Q3 2014 Holdings
Filed 2014-11-14 | 56 holdings | $2.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Codexis Inc(CDXS) | COM | 192005106 | $2.5M | 1,062,500 | 89.5% |
| Exact Sciences Corp(EXAS)Put | COM | 30063P105 | $19.4K | 1,000,000 | 0.7% |
| Exact Sciences Corp(EXAS)Call | COM | 30063P105 | $17.4K | 900,000 | 0.6% |
| Nuveen NY Amt-Free MUN Incom(NRK) | COM | 670656107 | $17.3K | 1,351,100 | 0.6% |
| Covidien PLC | SHS | G2554F113 | $16.4K | 190,000 | 0.6% |
| Leucadia National Corp | COM | 527288104 | $15.4K | 645,000 | 0.6% |
| Cash America Intl Inc | COM | 14754D100 | $12.7K | 290,000 | 0.5% |
| Gevo Inc | NOTE 7.500% 7/0 | 374396AA7 | $11.2K | $16,100,000 | 0.4% |
| CGI Group Inc.Put | CL A SUB VTG | 39945C109 | $11.1K | 330,000 | 0.4% |
| News Corp New(NWS) | CL B | 65249B208 | $10.6K | 655,100 | 0.4% |
| Ryman Hospitality Pptys Inc(RHP) | COM | 78377T107 | $10.5K | 222,600 | 0.4% |
| Sibanye Gold LTD | SPONSORED ADR | 825724206 | $9.3K | 1,099,300 | 0.3% |
| Ishares Silver Trust(SLV)Call | ISHARES | 46428Q109 | $8.2K | 500,000 | 0.3% |
| Amtrust Finl Svcs Inc | NOTE 5.500%12/1 | 032359AC5 | $8.0K | $5,000,000 | 0.3% |
| Durect Corp(DRRXEUR) | COM | 266605104 | $7.8K | 5,274,124 | 0.3% |
| Micron Technology Inc(MU) | COM | 595112103 | $7.5K | 218,000 | 0.3% |
| Kinder Morgan Energy PartnerPut | UT LTD PARTNER | 494550106 | $7.0K | 75,000 | 0.3% |
| Spdr Gold Trust(GLD)Put | GOLD SHS | 78463V107 | $7.0K | 60,000 | 0.3% |
| KKR & Co LP | COM UNITS | 48248M102 | $6.5K | 291,000 | 0.2% |
| Stonegate MTG Corp | COM | 86181Q300 | $6.4K | 492,336 | 0.2% |
| Irsa Inversiones Y REP S A(IRSUSD) | GLOBL DEP RCPT | 450047204 | $6.4K | 464,500 | 0.2% |
| Sequential Brands Group Inc | COM NEW | 817340201 | $6.3K | 500,000 | 0.2% |
| Regional Management Corp(RM) | COM | 75902K106 | $6.0K | 335,501 | 0.2% |
| Ishares Silver Trust(SLV)Put | ISHARES | 46428Q109 | $5.2K | 315,000 | 0.2% |
| Gaming & Leisure Pptys Inc(GLPI) | COM | 36467J108 | $4.9K | 160,000 | 0.2% |
| Berkshire Hathaway Inc del(BRK/B) | CL B NEW | 084670702 | $4.9K | 35,500 | 0.2% |
| Xcerra Corp | COM | 98400J108 | $4.4K | 450,000 | 0.2% |
| National GEN Hldgs Corp | COM | 636220303 | $4.2K | 247,500 | 0.2% |
| Caesars Acquisition Co | COM | 12768T103 | $3.9K | 408,700 | 0.1% |
| Linn Energy LLCPut | UNIT LTD LIAB | 536020100 | $3.0K | 100,000 | 0.1% |
| Apollo Residential MTG Inc | COM | 03763V102 | $2.7K | 175,200 | 0.1% |
| MDC Holdings Inc(MDC1USD) | COM | 552676108 | $2.4K | 93,340 | 0.1% |
| Cresud S A C I F Y A(CD8) | SPONSORED ADR | 226406106 | $2.4K | 216,400 | 0.1% |
| Vanguard NAT RES LLCPut | COM UNIT | 92205F106 | $2.3K | 84,000 | 0.1% |
| Galmed Pharmaceuticals LTD(GLMD) | SHS | M47238106 | $2.1K | 248,800 | 0.1% |
| Eaton Vance New York MUN BD(XENWX) | COM | 27827Y109 | $2.1K | 173,076 | 0.1% |
| Ezcorp Inc(EZPW) | COM | 302301106 | $1.5K | 150,000 | 0.1% |
| Walter Energy, Inc.Put | COM | 93317Q105 | $1.5K | 625,000 | 0.1% |
| Harvard Apparatus Regener TE | COM | 41690A106 | $1.3K | 164,800 | 0.0% |
| Wright MED Group Inc | RIGHT 03/01/2019 | 98235T115 | $1.3K | 600,000 | 0.0% |
| Transocean LTD(RIG)Put | REG SHS | H8817H100 | $1.3K | 40,000 | 0.0% |
| Market Vectors ETF TRPut | GOLD MINER ETF | 57060U100 | $1.2K | 24,400 | 0.0% |
| Nuveen NY Divid Advntg MUN F(NAN) | COM | 67066X107 | $1.2K | 90,305 | 0.0% |
| Nuveen NY DIV Advantg MUN FD | COM | 67070A101 | $1.2K | 88,291 | 0.0% |
| Linn Energy LLC | UNIT LTD LIAB | 536020100 | $992 | 32,902 | 0.0% |
| Blackhawk Network Hldgs Inc | CL B | 09238E203 | $969 | 30,000 | 0.0% |
| Alexander & Baldwin Inc(ALEX) | COM | 014491104 | $899 | 25,000 | 0.0% |
| Boston Private Finl Hldgs in | DEP SHS | 101119303 | $871 | 35,100 | 0.0% |
| Alliance New York MUN Inc FD | COM | 018714105 | $726 | 57,748 | 0.0% |
| Sears Hometown and Outlet ST | COM | 812362101 | $646 | 41,704 | 0.0% |