Q4 2013 Holdings
Filed 2014-02-11 | 48 holdings | $58.7K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| AK Steel Holding Corporation | NOTE 5.000%11/1 | 001546AP5 | $6.6K | $4,066,000 | 11.2% |
| Powershares Senior Loan | SENIOR LN PORT | 73936Q769 | $4.9K | 198,800 | 8.4% |
| NMI(NMIH) | CL A | 629209305 | $4.0K | 313,870 | 6.8% |
| XPO Logistics Inc | NOTE 4.500%10/0 | 983793AA8 | $3.2K | $1,940,000 | 5.5% |
| Life Technologies Corporation | COM | 53217V109 | $3.0K | 40,000 | 5.2% |
| Starwood Property Trust | NOTE 4.000% 1/1 | 85571BAB1 | $2.8K | $2,500,000 | 4.7% |
| PVR Partners L P | COM UNIT REPTG L | 693665101 | $2.7K | 100,000 | 4.6% |
| Albany Molecular Resh Inc | NOTE 2.250%11/1 ADDED | 012423AA7 | $2.7K | $2,880,000 | 4.5% |
| Health Care REIT Inc | PFD PER CON I | 42217K601 | $2.6K | 50,000 | 4.4% |
| American Residential Pptys Inc | COM | 02927E303 | $2.1K | 123,316 | 3.6% |
| American Capital Agency | COM | 02503X105 | $1.9K | 100,000 | 3.3% |
| RTI International Metals Inc | NOTE 1.625%10/1 | 74973WAB3 | $1.8K | $1,707,000 | 3.1% |
| WEB COM Group Inc | NOTE 1.000% 8/1 | 94733AAA2 | $1.7K | $1,500,000 | 2.9% |
| Covanta Holding Corporation | COM | 2228E0106 | $1.5K | 87,200 | 2.6% |
| Capitalsource Inc | COM | 14055X102 | $1.4K | 100,000 | 2.4% |
| Altra Holdings Inc | NOTE 2.750% 3/0 | 02208RAE6 | $1.4K | $1,000,000 | 2.3% |
| Dealertrack Technologies Inc | NOTE 1.500% 3/1 | 242309AB8 | $1.3K | $935,000 | 2.2% |
| Sanchez Energy Corporation | COM | 79970Y105 | $1.3K | 52,241 | 2.2% |
| UNS Energy Corporation | COM | 903119105 | $1.2K | 20,000 | 2.0% |
| Sterling Financial Corporation | COM NEW | 859319303 | $1.2K | 35,000 | 2.0% |
| Merrimack Pharmaceuticals Inc | NOTE 4.500% 7/1 | 590328AA8 | $1.0K | $1,000,000 | 1.8% |
| American Residential | COM | 02927E306 | $902 | 52,540 | 1.5% |
| Standard Pacific Corp New | COM | 85375C101 | $780 | 86,240 | 1.3% |
| EPR Properties | PFD C CNV 5.75% | 26884U208 | $716 | 35,000 | 1.2% |
| Call Dish 03/22/14 55Call | CALL | 25470M909 | $503 | $83,200 | 0.9% |
| Access Midstream Partners L P | UNIT | 00434L109 | $402 | 7,100 | 0.7% |
| Energy Transfer Partners L P | UNIT LTD PARTN | 29273R109 | $389 | 6,800 | 0.7% |
| Williams Partners L P | COM UNIT L P | 96950F104 | $387 | 7,600 | 0.7% |
| Kinder Morgan Energy Partners | UT LTD PARTNER | 494550106 | $379 | 4,700 | 0.6% |
| Oneok Partners L P | UNIT LTD PARTN | 68268N103 | $342 | 6,500 | 0.6% |
| Plains All American Pipeline(PAA) | UNIT LTD PARTN | 726503105 | $300 | 5,800 | 0.5% |
| EQT Midstream Partners LP | UNIT LTD PARTN | 26885B100 | $288 | 4,900 | 0.5% |
| Buckeye Partners LP | UNIT LTD PARTN | 118230101 | $284 | 4,000 | 0.5% |
| Tesoro Logistics LP | COM UNIT LP | 88160T107 | $263 | 5,034 | 0.4% |
| DCP Midstream Partners LP | COM UT LTD PTN | 23311P100 | $262 | 5,205 | 0.4% |
| Cheniere Energy Partners L P(CQP) | COM UNIT | 16411Q101 | $246 | 8,600 | 0.4% |
| Call Dish 03/22/14 60Call | CALL | 25470M910 | $245 | $67,100 | 0.4% |
| Atlas Energy LP | COM UNITS LP | 04930A104 | $239 | 5,100 | 0.4% |
| EV Energy Partners L P | COM UNITS | 26926V107 | $234 | 6,900 | 0.4% |
| Rose Rock Midstream L P | COM U REP LTD | 777149105 | $232 | 6,000 | 0.4% |
| Markwest Energy Partners L P | UNIT LTD PARTN | 570759100 | $231 | 3,500 | 0.4% |
| Targa Resources Partners LP | COM UNIT | 87611X105 | $173 | 3,300 | 0.3% |
| AIR Lease Corp(AL) | CL A | 00912X302 | $156 | 5,005 | 0.3% |
| Crestwood Midstream Partners LP | UNIT LTD PARTNER | 226378107 | $150 | 6,007 | 0.3% |
| EL Paso Pipeline Partners L P | COM UNIT LPI | 283702108 | $133 | 3,700 | 0.2% |
| Western Gas Partners LP | COM UNIT LP IN | 958254104 | $123 | 2,000 | 0.2% |
| PUT Ntls 03/22/14 15Put | PUT | 67020Q955 | $16 | $30,000 | 0.0% |
| Call ANF 01/18/14 36Call | CALL | 002896907 | $7 | $35,000 | 0.0% |