Q3 2014 Holdings
Filed 2014-11-04 | 49 holdings | $12.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ally Financial Inc(ALLY) | COM | 02005N100 | $9.3M | 403,171 | 75.7% |
| Criteo S A(CRTO) | SPONS ADS | 226718104 | $1.2M | $37,000 | 10.1% |
| Alibaba Group Hldg LTD(BABA) | SPONSORED ADS | 01609W102 | $997.0K | $11,244 | 8.1% |
| Brookdale SR Living Inc(BKD) | COM | 112463104 | $483.0K | 15,000 | 3.9% |
| Shire PLC | SPONSORED ADR | 82481R106 | $31.5K | $121,748 | 0.3% |
| Dresser-Rand Group Inc(DRCEUR) | COM | 261608103 | $31.2K | 380,000 | 0.3% |
| Sigma Aldrich Corp | COM | 826552101 | $31.0K | 228,000 | 0.3% |
| Foster Wheeler AG | COM | H27178104 | $29.7K | 938,478 | 0.2% |
| Directv | COM | 25490A309 | $27.9K | 322,777 | 0.2% |
| Time Warner Cable Inc | COM | 88732J207 | $27.4K | 191,234 | 0.2% |
| Banco Santander Brasil S A(BSBR) | ADS REP 1 UNIT | 05967A107 | $23.5K | 3,593,977 | 0.2% |
| T-Mobile US Inc(TMUS) | COM | 872590104 | $8.9K | 309,030 | 0.1% |
| Priceline GRP Inc | NOTE 0.350% 6/1 | 741503AS5 | $4.5K | $4,000,000 | 0.0% |
| Infinity Pharmaceuticals Inc(INFIQ) | COM | 45665G303 | $4.4K | 326,821 | 0.0% |
| Tyson Foods Inc | UNIT 99/99/9999 | 902494301 | $4.0K | $80,000 | 0.0% |
| Tesla Mtrs Inc | NOTE 0.250% 3/0 | 88160RAB7 | $3.8K | $4,000,000 | 0.0% |
| Cubist Pharmaceuticals Inc | NOTE 1.875% 9/0 | 229678AH0 | $3.3K | $3,000,000 | 0.0% |
| Orexigen Therapeutics Inc | COM | 686164104 | $3.0K | 693,642 | 0.0% |
| Nektar Therapeutics(NKTREUR) | COM | 640268108 | $2.8K | 229,577 | 0.0% |
| Houghton Mifflin Harcourt Co | COM | 44157R109 | $2.7K | 139,231 | 0.0% |
| Intercept Pharmaceuticals in(ICPTUSD) | COM | 45845P108 | $2.3K | 9,876 | 0.0% |
| Momenta Pharmaceuticals Inc(MNTA) | COM | 60877T100 | $2.0K | 172,353 | 0.0% |
| Ophthotech Corp | COM | 683745103 | $1.9K | 50,044 | 0.0% |
| Synchronoss Technologies Inc | NOTE 0.750% 8/1 | 87157BAA1 | $1.9K | $1,750,000 | 0.0% |
| Take-Two Interactive Softwar | NOTE 1.000% 7/0 | 874054AD1 | $1.9K | $1,500,000 | 0.0% |
| Cobalt Intl Energy Inc | NOTE 2.625%12/0 | 19075FAA4 | $1.7K | $2,000,000 | 0.0% |
| Apple Inc(AAPL)Call | COM | 037833100 | $1.6K | 700 | 0.0% |
| Citigroup Inc(C) | COM NEW | 172967424 | $1.4K | 26,800 | 0.0% |
| Solazyme Inc | NOTE 5.000%10/0 | 83415TAC5 | $1.4K | $1,500,000 | 0.0% |
| Hyperion Therapeutics Inc | COM | 44915N101 | $1.3K | 51,892 | 0.0% |
| TIM Hortons Inc | COM | 88706M103 | $1.3K | 16,603 | 0.0% |
| JPMorgan Chase & Co(JPM) | COM | 46625H100 | $1.1K | 19,000 | 0.0% |
| Insulet Corp | NOTE 2.000% 6/1 | 45784PAD3 | $1.1K | $1,000,000 | 0.0% |
| Fxcm Inc | NOTE 2.250% 6/1 | 302693AB2 | $1.0K | $1,000,000 | 0.0% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $1.0K | $1,000,000 | 0.0% |
| Kinder Morgan Inc del | *W EXP 05/25/201 | 49456B119 | $674 | $185,000 | 0.0% |
| Northstar Rlty FIN Corp | COM NEW | 66704R704 | $619 | 35,000 | 0.0% |
| Barrick Gold Corp(ABX) | COM | 067901108 | $587 | 40,000 | 0.0% |
| Morgan Stanley(MS) | COM NEW | 617446448 | $539 | 15,600 | 0.0% |
| Schlumberger LTD(SLB) | COM | 806857108 | $509 | 5,000 | 0.0% |
| Altisource Asset Management | COM | 02153X108 | $480 | 700 | 0.0% |
| T-Mobile US Inc(TMUS)Put | COM | 872590104 | $400 | 3,316 | 0.0% |
| Autoliv Inc(ALV) | COM | 052800109 | $394 | 4,236 | 0.0% |
| Delta AIR Lines Inc del(DAL) | COM NEW | 247361702 | $361 | 10,000 | 0.0% |
| Aurinia Pharmaceuticals Inc(AUPH) | COM | 05156V102 | $347 | 106,805 | 0.0% |
| Pain Therapeutics Inc | COM | 69562K100 | $245 | 62,500 | 0.0% |
| Eagle Materials Inc(EXP) | COM | 26969P108 | $204 | 2,000 | 0.0% |
| Bank Amer Corp(BAC) | COM | 060505104 | $171 | 10,000 | 0.0% |
| Jetblue Airways Corp(JBLU) | COM | 477143101 | $159 | 15,000 | 0.0% |