Q4 2013 Holdings
Filed 2014-02-14 | 70 holdings | $1.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alliance Data Systems Corp | NOTE 4.750% 5/1 | 018581AC2 | $126.5K | $22,927,000 | 9.9% |
| Life Technologies CorpCall | COM | 53217V109 | $113.7K | 1,500,000 | 8.9% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V118 | $70.0K | 1,712,972 | 5.5% |
| Cemex SAB de CV | NOTE 3.750% 3/1 | 151290BC6 | $69.2K | $51,000,000 | 5.4% |
| Vodafone Group PLC New | SPONS ADR NEW | 92857W209 | $61.9K | 1,575,000 | 4.8% |
| Fairpoint Communications Inc | COM NEW | 305560302 | $58.0K | 5,128,325 | 4.5% |
| Quad / Graphics Inc(QUAD) | COM CL A | 747301109 | $57.3K | 2,102,522 | 4.5% |
| Wesco Intl Inc | DBCV 6.000% 9/1 | 95082PAH8 | $44.5K | $13,737,000 | 3.5% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $36.9K | 200,000 | 2.9% |
| Alcoa Inc | NOTE 5.250% 3/1 | 013817AT8 | $34.8K | $21,000,000 | 2.7% |
| Mylan Inc | NOTE 3.750% 9/1 | 628530AJ6 | $34.4K | $10,500,000 | 2.7% |
| Lender Processing Svcs Inc | COM | 52602E102 | $33.6K | 900,000 | 2.6% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V126 | $31.0K | 759,587 | 2.4% |
| TRW Automotive Inc | NOTE 3.500%12/0 | 87264MAH2 | $29.2K | $11,500,000 | 2.3% |
| T-Mobile US Inc(TMUS) | COM | 872590104 | $27.9K | 830,000 | 2.2% |
| Arcelormittal SA Luxembourg | MAND CV NT 16 | L0302D178 | $26.6K | $1,030,000 | 2.1% |
| General Mtrs Co | *W EXP 12/31/201 | 37045V134 | $24.5K | 600,000 | 1.9% |
| Biomarin Pharmaceutical Inc | NOTE 1.875% 4/2 | 09061GAD3 | $24.5K | $7,047,000 | 1.9% |
| Crown Castle Intl Corp | CNV PFD STK SR A | 228227500 | $23.9K | 238,500 | 1.9% |
| Hudson City Bancorp | COM | 443683107 | $21.7K | 2,300,000 | 1.7% |
| Enersys | NOTE 3.375% 6/0 | 29275YAA0 | $20.7K | $11,750,000 | 1.6% |
| Theravance Inc | NOTE 2.125% 1/1 | 88338TAB0 | $19.6K | $13,500,000 | 1.5% |
| Xilinx Inc | SDCV 3.125% 3/1 | 983919AD3 | $19.0K | $12,000,000 | 1.5% |
| AK STL Corp | NOTE 5.000%11/1 | 001546AP5 | $18.5K | $11,450,000 | 1.4% |
| Ford MTR Co del(F) | COM PAR $0.01 | 345370860 | $16.1K | 1,040,400 | 1.3% |
| Responsys Inc | COM | 761248103 | $14.7K | 535,000 | 1.1% |
| Cubist Pharmaceuticals Inc | COM | 229678107 | $12.5K | 181,500 | 1.0% |
| Dominion RES Inc VA New | UNIT 07/01/2016 | 25746U885 | $12.2K | 225,000 | 1.0% |
| Starwood Ppty TR Inc | NOTE 4.000% 1/1 | 85571BAB1 | $11.6K | $10,500,000 | 0.9% |
| Trinity Inds Inc(TRN) | COM | 896522109 | $10.7K | 195,700 | 0.8% |
| PHH Corp | NOTE 4.000% 9/0 | 693320AN3 | $10.7K | $10,000,000 | 0.8% |
| American Airls Group Inc(AAL) | COM | 02376R102 | $10.0K | 396,437 | 0.8% |
| Intel Corp(INTC) | COM | 458140100 | $9.0K | 348,400 | 0.7% |
| Microchip Technology Inc | SDCV 2.125%12/1 | 595017AB0 | $8.7K | $5,000,000 | 0.7% |
| Prologis Inc(PLD) | COM | 74340W103 | $7.9K | 213,700 | 0.6% |
| Jinkosolar Hldg Co LTD | NOTE 4.000% 5/1 | 47759TAA8 | $7.0K | $6,500,000 | 0.5% |
| Airtran Hldgs Inc | NOTE 5.250%11/0 | 00949PAD0 | $6.6K | $3,881,000 | 0.5% |
| American Airls Group Inc(AAL)Put | COM | 02376R102 | $6.3K | 250,000 | 0.5% |
| Priceline COM Inc | COM NEW | 741503403 | $6.3K | 5,400 | 0.5% |
| AG MTG Invt TR Inc(MITTEUR) | COM | 001228105 | $6.3K | 400,000 | 0.5% |
| Alpha Natural Resources Inc | NOTE 4.875%12/1 | 02076XAF9 | $5.9K | $5,500,000 | 0.5% |
| Thompson Creek Metals Co Inc | UNIT 99/99/9999 | 884768300 | $5.9K | 450,000 | 0.5% |
| Blackstone MTG TR Inc | NOTE 5.250%12/0 | 09257WAA8 | $5.1K | $4,870,000 | 0.4% |
| Callaway Golf Co | NOTE 3.750% 8/1 | 131193AC8 | $4.9K | $4,000,000 | 0.4% |
| Newmont Mining Corp(NEM) | COM | 651639106 | $4.8K | 206,600 | 0.4% |
| United Technologies Corp(UTXZ) | COM | 913017109 | $4.6K | 40,000 | 0.4% |
| Solarfun Power Holdings Co L | NOTE 3.500% 1/1 | 83415UAB4 | $4.5K | $5,000,000 | 0.4% |
| JOS A Bank Clothiers Inc | COM | 480838101 | $4.4K | 80,000 | 0.3% |
| RPM Intl Inc(RPM) | COM | 749685103 | $4.2K | 102,200 | 0.3% |
| Stanley Black & Decker Inc | UNIT 99/99/9999 | 854502804 | $4.1K | 40,000 | 0.3% |