Q4 2013 Holdings
Filed 2014-02-14 | 3529 holdings | $188.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Star Scientific Inc | CMN | 85517P101 | $27 | 23,467 | 0.0% |
| Royale Energy Inc(ROYL) | CMN | 78074G200 | $27 | 10,500 | 0.0% |
| Thompson Creek Metals Co Inc | CMN | 884768102 | $27 | 12,200 | 0.0% |
| Elephant Talk Communications | CMN | 286202205 | $29 | 24,079 | 0.0% |
| Wave Systems Corp | CMN | 943526400 | $31 | 33,800 | 0.0% |
| Alaska Comm Systems Group(ALSK) | CMN | 01167P101 | $34 | 16,011 | 0.0% |
| Toronto-Dominion Bank(TD) | CMN | 891160509 | $35 | 372 | 0.0% |
| BlackRock Income Trust | CMN | 09247F100 | $36 | 5,505 | 0.0% |
| Quicksilver Resources Inc | CMN | 74837R104 | $36 | 11,734 | 0.0% |
| Immunocellular Therapeutics | CMN | 452536105 | $37 | 39,726 | 0.0% |
| United Microelectronics Corp(UMC) | CMN | 910873405 | $38 | 18,795 | 0.0% |
| Nuveen Quality Preferred Inc | CMN | 67071S101 | $39 | 5,100 | 0.0% |
| Goodrich Petroleum Corp | CNV | 382410AC2 | $41 | $40,000 | 0.0% |
| Old Republic Intl Corp | CNV | 680223AH7 | $42 | $34,000 | 0.0% |
| Mechel-Pfd | CMN | 583840509 | $43 | 100,000 | 0.0% |
| Nuveen Quality Preferred II | CMN | 67072C105 | $43 | 5,282 | 0.0% |
| Nuveen Municipal Value Fund(NUV) | CMN | 670928100 | $44 | 4,900 | 0.0% |
| Gevo Inc | CMN | 374396109 | $46 | 32,157 | 0.0% |
| Stemcells Inc | CMN | 85857R204 | $46 | 37,750 | 0.0% |
| Allied Nevada Gold Corp | CMN | 019344100 | $47 | 13,220 | 0.0% |
| Celsion Corp | CMN | 15117N404 | $47 | 12,179 | 0.0% |
| Nuveen Preferred Income Oppo(JPC) | CMN | 67073B106 | $47 | 5,335 | 0.0% |
| Mcewen Mining Inc | CMN | 58039P107 | $48 | 24,700 | 0.0% |
| Mast Therapeutics Inc | CMN | 576314108 | $48 | 107,600 | 0.0% |
| Novagold Resources Inc(NG) | CMN | 66987E206 | $49 | 19,302 | 0.0% |
| MFS Multimarket Inc Trust(MMT) | CMN | 552737108 | $50 | 7,492 | 0.0% |
| Dara Biosciences Inc | CMN | 23703P205 | $51 | 91,600 | 0.0% |
| Saratoga Resources Inc S | CMN | 803521103 | $51 | 44,012 | 0.0% |
| Advanced Semiconductor Engr | CMN | 00756M404 | $51 | 10,619 | 0.0% |
| Plug Power Inc(PLUG) | CMN | 72919P202 | $53 | 33,700 | 0.0% |
| New York & Co | CMN | 649295102 | $54 | 12,282 | 0.0% |
| Rexahn Pharmaceuticals Inc | CMN | 761640101 | $55 | 109,900 | 0.0% |
| Fuelcell Energy Inc | CMN | 35952H106 | $55 | 39,046 | 0.0% |
| Halcon Resources Corp | CMN | 40537Q209 | $56 | 13,092 | 0.0% |
| BPZ Resources Inc | CMN | 055639108 | $57 | 30,902 | 0.0% |
| Intercloud Systems Inc | CMN | 458488202 | $57 | 3,101 | 0.0% |
| Uranium Resources Inc | CMN | 916901606 | $57 | 18,736 | 0.0% |
| Atlantic Power Corp(AT) | CMN | 04878Q863 | $57 | 16,400 | 0.0% |
| Alumina LTD(AWCMYEUR) | CMN | 022205108 | $57 | 14,450 | 0.0% |
| Affymetrix Inc | CNV | 00826TAH1 | $57 | $35,000 | 0.0% |
| Wpcs International Inc | CMN | 92931L302 | $59 | 25,891 | 0.0% |
| BOX Ships Inc | CMN | Y09675102 | $60 | 18,275 | 0.0% |
| BlackRock Debt Strategies FD | CMN | 09255R103 | $62 | 15,650 | 0.0% |
| SUN Bancorp Inc-Nj | CMN | 86663B102 | $62 | 17,504 | 0.0% |
| Document Security Systems | CMN | 25614T101 | $62 | 30,000 | 0.0% |
| Neonode Inc | CMN | 64051M402 | $63 | 10,008 | 0.0% |
| Rigel Pharmaceuticals Inc(RIGLUSD) | CMN | 766559603 | $63 | 22,306 | 0.0% |
| Silvercorp Metals Inc(SVM) | CMN | 82835P103 | $64 | 27,930 | 0.0% |
| Mizuho Financial Group Inc(MFG) | CMN | 60687Y109 | $65 | 15,100 | 0.0% |
| Nymox Pharmaceutical Corp | CMN | 67076P102 | $66 | 10,954 | 0.0% |