Q4 2014 Holdings
Filed 2015-02-13 | 15750 holdings | $6.0B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Aviat Networks Inc | COM | 05366Y102 | $5 | 2,826 | 0.0% |
| First TR Bick Index FD | COM SHS | 33733H107 | $5 | 200 | 0.0% |
| Audiocodes LTD(AUDC)Put | OPTIONS | M15342104 | $5 | 1,000 | 0.0% |
| Bridgepoint ED IncCall | OPTIONS | 10807M105 | $5 | 400 | 0.0% |
| Ascena Retail Group Inc(ASNAEUR)Call | OPTIONS | 04351G101 | $5 | 400 | 0.0% |
| Bdca Venture Inc | COM | 05543L106 | $5 | 1,112 | 0.0% |
| Cempra Inc | COM | 15130J109 | $5 | 200 | 0.0% |
| Ares Cap Corp | NOTE 4.875% 3/1 | 04010LAG8 | $5 | $5,000 | 0.0% |
| China Eastn Airls LTD | SPON ADR CL H | 16937R104 | $5 | 200 | 0.0% |
| Veracyte Inc(VCYT) | COM | 92337F107 | $5 | 500 | 0.0% |
| ON Semiconductor Corp(ON)Call | OPTIONS | 682189105 | $5 | 500 | 0.0% |
| Atlatsa RES Corp | COM | 049477102 | $5 | 25,125 | 0.0% |
| Pixelworks Inc(PXLWEUR)Call | OPTIONS | 72581M305 | $5 | 1,000 | 0.0% |
| Norwood Financial Corp(NWFL) | COM | 669549107 | $5 | 172 | 0.0% |
| Cyan Inc | COM | 23247W104 | $5 | 1,933 | 0.0% |
| Rosetta Stone Inc(RST)Call | OPTIONS | 777780107 | $5 | 500 | 0.0% |
| U.S. Auto Parts Network Inc | COM | 90343C100 | $5 | 2,000 | 0.0% |
| United Microelectronics Corp(UMC) | SPON ADR NEW | 910873405 | $5 | 2,300 | 0.0% |
| Sphere 3D Corp | COM | 84841Q109 | $5 | 927 | 0.0% |
| Federated Prem MUN Inc FD(FMN) | COM | 31423P108 | $5 | 321 | 0.0% |
| Quantum Fuel SYS Tech Worldw | COM PAR $0.02 | 74765E307 | $5 | 2,196 | 0.0% |
| TTM Technologies Inc | NOTE 3.250% 5/1 | 87305RAC3 | $5 | $5,000 | 0.0% |
| Exeter RES Corp | COM | 301835104 | $5 | 9,050 | 0.0% |
| RTI Surgical Inc | COM | 74975N105 | $5 | 1,000 | 0.0% |
| Community Health SYS Inc New | RIGHT 01/27/2016 | 203668116 | $5 | 219,065 | 0.0% |
| Redwood TR Inc | NOTE 4.625% 4/1 | 758075AB1 | $5 | $5,000 | 0.0% |
| Sutor Tech Group LTD | COM | 869362103 | $5 | 10,000 | 0.0% |
| Regions Finl Corp New(RF)Call | OPTIONS | 7591EP100 | $5 | 500 | 0.0% |
| Proshares TR | ULTSHT FT CH 50 | 74348A350 | $5 | 125 | 0.0% |
| Hortonworks Inc | COM | 440894103 | $5 | 200 | 0.0% |
| Direxion SHS ETF TR(DRN) | DLY R/E BULL3X | 25459W755 | $5 | 63 | 0.0% |
| Renaissance Cap Greenwich FD(IPO) | IPO ETF | 759937204 | $5 | 200 | 0.0% |
| Powershares ETF TR II | NYSE CENT PORT | 73937B613 | $5 | 200 | 0.0% |
| China Information Technology | COM | G21174100 | $5 | 1,176 | 0.0% |
| International Shipholding Co | COM NEW | 460321201 | $5 | 303 | 0.0% |
| RCI Hospitality Hldgs Inc(RICK) | COM | 74934Q108 | $5 | 500 | 0.0% |
| Espey MFG & Electrs Corp(ESP) | COM | 296650104 | $5 | 200 | 0.0% |
| Fibrogen Inc(FGENEUR) | COM | 31572Q808 | $5 | 200 | 0.0% |
| Team Inc | COM | 878155100 | $5 | 112 | 0.0% |
| Inogen Inc(INGN) | COM | 45780L104 | $6 | 200 | 0.0% |
| Stillwater MNG Co | NOTE 1.750%10/1 | 86074QAL6 | $6 | $5,000 | 0.0% |
| Tekmira Pharmaceuticals Corp | COM NEW | 87911B209 | $6 | 400 | 0.0% |
| First Marblehead Corp | COM NEW | 320771207 | $6 | 1,000 | 0.0% |
| Prologis | NOTE 3.250% 3/1 | 743410AY8 | $6 | $5,000 | 0.0% |
| Servicesource Intl LLC | COM | 81763U100 | $6 | 1,200 | 0.0% |
| Zafgen Inc | COM | 98885E103 | $6 | 200 | 0.0% |
| Direxion SHS ETF TR | 20YR TRES BEAR | 25459Y678 | $6 | 180 | 0.0% |
| Zagg IncCall | OPTIONS | 98884U108 | $6 | 900 | 0.0% |
| Repros Therapeutics IncCall | OPTIONS | 76028H209 | $6 | 600 | 0.0% |
| Territorial Bancorp Inc | COM | 88145X108 | $6 | 260 | 0.0% |