Q3 2017 Holdings
Filed 2017-11-14 | 59 holdings | $1.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Palo Alto Networks Inc | NOTE 7/0 | 697435AB1 | $62.5K | $45,345,000 | 5.8% |
| Twitter Inc | NOTE 0.250% 9/1 | 90184LAB8 | $57.2K | $60,350,000 | 5.3% |
| American Rlty Cap Pptys Inc | NOTE 3.000% 8/0 | 02917TAA2 | $54.5K | $54,125,000 | 5.0% |
| Servicenow Inc | NOTE 11/0 | 81762PAB8 | $51.9K | $32,380,000 | 4.8% |
| Inphi Corp | NOTE 1.125%12/0 | 45772FAB3 | $49.1K | $40,348,000 | 4.5% |
| TPG Specialty Lending Inc | NOTE 4.500%12/1 | 87265KAB8 | $45.7K | $43,870,000 | 4.2% |
| Ciena Corp | NOTE 3.750%10/1 | 171779AJ0 | $43.6K | $35,979,000 | 4.0% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $42.9K | 26,324,207 | 4.0% |
| New MTN FIN Corp | NOTE 5.000% 6/1 | 647551AB6 | $38.0K | $36,496,000 | 3.5% |
| Medidata Solutions Inc | NOTE 1.000% 8/0 | 58471AAB1 | $34.9K | $25,335,000 | 3.2% |
| Infinera Corporation | DBCV 1.750% 6/0 | 45667GAB9 | $34.1K | $33,318,000 | 3.1% |
| Starwood Waypoint Residentl | NOTE 3.000% 7/0 | 85571WAB5 | $33.4K | $26,973,000 | 3.1% |
| Forestar Group Inc | NOTE 3.750% 3/0 | 346232AB7 | $33.1K | $32,600,000 | 3.1% |
| Rambus Inc del | NOTE 1.125% 8/1 | 750917AE6 | $31.0K | $26,204,000 | 2.9% |
| Workday Inc | NOTE 1.500% 7/1 | 98138HAD3 | $30.9K | $21,978,000 | 2.9% |
| TCP Cap Corp | NOTE 5.250%12/1 | 87238QAB9 | $30.7K | $29,029,000 | 2.8% |
| Ares Cap Corp | NOTE 4.750% 1/1 | 04010LAJ2 | $28.9K | $28,702,000 | 2.7% |
| Advanced Micro Devices Inc | NOTE 2.125% 9/0 | 007903BD8 | $28.3K | $16,000,000 | 2.6% |
| Marriott Vacations Wrldwde C | NOTE 1.500% 9/1 | 57164YAA5 | $26.2K | $25,000,000 | 2.4% |
| Ctrip COM Intl LTD | NOTE 1.990% 7/0 | 22943FAH3 | $26.1K | $21,476,000 | 2.4% |
| Atlas AIR Worldwide Hldgs in | NOTE 1.875% 6/0 | 049164BJ4 | $25.5K | $20,000,000 | 2.3% |
| Mercadolibre Inc | NOTE 2.250% 7/0 | 58733RAB8 | $24.0K | $11,500,000 | 2.2% |
| Ares Cap Corp | NOTE 4.375% 1/1 | 04010LAM5 | $20.5K | $20,014,000 | 1.9% |
| Ctrip COM Intl LTD | NOTE 1.250% 9/1 | 22943FAM2 | $19.1K | $17,676,000 | 1.8% |
| Greenbrier COS Inc | NOTE 3.500% 4/0 | 393657AH4 | $18.9K | $13,715,000 | 1.7% |
| Interdigital Inc | NOTE 1.500% 3/0 | 458660AD9 | $18.4K | $15,678,000 | 1.7% |
| Resolute FST Prods Inc(RFPUSD) | COM | 76117W109 | $16.7K | 3,306,260 | 1.5% |
| Quidel Corp | NOTE 3.250%12/1 | 74838JAA9 | $14.6K | $9,625,000 | 1.3% |
| Veeco Instrs Inc del | NOTE 2.700% 1/1 | 922417AD2 | $13.4K | $14,000,000 | 1.2% |
| Arch Coal Inc(ARCH1EUR) | CL A | 039380407 | $12.9K | 179,419 | 1.2% |
| Pros Holdings Inc | NOTE 2.000%12/0 | 74346YAB9 | $10.7K | $10,500,000 | 1.0% |
| Silver STD RES Inc | NOTE 2.875% 2/0 | 82823LAC0 | $9.5K | $9,500,000 | 0.9% |
| Photronics Inc | NOTE 3.250% 4/0 | 719405AK8 | $9.5K | $8,672,000 | 0.9% |
| Shutterfly Inc | NOTE 0.250% 5/1 | 82568PAB2 | $8.2K | $8,223,000 | 0.8% |
| TCP Cap Corp | NOTE 4.625% 3/0 | 87238QAD5 | $7.3K | $7,000,000 | 0.7% |
| Hannon Armstrong Sust Infr C | NOTE 4.125% 9/0 | 41068XAB6 | $7.2K | $7,000,000 | 0.7% |
| Warrior MET Coal Inc(HCC) | COM | 93627C101 | $7.2K | 306,320 | 0.7% |
| Broadsoft Inc | NOTE 1.000% 9/0 | 11133BAD4 | $7.0K | $5,000,000 | 0.6% |
| Ticc Capital Corp | DBCV 7.500%11/0 | 87244TAB5 | $6.9K | $6,841,000 | 0.6% |
| Twitter Inc | NOTE 1.000% 9/1 | 90184LAD4 | $6.4K | $7,000,000 | 0.6% |
| Amag Pharmaceuticals Inc | NOTE 3.250% 6/0 | 00163UAD8 | $5.8K | $6,000,000 | 0.5% |
| Workday Inc | NOTE 0.750% 7/1 | 98138HAC5 | $5.4K | $4,183,000 | 0.5% |
| Aegean Marine Pete Network I | NOTE 4.000%11/0 | Y0020QAA9 | $4.3K | $4,525,000 | 0.4% |
| Mosaic Co New(MOS) | COM | 61945C103 | $4.0K | 187,272 | 0.4% |
| Level 3 Communications Inc | COM NEW | 52729N308 | $3.8K | 70,500 | 0.3% |
| Layne Christensen Co | NOTE 8.000% 5/0 | 521050AD6 | $3.5K | $2,819,000 | 0.3% |
| IAC Interactivecorp(IACIEUR) | COM | 44919P508 | $3.0K | 25,800 | 0.3% |
| BlackRock Capital Investment | NOTE 5.000% 6/1 | 092533AC2 | $2.1K | $1,981,000 | 0.2% |
| Fifth Street Finance Corp | COM | 31678A103 | $1.2K | 216,271 | 0.1% |
| Fifth STR SR Floatng Rate Co | COM | 31679F101 | $1.0K | 117,701 | 0.1% |