Q3 2014 Holdings
Filed 2014-11-14 | 104 holdings | $5.2M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2014-11-17) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Conocophillips(COP)A | COM | 20825C104 | $3.8M | 49,200 | 72.8% |
| Priceline GRP IncA | NOTE 0.350% 6/1 | 741503AS5 | $154.8K | $137,750,000 | 3.0% |
| Intel CorpA | SDCV 3.250% 8/0 | 458140AF7 | $105.2K | $62,500,000 | 2.0% |
| Tesla Mtrs IncA | NOTE 1.250% 3/0 | 88160RAC5 | $91.7K | $95,450,000 | 1.8% |
| Teva Pharmaceutical FIN LLCA | DBCV 0.250% 2/0 | 88163VAE9 | $69.8K | $54,107,000 | 1.3% |
| Salesforce COM IncA | NOTE 0.250% 4/0 | 79466LAD6 | $57.2K | $51,200,000 | 1.1% |
| Omnicare IncA | DBCV 3.250%12/1 | 681904AL2 | $53.8K | $51,450,000 | 1.0% |
| Gilead Sciences IncA | NOTE 1.625% 5/0 | 375558AP8 | $51.4K | $10,955,000 | 1.0% |
| Annaly Cap Mgmt IncA | NOTE 5.000% 5/1 | 035710AB8 | $47.6K | $46,807,000 | 0.9% |
| Liberty Interactive LLCA | DEB 0.750% 3/3 | 530610AC8 | $43.7K | $32,650,000 | 0.8% |
| JDS Uniphase CorpA | DBCV 0.625% 8/1 | 46612JAF8 | $42.3K | $41,500,000 | 0.8% |
| Hologic IncA | FRNT 12/1 | 436440AG6 | $37.4K | $34,200,000 | 0.7% |
| Hologic IncA | FRNT 2.000%12/1 | 436440AB7 | $34.2K | $28,550,000 | 0.7% |
| Biomarin Pharmaceutical IncA | NOTE 0.750%10/1 | 09061GAE1 | $34.1K | $31,900,000 | 0.7% |
| Starwood Ppty TR IncA | NOTE 4.550% 3/0 | 85571BAA3 | $33.9K | $31,500,000 | 0.7% |
| Ares Cap CorpA | NOTE 4.750% 1/1 | 04010LAJ2 | $32.3K | $31,100,000 | 0.6% |
| Electronic Arts IncA | NOTE 0.750% 7/1 | 285512AA7 | $31.7K | $25,630,000 | 0.6% |
| RPM Intl IncA | NOTE 2.250%12/1 | 749685AT0 | $29.1K | $25,480,000 | 0.6% |
| Macquarie Infrastr Co LLCA | NOTE 2.875% 7/1 | 55608BAA3 | $26.6K | $23,880,000 | 0.5% |
| Concur Technologies IncA | NOTE 0.500% 6/1 | 206708AC3 | $25.8K | $19,700,000 | 0.5% |
| Ares Cap CorpA | NOTE 4.375% 1/1 | 04010LAM5 | $23.2K | $22,500,000 | 0.4% |
| LAM Research CorpA | NOTE 1.250% 5/1 | 512807AL2 | $23.0K | $17,050,000 | 0.4% |
| Cubist Pharmaceuticals IncA | NOTE 1.875% 9/0 | 229678AH0 | $22.6K | $20,250,000 | 0.4% |
| Spirit Rlty Cap Inc NewA | NOTE 2.875% 5/1 | 84860WAA0 | $22.3K | $22,850,000 | 0.4% |
| Old REP Intl CorpA | NOTE 3.750% 3/1 | 680223AH7 | $20.9K | $17,725,000 | 0.4% |
| Ares Cap CorpA | NOTE 4.875% 3/1 | 04010LAG8 | $20.4K | $19,500,000 | 0.4% |
| Prospect Capital Corporation | NOTE 5.875% 1/1 | 74348TAM4 | $19.1K | $18,500,000 | 0.4% |
| Spirit Rlty Cap Inc NewA | NOTE 3.750% 5/1 | 84860WAB8 | $14.3K | $14,600,000 | 0.3% |
| Wellpoint IncA | NOTE 2.750%10/1 | 94973VBG1 | $10.8K | $6,550,000 | 0.2% |
| Starwood Ppty TR IncA | NOTE 4.000% 1/1 | 85571BAB1 | $10.7K | $9,800,000 | 0.2% |
| Jefferies Group Inc NewA | DBCV 3.875%11/0 | 472319AG7 | $10.4K | $9,800,000 | 0.2% |
| Mylan IncA | NOTE 3.750% 9/1 | 628530AJ6 | $9.4K | $2,740,000 | 0.2% |
| Ares Cap CorpA | NOTE 5.750% 2/0 | 04010LAB9 | $9.3K | $8,824,000 | 0.2% |
| Ford MTR Co delA | NOTE 4.250%11/1 | 345370CN8 | $8.8K | $5,125,000 | 0.2% |
| Nuance Communications IncA | NOTE 2.750%11/0 | 67020YAF7 | $8.7K | $8,900,000 | 0.2% |
| Tibco Software IncA | NOTE 2.250% 5/0 | 88632QAB9 | $7.8K | $7,725,000 | 0.1% |
| Chesapeake Energy CorpA | NOTE 2.500% 5/1 | 165167CA3 | $7.6K | $7,500,000 | 0.1% |
| Xilinx IncA | NOTE 2.625% 6/1 | 983919AF8 | $6.4K | $4,250,000 | 0.1% |
| Priceline GRP IncA | DEBT 1.000% 3/1 | 741503AQ9 | $6.4K | $4,750,000 | 0.1% |
| Ares Cap CorpA | NOTE 5.125% 6/0 | 04010LAD5 | $6.1K | $5,800,000 | 0.1% |
| Novellus SYS IncA | NOTE 2.625% 5/1 | 670008AD3 | $6.0K | $2,750,000 | 0.1% |
| PrologisA | NOTE 3.250% 3/1 | 74340XAT8 | $5.5K | $5,200,000 | 0.1% |
| Hess Corp(HES)A | COM | 42809H107 | $4.5K | 47,300 | 0.1% |
| BGC Partners IncA | NOTE 4.500% 7/1 | 05541TAD3 | $4.4K | $4,273,000 | 0.1% |
| Marathon Oil Corp(MRO*)A | COM | 565849106 | $4.3K | 113,872 | 0.1% |
| Schlumberger LTD(SLB)A | COM | 806857108 | $4.3K | 41,913 | 0.1% |
| Intel CorpA | SDCV 2.950%12/1 | 458140AD2 | $4.2K | $3,300,000 | 0.1% |
| Anadarko Pete Corp(APC3EUR)A | COM | 032511107 | $4.2K | 41,365 | 0.1% |
| Helmerich & Payne Inc(HP)A | COM | 423452101 | $4.2K | 42,664 | 0.1% |
| Noble Energy Inc(NBL2EUR)A | COM | 655044105 | $4.2K | 60,891 | 0.1% |