Q3 2013 Holdings
Filed 2013-11-07 | 48 holdings | $66.1K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2013-11-19) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| NBH Holdings Corp(NBHC)A | CL A | 633707104 | $22.8K | 1,112,327 | 34.6% |
| Powershares Senior Loan | SENIOR LN PORT | 73936Q769 | $4.9K | 198,800 | 7.4% |
| American Residential Pptys IncA | COM | 02927E303 | $3.1K | 178,527 | 4.7% |
| Life Technologies Corporation | COM | 53217V109 | $3.0K | 40,000 | 4.5% |
| Exterran Hldgs Inc | NOTE 4.250% 6/1 | 30225XAA1 | $2.9K | $2,318,000 | 4.4% |
| Newpark Resources Inc | NOTE 4.000%10/0 | 651718AC2 | $2.5K | $1,800,000 | 3.8% |
| ***corsicanto LTD | NOTE 3.500% 1/1 | 220480AC1 | $2.3K | $2,150,000 | 3.5% |
| Starwood Property Trust | NOTE 4.000% 1/1 ADDED | 85571BAB1 | $2.2K | $2,113,000 | 3.3% |
| Forestar Group Inc | NOTE 3.750% 3/0 | 346232AB7 | $2.1K | $1,822,000 | 3.2% |
| RTI Intl Metals Inc | NOTE 3.000%12/0 | 74973WAA5 | $2.1K | $1,846,000 | 3.2% |
| Accuray Incorporated | NOTE 3.500% 2/0 | 004397AC9 | $1.5K | $1,000,000 | 2.3% |
| Sterling Financial Corporation | COM NEW | 859319303 | $1.4K | 50,000 | 2.2% |
| PAA Natural Gas Storage LP | COM UNIT LTD | 693139107 | $1.4K | 60,000 | 2.1% |
| Capitalsource Inc | COM | 14055X102 | $1.3K | 110,000 | 2.0% |
| Developers Diversified Rlty | NOTE 1.750%11/1 | 251591AX1 | $1.1K | $1,000,000 | 1.7% |
| Walter Investment Management | NOTE 4.50% 11/0 | 93317WAA0 | $1.0K | $1,000,000 | 1.6% |
| Enpro Inds Inc | DBCV 3.938%10/1 | 29355XAB3 | $1.0K | $561,000 | 1.6% |
| Chesapeake Energy Corp | NOTE 2.500% 5/1 | 165167BZ9 | $965 | $982,000 | 1.5% |
| AK Steel Holding Corporation | NOTE 5.000%11/1 | 001546AP5 | $956 | $1,015,000 | 1.4% |
| Standard Pacific Corp NewPut | PUT | 85375C101 | $717 | 90,600 | 1.1% |
| Array Biopharma Inc(ARRYEUR) | COM | 04269X105 | $706 | 113,500 | 1.1% |
| EPR Properties | PFD C CNV 5.75% | 26884U208 | $648 | $30,400 | 1.0% |
| Arkansas Best Corp-del | COM | 040790107 | $578 | 22,500 | 0.9% |
| Hudson City Bancorp Inc | COM | 443683107 | $452 | 50,000 | 0.7% |
| Williams Partners L P | COM UNIT L P | 96950F104 | $349 | 6,600 | 0.5% |
| Energy Transfer Partners L P | UNIT LTD PARTN | 29273R109 | $302 | 5,800 | 0.5% |
| Access Midstream Partners L P | UNIT | 00434L109 | $295 | 6,100 | 0.4% |
| Kinder Morgan Energy Partners | UT LTD PARTNER | 494550106 | $295 | 3,700 | 0.4% |
| Oneok Partners L P | UNIT LTD PARTN | 68268N103 | $286 | 5,400 | 0.4% |
| Plains All American Pipeline(PAA) | UNIT LTD PARTN | 726503105 | $269 | 5,100 | 0.4% |
| Buckeye Partners LP | UNIT LTD PARTN | 118230101 | $262 | 4,000 | 0.4% |
| EQT Midstream Partners LP | UNIT LTD PARTN | 26885B100 | $241 | 4,900 | 0.4% |
| Atlas Energy LP | COM UNITS LP | 04930A104 | $224 | 4,100 | 0.3% |
| EV Energy Partners L P | COM UNITS | 26926V107 | $219 | 5,900 | 0.3% |
| Rose Rock Midstream L P | COM U REP LTD | 777149105 | $192 | 6,000 | 0.3% |
| Cheniere Energy Partners L P(CQP) | COM UNIT | 16411Q101 | $187 | 7,100 | 0.3% |
| Tesoro Logistics LP | COM UNIT LP | 88160T107 | $176 | 3,034 | 0.3% |
| DCP Midstream Partners LP | COM UT LTD PTN | 23311P100 | $175 | 3,525 | 0.3% |
| Targa Resources Partners LP | COM UNIT | 87611X105 | $170 | 3,300 | 0.3% |
| EL Paso Pipeline Partners L P | COM UNIT LPI | 283702108 | $156 | 3,700 | 0.2% |
| AIR Lease Corp(AL) | CL A | 00912X302 | $138 | 5,005 | 0.2% |
| Western Gas Partners LP | COM UNIT LP IN | 958254104 | $120 | 2,000 | 0.2% |
| Markwest Energy Partners L P | UNIT LTD PARTN | 570759100 | $108 | 1,500 | 0.2% |
| Horsehead Hldg Corp | NOTE 3.800% 7/0 | 440694AB3 | $43 | $40,000 | 0.1% |
| PUT Abfs 12/21/13 20Put | PUT | 040790957 | $16 | $225 | 0.0% |
| PUT Ntls 12/21/13 12.50Put | PUT | 67020Q955 | $9 | $200 | 0.0% |