Q3 2014 Holdings
Filed 2014-11-14 | 257 holdings | $3.2M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2014-12-12) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| CEL SCI Corp | *W EXP 10/11/201 | 150837177 | $4 | 20,000 | 0.0% |
| CIS Acquisition LTD | *W EXP 12/18/201 | G21490118 | $4 | 10,000 | 0.0% |
| Citigroup Inc(C)Call | COM NEW | 172967424 | $26 | 500 | 0.0% |
| Fieldpoint Petroleum Corp | *W EXP 03/23/201 | 316570126 | $43 | 61,886 | 0.0% |
| Ishares TR(EFA) | MSCI EAFE ETF | 464287465 | $53 | 825 | 0.0% |
| Ebay Inc(EBAY) | COM | 278642103 | $57 | 1,000 | 0.0% |
| Uranerz Energy Corp | COM | 91688T104 | $72 | 65,739 | 0.0% |
| Ishares TR(IWM) | RUSSELL 2000 ETF | 464287655 | $80 | 736 | 0.0% |
| Buffalo Wild Wings Inc | COM | 119848109 | $93 | 692 | 0.0% |
| Ishares TR(FXI) | CHINA LG-CAP ETF | 464287184 | $101 | 2,646 | 0.0% |
| Sprott Physical Gold Trust(PHYS/U) | UNIT | 85207H104 | $102 | 10,268 | 0.0% |
| Global Defense & Natl SEC SY | COM | 37953N108 | $103 | 10,000 | 0.0% |
| CIS Acquisition LTD | SHS SER A | G21490209 | $104 | 10,000 | 0.0% |
| Capitol Acquisition Corp II | COM | 14056V105 | $110 | 11,200 | 0.0% |
| United Technologies Corp(UTXZ) | COM | 913017109 | $122 | 1,160 | 0.0% |
| Buffalo Wild Wings IncPut | COM | 119848109 | $134 | 1,000 | 0.0% |
| Buffalo Wild Wings IncCall | COM | 119848109 | $134 | 1,000 | 0.0% |
| Tesla Mtrs Inc | NOTE 1.250% 3/0 | 88160RAC5 | $143 | $150,000 | 0.0% |
| Depomed IncPut | COM | 249908104 | $152 | 10,000 | 0.0% |
| Hennessy Cap Acquisition COR | COM | 425886108 | $157 | 16,000 | 0.0% |
| Pepsico Inc(PEP) | COM | 713448108 | $186 | 2,000 | 0.0% |
| Rice Energy Inc | COM | 762760106 | $186 | 7,000 | 0.0% |
| Bank Amer Corp(BAC)A | COM | 060505104 | $194 | 11,400 | 0.0% |
| RED HAT Inc | COM | 756577102 | $202 | 3,598 | 0.0% |
| Hf2 Finl Mgmt Inc | CL A | 40421A104 | $206 | 19,852 | 0.0% |
| Mentor Graphics Corp | SDCV 4.000% 4/0 | 587200AK2 | $234 | $200,000 | 0.0% |
| Amsurg Corp | PFD CNV SR A-1 % | 03232P504 | $235 | 2,201 | 0.0% |
| American Airls Group Inc(AAL) | COM | 02376R102 | $243 | 6,858 | 0.0% |
| Alcoa Inc | DEP SHS 1/10TH | 013817309 | $252 | 5,000 | 0.0% |
| Newmont Mining Corp(NEM) | COM | 651639106 | $258 | 11,200 | 0.0% |
| Tyson Foods Inc | UNIT 99/99/9999 | 902494301 | $265 | 5,258 | 0.0% |
| Sandisk Corp | NOTE 1.500% 8/1 | 80004CAD3 | $289 | $150,000 | 0.0% |
| Lumos Networks Corp | COM | 550283105 | $334 | 20,564 | 0.0% |
| Ishares TR(IYR) | U.S. REAL ES ETF | 464287739 | $346 | 5,006 | 0.0% |
| Hawaiian Holdings Inc | NOTE 5.000% 3/1 | 419879AD3 | $354 | $200,000 | 0.0% |
| LAM Research Corp(LRCXEUR)Call | COM | 512807108 | $374 | 5,000 | 0.0% |
| Anglogold Ashanti LTD(AU3EUR) | SPONSORED ADR | 035128206 | $377 | 31,387 | 0.0% |
| BHP Billiton LTD(BHP) | SPONSORED ADR | 088606108 | $413 | 7,006 | 0.0% |
| Alibaba Group Hldg LTD(BABA)A | SPONSORED ADS | 01609W102 | $444 | 5,000 | 0.0% |
| Applied Matls Inc(AMAT) | COM | 038222105 | $454 | 21,000 | 0.0% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $547 | 5,000 | 0.0% |
| Arcelormittal SA Luxembourg | NY REGISTRY SH | 03938L104 | $590 | 43,085 | 0.0% |
| Anglogold Ashanti LTD(AU3EUR)Put | SPONSORED ADR | 035128206 | $600 | 50,000 | 0.0% |
| Barclays BK PLC | IPATH S&P500 VIX | 06742E711 | $629 | 20,167 | 0.0% |
| Newmont Mining Corp(NEM)Call | COM | 651639106 | $692 | 30,000 | 0.0% |
| Morgan Stanley(MS) | COM NEW | 617446448 | $781 | 22,600 | 0.0% |
| Microsoft Corp(MSFT) | COM | 594918104 | $785 | 16,938 | 0.0% |
| JA Solar Holdings Co LTDCall | SPON ADR REP5ORD | 466090206 | $786 | 85,000 | 0.0% |
| Select Sector Spdr TR(XLK) | TECHNOLOGY | 81369Y803 | $826 | 20,679 | 0.0% |
| Ford MTR Co del(F) | COM PAR $0.01 | 345370860 | $840 | 56,791 | 0.0% |