Q2 2013 Holdings
Filed 2013-08-16 | 19304 holdings | $122.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ishares IncCall | MSCI JAPAN | 46428684 | $41 | 53,930 | 0.0% |
| Erickson Air-Crane Inc | COM | 29482P10 | $41 | 2,252 | 0.0% |
| Bank of America Corporation | *W EXP 01/16/201 | 06050514 | $41 | 7,570 | 0.0% |
| Tableau Software Inc | CL A | 87336U10 | $42 | 775 | 0.0% |
| Global X FDS | GLB X SUPERDIV | 37950E54 | $42 | 2,000 | 0.0% |
| Eaton Vance SR Income TR | SH BEN INT | 27826S10 | $42 | 5,595 | 0.0% |
| Nuveen Diversified Commodty | COM UT BEN INT | 67074P10 | $42 | 2,513 | 0.0% |
| Spdr Index SHS FDS | CONSM SPLS ETF | 78463X72 | $42 | 1,170 | 0.0% |
| Ishares Inc | MSCI ITALY CAPP | 46428685 | $43 | 3,700 | 0.0% |
| Hugoton RTY TR TEX | UNIT BEN INT | 44471710 | $43 | 5,005 | 0.0% |
| Pimco ETF TR | 15+ YR US TIPS | 72201R30 | $43 | 708 | 0.0% |
| Wisdomtree Trust | AUSTRALIA DIV FD | 97717W81 | $43 | 800 | 0.0% |
| Thai FD Inc | COM | 88290410 | $43 | 2,000 | 0.0% |
| Northern Dynasty Minerals LT | COM NEW | 66510M20 | $43 | 21,315 | 0.0% |
| Lake Shore Gold Corp | COM | 51072810 | $44 | 144,800 | 0.0% |
| Usec Inc | NOTE 3.000%10/0 | 90333EAC | $44 | $213,000 | 0.0% |
| Handy & Harman LTD | COM | 41031510 | $44 | 2,473 | 0.0% |
| SLM CorpCall | COM | 78442P10 | $44 | 14,811 | 0.0% |
| Calamos Conv OPP and Inc FD | SH BEN INT | 12811710 | $44 | 3,529 | 0.0% |
| Broadwind Energy Inc | COM NEW | 11161T20 | $44 | 9,293 | 0.0% |
| Techtarget Inc | COM | 87874R10 | $44 | 10,076 | 0.0% |
| Aratana Therapeutics Inc | COM | 03874P10 | $44 | 5,900 | 0.0% |
| Nuveen DIV ADV Muni FD 3 | COM SH BEN INT | 67070X10 | $44 | 3,390 | 0.0% |
| Anadarko Pete CorpCall | COM | 03251110 | $44 | 16,556 | 0.0% |
| IEC Electrs Corp New | COM | 44949L10 | $44 | 12,600 | 0.0% |
| Kalobios Pharmaceuticals Inc | COM | 48344T10 | $44 | 7,984 | 0.0% |
| Ferro Corp | NOTE 6.500% 8/1 | 315405AL | $45 | $45,000 | 0.0% |
| Micron Technology IncCall | COM | 59511210 | $45 | 6,000 | 0.0% |
| PAR Technology Corp | COM | 69888410 | $45 | 11,300 | 0.0% |
| China Cord Blood Corp | SHS | G2110710 | $45 | 16,309 | 0.0% |
| BlackRock Calif MUN Income T | SH BEN INT | 09248E10 | $45 | 3,036 | 0.0% |
| Royal BK Scotland PLC | US LC TRENDP ETN | 78009L30 | $45 | 1,456 | 0.0% |
| First FED Northn Mich Bancor | COM | 32021X10 | $45 | 10,300 | 0.0% |
| Commonwealth REIT | 6.50% PFD CUM CO | 20323340 | $46 | 2,000 | 0.0% |
| Edap TMS S A | SPONSORED ADR | 26831110 | $46 | 17,000 | 0.0% |
| Omthera Pharmaceuticals Inc | COM | 68217A10 | $46 | 3,515 | 0.0% |
| JTH Hldg Inc | CL A | 46637N10 | $46 | 2,937 | 0.0% |
| NN Inc | COM | 62933710 | $46 | 4,138 | 0.0% |
| Universal Business PMT SOL A | COM | 91338410 | $46 | 15,662 | 0.0% |
| Dominion RES Black Warrior T | UNITS BEN INT | 25746Q10 | $46 | 11,097 | 0.0% |
| Supreme Inds Inc | CL A | 86860710 | $47 | 9,566 | 0.0% |
| Ferrellgas Partners L.P. | UNIT LTD PART | 31529310 | $47 | 2,190 | 0.0% |
| Alliance Healthcare Srvcs in | COM PAR $0.01 | 01860630 | $47 | 3,038 | 0.0% |
| Bbva Banco Frances S A | SPONSORED ADR | 07329M10 | $47 | 12,857 | 0.0% |
| Citigroup IncPut | COM NEW | 17296742 | $47 | 29,746 | 0.0% |
| TG Therapeutics Inc | COM | 88322Q10 | $48 | 7,621 | 0.0% |
| Market Vectors ETF TR | BNK & BROKERAG | 57060U17 | $48 | 1,000 | 0.0% |
| Ceres Inc | COM | 15677310 | $48 | 16,116 | 0.0% |
| Tetraphase Pharmaceuticals I | COM | 88165N10 | $48 | 6,870 | 0.0% |
| Nuveen Equity Prem Income FD | COM | 6706ER10 | $48 | 3,875 | 0.0% |