | $1.5K | $1,483,000 | 0.1% |
| Jazz Investments I LTD | NOTE 1.875% 8/1 | 472145AB7 | $1.5K | $1,500,000 | 0.1% |
| Pendrell Corp | CL A NEW | 70686R302 | $1.2K | 179,578 | 0.1% |
| Delta AIR Lines Inc del(DAL) | COM NEW | 247361702 | $738 | 15,000 | 0.1% |