Q3 2018 Holdings
Filed 2018-11-14 | 49 holdings | $1.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Twitter Inc | NOTE 0.250% 9/1 | 90184LAB8 | $73.2K | $75,505,000 | 6.8% |
| Amag Pharmaceuticals Inc | NOTE 3.250% 6/0 | 00163UAD8 | $51.4K | $49,265,000 | 4.8% |
| Quidel Corp | NOTE 3.250%12/1 | 74838JAA9 | $49.6K | $23,735,000 | 4.6% |
| Interdigital Inc | NOTE 1.500% 3/0 | 458660AD9 | $49.3K | $41,894,000 | 4.6% |
| Isis Pharmaceuticals Inc del | NOTE 1.000%11/1 | 464337AJ3 | $46.3K | $44,000,000 | 4.3% |
| TPG Specialty Lending Inc | NOTE 4.500%12/1 | 87265KAB8 | $45.2K | $44,890,000 | 4.2% |
| Inphi Corp | NOTE 1.125%12/0 | 45772FAB3 | $41.7K | $36,193,000 | 3.9% |
| Dexcom Inc | NOTE 0.750% 5/1 | 252131AF4 | $39.2K | $25,557,000 | 3.6% |
| Forestar Group Inc | NOTE 3.750% 3/0 | 346232AB7 | $38.5K | $38,665,000 | 3.6% |
| Ciena Corp | NOTE 3.750%10/1 | 171779AJ0 | $38.0K | $24,529,000 | 3.5% |
| New MTN FIN Corp | NOTE 5.000% 6/1 | 647551AB6 | $34.1K | $33,827,000 | 3.2% |
| Starwood Waypoint Residentl | NOTE 3.000% 7/0 | 85571WAB5 | $33.7K | $26,973,000 | 3.1% |
| Inphi Corp | NOTE 0.750% 9/0 | 45772FAC1 | $31.3K | $31,702,000 | 2.9% |
| BlackRock TCP Capital Corp | NOTE 5.250%12/1 | 87238QAB9 | $29.9K | $29,529,000 | 2.8% |
| Goldman Sachs BDC Inc | NOTE 4.500% 4/0 | 38147UAB3 | $29.3K | $29,000,000 | 2.7% |
| Vipshop Hldgs LTD | NOTE 1.500% 3/1 | 92763WAA1 | $27.0K | $27,518,000 | 2.5% |
| New MTN FIN Corp | NOTE 5.750% 8/1 | 647551AC4 | $27.0K | $26,900,000 | 2.5% |
| Pacira Pharmaceuticals Inc | NOTE 2.375% 4/0 | 695127AD2 | $26.6K | $25,000,000 | 2.5% |
| Carbonite Inc | NOTE 2.500% 4/0 | 141337AB1 | $25.8K | $17,195,000 | 2.4% |
| Infinera Corporation | NOTE 2.125% 9/0 | 45667GAC7 | $25.4K | $25,000,000 | 2.3% |
| BlackRock TCP Capital Corp | NOTE 4.625% 3/0 | 87238QAD5 | $25.1K | $25,150,000 | 2.3% |
| Cypress Semiconductor Corp | NOTE 4.500% 1/1 | 232806AM1 | $23.6K | $18,685,000 | 2.2% |
| Workday Inc | NOTE 1.500% 7/1 | 98138HAD3 | $23.5K | $12,978,000 | 2.2% |
| Silver STD RES Inc | NOTE 2.875% 2/0 | 82823LAC0 | $22.1K | $22,367,000 | 2.0% |
| Veeco Instrs Inc del | NOTE 2.700% 1/1 | 922417AD2 | $19.7K | $23,325,000 | 1.8% |
| Teladoc Health Inc | NOTE 3.000%12/1 | 87918AAB1 | $18.6K | $9,000,000 | 1.7% |
| Atlas AIR Worldwide Hldgs in | NOTE 1.875% 6/0 | 049164BJ4 | $18.1K | $15,000,000 | 1.7% |
| TPG Specialty Lending Inc | NOTE 4.500% 8/0 | 87265KAD4 | $17.6K | $17,382,000 | 1.6% |
| Ares Cap Corp | NOTE 4.375% 1/1 | 04010LAM5 | $17.1K | $17,050,000 | 1.6% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $16.5K | 32,510,053 | 1.5% |
| Ctrip COM Intl LTD | NOTE 1.990% 7/0 | 22943FAH3 | $15.6K | $14,976,000 | 1.4% |
| Nevro Corp | NOTE 1.750% 6/0 | 64157FAA1 | $15.0K | $15,031,000 | 1.4% |
| Hubspot Inc | NOTE 0.250% 6/0 | 443573AB6 | $14.8K | $8,990,000 | 1.4% |
| Pros Holdings Inc | NOTE 2.000%12/0 | 74346YAB9 | $12.1K | $10,500,000 | 1.1% |
| Photronics Inc | NOTE 3.250% 4/0 | 719405AK8 | $11.1K | $10,346,000 | 1.0% |
| Exact Sciences Corp | DBCV 1.000% 1/1 | 30063PAA3 | $9.3K | $7,500,000 | 0.9% |
| Redfin Corp | NOTE 1.750% 7/1 | 75737FAA6 | $9.0K | $10,000,000 | 0.8% |
| Twitter Inc | NOTE 1.000% 9/1 | 90184LAD4 | $6.4K | $7,000,000 | 0.6% |
| Zillow Group Inc | NOTE 1.500% 7/0 | 98954MAC5 | $6.0K | $6,500,000 | 0.6% |
| Colony Starwood Homes | NOTE 3.500% 1/1 | 19625XAB8 | $5.5K | $5,000,000 | 0.5% |
| Evolent Health Inc | NOTE 2.000%12/0 | 30050BAB7 | $2.7K | $2,000,000 | 0.3% |
| Oaktree Strategic Income COR(OCSI) | COM | 67402D104 | $2.0K | 226,519 | 0.2% |
| Pros Holdings Inc | NOTE 2.000% 6/0 | 74346YAD5 | $1.9K | $2,000,000 | 0.2% |
| BlackRock Capital Investment(BKCCUSD) | COM | 092533108 | $1.8K | 307,377 | 0.2% |
| Ares Cap Corp(ARCC) | COM | 04010L103 | $1.7K | 99,000 | 0.2% |
| BlackRock TCP Cap Corp(TCPC) | COM | 09259E108 | $364 | 25,612 | 0.0% |
| Finisar Corp | NOTE 0.500%12/1 | 31787AAP6 | $229 | $250,000 | 0.0% |
| Goldman Sachs BDC Inc(GSBD) | SHS | 38147U107 | $51 | 2,300 | 0.0% |
| Resolute FST Prods Inc(RFPUSD) | COM | 76117W109 | $45 | 3,500 | 0.0% |