Q3 2013 Holdings
Filed 2013-11-14 | 98 holdings | $1.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Apollo Coml Real EST FIN Inc(ARI) | COM | 03762U105 | $101 | 6,600 | 0.0% |
| MCG Capital Corp | COM | 58047P107 | $189 | 37,500 | 0.0% |
| Chesapeake Granite Wash TR | COM SH BEN INT | 165185109 | $201 | 15,000 | 0.0% |
| Western Asset MTG Cap Corp | COM | 95790D105 | $224 | 14,000 | 0.0% |
| Annaly Cap Mgmt Inc(NLYEUR) | COM | 035710409 | $287 | 24,743 | 0.0% |
| Armour Residential REIT Inc | COM | 042315101 | $315 | 75,000 | 0.0% |
| Banco Santander SA(SAN) | ADR | 05964H105 | $336 | 41,100 | 0.0% |
| Frontier Communications Corp | COM | 35906A108 | $356 | 85,000 | 0.0% |
| Royal BK Scotland Group PLC | SP ADR PREF T | 780097713 | $357 | 15,200 | 0.0% |
| Solar Cap LTD(SLRC) | COM | 83413U100 | $378 | 17,000 | 0.0% |
| BlackRock Inc(BLKCHF) | COM | 09247X101 | $406 | 1,500 | 0.0% |
| BlackRock Kelso Capital Corp(BKCCUSD) | COM | 092533108 | $406 | 42,800 | 0.0% |
| Capstead MTG Corp(CMO) | COM NO PAR | 14067E506 | $412 | 35,000 | 0.0% |
| Golub Cap BDC Inc(GBDC) | COM | 38173M102 | $415 | 23,900 | 0.0% |
| Roundys Inc | COM | 779268101 | $430 | 50,000 | 0.0% |
| Energy Transfer Prtnrs L P | UNIT LTD PARTN | 29273R109 | $459 | 8,800 | 0.0% |
| Starwood Ppty TR Inc(STWD) | COM | 85571B105 | $480 | 20,000 | 0.0% |
| Resource Cap Corp | COM | 76120W302 | $500 | 84,100 | 0.0% |
| Solar SR Cap LTD | COM | 83416M105 | $532 | 29,400 | 0.0% |
| Mcdonalds Corp(MCD) | COM | 580135101 | $549 | 5,700 | 0.0% |
| BGC Partners Inc(BGCPEUR) | CL A | 05541T101 | $565 | 100,000 | 0.0% |
| Hollyfrontier Corp(HFCUSD) | COM | 436106108 | $569 | 13,500 | 0.0% |
| Collectors Universe Inc(CLCTUSD) | COM NEW | 19421R200 | $573 | 39,000 | 0.0% |
| PDL Biopharma Inc(PDLI) | COM | 69329Y104 | $609 | 76,400 | 0.0% |
| Pennantpark Invt Corp(PNNT) | COM | 708062104 | $619 | 54,860 | 0.0% |
| THL CR Inc | COM | 872438106 | $625 | 40,000 | 0.0% |
| Herbalife LTD(HLF) | COM USD SHS | G4412G101 | $628 | 9,000 | 0.0% |
| BG Medicine Inc | COM | 08861T107 | $630 | 684,236 | 0.0% |
| Medley Cap Corp | COM | 58503F106 | $665 | 48,200 | 0.0% |
| National Cinemedia Inc | COM | 635309107 | $679 | 36,000 | 0.0% |
| Oaktree Cap Group LLC | UNIT 99/99/9999 | 674001201 | $681 | 13,000 | 0.0% |
| Redwood TR Inc(RWT) | COM | 758075402 | $690 | 35,000 | 0.0% |
| Windstream Hldgs Inc | COM | 97382A101 | $696 | 87,000 | 0.0% |
| Donnelley R R & Sons Co | COM | 257867101 | $742 | 47,000 | 0.0% |
| Quad / Graphics Inc(QUAD) | COM CL A | 747301109 | $759 | 25,000 | 0.0% |
| Brinker Intl Inc(EAT) | COM | 109641100 | $771 | 19,000 | 0.0% |
| DR Pepper Snapple Group Inc | COM | 26138E109 | $807 | 18,000 | 0.0% |
| Pitney Bowes Inc(PBI) | COM | 724479100 | $812 | 44,600 | 0.0% |
| OCH Ziff Cap Mgmt Group | CL A | 67551U105 | $826 | 75,100 | 0.0% |
| KKR & Co L P del | COM UNITS | 48248M102 | $842 | 40,900 | 0.1% |
| CYS Invts Inc | COM | 12673A108 | $870 | 107,000 | 0.1% |
| Compass Diversified Holdings(CODI) | SH BEN INT | 20451Q104 | $874 | 49,000 | 0.1% |
| Apollo Global Mgmt LLC | CL A SHS | 037612306 | $877 | 31,000 | 0.1% |
| Chimera Invt Corp | COM | 16934Q109 | $1.0K | 343,360 | 0.1% |
| Ellington Residential MTG RE(EARN) | COM SHS BEN INT | 288578107 | $1.2K | 75,000 | 0.1% |
| New Residential Invt Corp | COM | 64828T102 | $2.7K | 401,900 | 0.2% |
| Sprint Corp | COM SER 1 | 85207U105 | $5.0K | 800,218 | 0.3% |
| Hatteras Finl Corp | COM | 41902R103 | $6.4K | 341,250 | 0.4% |
| American Cap MTG Invt Corp | COM | 02504A104 | $6.7K | 339,600 | 0.4% |
| Dendreon Corp | COM | 24823Q107 | $7.1K | 2,434,000 | 0.4% |