Q3 2013 Holdings
Filed 2013-11-14 | 68 holdings | $1.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Gilead Sciences Inc | NOTE 1.000% 5/0 | 375558AN3 | $179.6K | $64,500,000 | 11.6% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $117.6K | 700,000 | 7.6% |
| Life Technologies CorpCall | COM | 53217V109 | $112.2K | 1,500,000 | 7.3% |
| Alliance Data Systems Corp | NOTE 4.750% 5/1 | 018581AC2 | $101.9K | $22,927,000 | 6.6% |
| Cemex SAB de CV | NOTE 3.750% 3/1 | 151290BC6 | $74.8K | $57,500,000 | 4.8% |
| Quad / Graphics Inc(QUAD) | COM CL A | 747301109 | $63.8K | 2,102,522 | 4.1% |
| Vodafone Group PLC New | SPONS ADR NEW | 92857W209 | $54.5K | 1,550,000 | 3.5% |
| General Mtrs Co | JR PFD CNV SRB | 37045V209 | $54.2K | 1,081,200 | 3.5% |
| Fairpoint Communications Inc | COM NEW | 305560302 | $49.0K | 5,128,325 | 3.2% |
| Priceline COM Inc | NOTE 1.250% 3/1 | 741503AN6 | $45.5K | $13,700,000 | 2.9% |
| Dell Inc | COM | 24702R101 | $42.0K | 3,054,800 | 2.7% |
| Wesco Intl Inc | DBCV 6.000% 9/1 | 95082PAH8 | $37.7K | $13,737,000 | 2.4% |
| Onyx Pharmaceuticals Inc | NOTE 4.000% 8/1 | 683399AB5 | $36.8K | $11,500,000 | 2.4% |
| Onyx Pharmaceuticals Inc | COM | 683399109 | $34.3K | 275,000 | 2.2% |
| Theravance Inc | NOTE 2.125% 1/1 | 88338TAB0 | $34.2K | $21,000,000 | 2.2% |
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $33.6K | $21,500,000 | 2.2% |
| Cooper Tire & Rubr Co(CTB) | COM | 216831107 | $30.8K | 1,000,000 | 2.0% |
| Mylan Inc | NOTE 3.750% 9/1 | 628530AJ6 | $30.4K | $10,500,000 | 2.0% |
| Central European Media | NOTE 5.000%11/1 | 153443AH9 | $29.5K | $30,850,000 | 1.9% |
| TRW Automotive Inc | NOTE 3.500%12/0 | 87264MAH2 | $28.1K | $11,500,000 | 1.8% |
| Lender Processing Svcs Inc | COM | 52602E102 | $26.6K | 800,000 | 1.7% |
| Arcelormittal SA Luxembourg | MAND CV NT 16 | L0302D178 | $22.2K | $1,030,000 | 1.4% |
| Xilinx Inc | SDCV 3.125% 3/1 | 983919AD3 | $19.4K | $12,000,000 | 1.3% |
| Hudson City Bancorp | COM | 443683107 | $18.1K | 2,000,000 | 1.2% |
| Alcoa Inc | NOTE 5.250% 3/1 | 013817AT8 | $16.7K | $13,000,000 | 1.1% |
| Dominion RES Inc VA New | UNIT 07/01/2016 | 25746U885 | $12.1K | 225,000 | 0.8% |
| Ford MTR Co del(F) | COM PAR $0.01 | 345370860 | $12.0K | 708,700 | 0.8% |
| Sprint Corp | COM SER 1 | 85207U105 | $11.2K | 1,800,000 | 0.7% |
| Elan PLC | ADR | 284131208 | $10.9K | 700,000 | 0.7% |
| Starwood Ppty TR Inc | NOTE 4.000% 1/1 | 85571BAB1 | $10.9K | $10,500,000 | 0.7% |
| Xilinx Inc(XLNXEUR) | COM | 983919101 | $10.0K | 212,700 | 0.6% |
| AK STL Corp | NOTE 5.000%11/1 | 001546AP5 | $9.8K | $10,450,000 | 0.6% |
| Group 1 Automotive Inc | FRNT 2.250% 6/1 | 398905AE9 | $9.2K | $7,000,000 | 0.6% |
| Cooper Tire & Rubr Co(CTB)Call | COM | 216831107 | $9.2K | 300,000 | 0.6% |
| Micron Technology Inc | NOTE 1.500% 8/0 | 595112AQ6 | $9.2K | $5,000,000 | 0.6% |
| Trinity Inds Inc(TRN) | COM | 896522109 | $8.9K | 195,700 | 0.6% |
| Thompson Creek Metals Co Inc | UNIT 99/99/9999 | 884768300 | $8.3K | 450,000 | 0.5% |
| Prologis Inc(PLD) | COM | 74340W103 | $8.0K | 213,700 | 0.5% |
| Hess Corp(HES) | COM | 42809H107 | $7.7K | 100,000 | 0.5% |
| Intel Corp | SDCV 3.250% 8/0 | 458140AF7 | $7.4K | $5,960,000 | 0.5% |
| Jinkosolar Holding Co LTD | NOTE 4.000% 5/1 | 47759TAA8 | $7.3K | $7,500,000 | 0.5% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $7.0K | 3,457,600 | 0.5% |
| Priceline COM Inc | COM NEW | 741503403 | $7.0K | 6,900 | 0.5% |
| AG MTG Invt TR Inc(MITTEUR) | COM | 001228105 | $6.6K | 400,000 | 0.4% |
| Newmont Mining Corp(NEM) | COM | 651639106 | $5.8K | 206,600 | 0.4% |
| Intel Corp(INTC) | COM | 458140100 | $5.7K | 249,100 | 0.4% |
| Airtran Hldgs Inc | NOTE 5.250%11/0 | 00949PAD0 | $5.6K | $3,756,000 | 0.4% |
| Cubist Pharmaceuticals Inc | COM | 229678107 | $5.4K | 85,000 | 0.3% |
| General Mtrs Co(GM)Call | COM | 37045V100 | $5.4K | 150,000 | 0.3% |
| Dominion RES Inc VA New | UNIT 04/01/2013 | 25746U703 | $5.4K | 100,000 | 0.3% |