Q1 2014 Holdings
Filed 2014-05-15 | 53 holdings | $2.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Codexis Inc(CDXS) | COM | 192005106 | $2.2M | 1,062,500 | 89.5% |
| Nuveen NY Amt-Free MUN Incom(NRK) | COM | 670656107 | $17.5K | 1,371,800 | 0.7% |
| Exact Sciences Corp(EXAS)Put | COM | 30063P105 | $14.2K | 1,000,000 | 0.6% |
| Gevo Inc | NOTE 7.500% 7/0 | 374396AA7 | $13.6K | $18,400,000 | 0.6% |
| Exact Sciences Corp(EXAS) | COM | 30063P105 | $12.8K | 900,000 | 0.5% |
| Spdr Gold Trust(GLD)Put | GOLD SHS | 78463V107 | $12.4K | 100,000 | 0.5% |
| Mednax Inc(MD)Put | COM | 58502B106 | $11.2K | 180,000 | 0.5% |
| News Corp New(NWS) | CL B | 65249B208 | $10.6K | 635,100 | 0.4% |
| Ryman Hospitality Pptys Inc(RHP) | COM | 78377T107 | $10.0K | 235,000 | 0.4% |
| Sibanye Gold LTD | SPONSORED ADR | 825724206 | $9.7K | 1,167,581 | 0.4% |
| Ishares Silver Trust(SLV)Call | ISHARES | 46428Q109 | $9.5K | 500,000 | 0.4% |
| Berkshire Hathaway Inc del(BRK/B) | CL B NEW | 084670702 | $8.9K | 71,500 | 0.4% |
| Sequential Brands Group Inc | COM NEW | 817340201 | $8.0K | 1,000,000 | 0.3% |
| Gaming & Leisure Pptys Inc(GLPI) | COM | 36467J108 | $7.6K | 209,565 | 0.3% |
| Amtrust Finl Svcs Inc | NOTE 5.500%12/1 | 032359AC5 | $7.4K | $5,000,000 | 0.3% |
| Stonegate MTG Corp | COM | 86181Q300 | $7.1K | 475,132 | 0.3% |
| Tower Group Inc | NOTE 5.000% 9/1 | 891777AC8 | $6.7K | $7,000,000 | 0.3% |
| Covidien PLC | SHS | G2554F113 | $6.3K | 85,464 | 0.3% |
| Irsa Inversiones Y REP S A(IRSUSD) | GLOBL DEP RCPT | 450047204 | $6.1K | 575,000 | 0.3% |
| Ishares Silver Trust(SLV)Put | ISHARES | 46428Q109 | $6.0K | 315,000 | 0.2% |
| National Oilwell Varco Inc(NOVEUR) | COM | 637071101 | $5.8K | 75,000 | 0.2% |
| Durect Corp(DRRXEUR) | COM | 266605104 | $5.5K | 4,170,000 | 0.2% |
| Micron Technology Inc(MU) | COM | 595112103 | $5.2K | 218,000 | 0.2% |
| National GEN Hldgs Corp | COM | 636220303 | $4.2K | 297,500 | 0.2% |
| Preferred APT Cmntys Inc | COM | 74039L103 | $4.1K | 505,903 | 0.2% |
| Breitburn Energy Partners LP(BBEPQUSD)Put | COM UT LTD PTN | 106776107 | $4.0K | 202,000 | 0.2% |
| Ltx-Credence Corp | COM NEW | 502403207 | $4.0K | 450,000 | 0.2% |
| Kinder Morgan Energy PartnerPut | UT LTD PARTNER | 494550106 | $3.7K | 50,000 | 0.2% |
| Mondelez Intl Inc(MDLZ) | CL A | 609207105 | $3.2K | 93,000 | 0.1% |
| Apollo Residential MTG Inc | COM | 03763V102 | $2.8K | 175,200 | 0.1% |
| Linn Energy LLCPut | UNIT LTD LIAB | 536020100 | $2.8K | 100,000 | 0.1% |
| Xerox Corp | COM | 984121103 | $2.5K | 222,800 | 0.1% |
| Nordic American Tankers Limi(NAT)Call | COM | G65773106 | $2.0K | 200,000 | 0.1% |
| Galmed Pharmaceuticals LTD(GLMD) | SHS | M47238106 | $1.8K | 158,735 | 0.1% |
| Apple Inc(AAPL) | COM | 037833100 | $1.8K | 3,300 | 0.1% |
| Independence Rlty TR Inc(IRT) | COM | 45378A106 | $1.6K | 185,000 | 0.1% |
| Boston Private Finl Hldgs in | DEP SHS | 101119303 | $1.6K | 68,316 | 0.1% |
| Eaton Vance New York MUN BD(XENWX) | COM | 27827Y109 | $1.4K | 115,189 | 0.1% |
| Organovo Hldgs IncPut | COM | 68620A104 | $1.1K | 150,000 | 0.0% |
| Nuveen NY DIV Advantg MUN FD | COM | 67070A101 | $1.1K | 83,750 | 0.0% |
| Biota Pharmaceutials Inc | COM | 090694100 | $1.1K | 172,282 | 0.0% |
| Cresud S A C I F Y A(CD8) | SPONSORED ADR | 226406106 | $989 | 106,500 | 0.0% |
| Harvard Apparatus Regener TE | COM | 41690A106 | $908 | 100,152 | 0.0% |
| North Atlantic Drilling LTD | COM | G6613P202 | $884 | 100,000 | 0.0% |
| Pain Therapeutics Inc | COM | 69562K100 | $880 | 160,000 | 0.0% |
| Ariad Pharmaceuticals Inc | COM | 04033A100 | $806 | 100,000 | 0.0% |
| Nuveen NY Divid Advntg MUN F(NAN) | COM | 67066X107 | $662 | 49,805 | 0.0% |
| KBR Inc(KBR) | COM | 48242W106 | $534 | 20,000 | 0.0% |
| Alliance New York MUN Inc FD | COM | 018714105 | $516 | 41,261 | 0.0% |
| Wright MED Group Inc | RIGHT 03/01/2019 | 98235T115 | $498 | 600,000 | 0.0% |