Q4 2014 Holdings
Filed 2015-02-13 | 15750 holdings | $6.0B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Prologis | NOTE 3.250% 3/1 | 743410AY8 | $6 | $5,000 | 0.0% |
| Northeast Cmnty Bancorp Inc | COM | 664112109 | $6 | 800 | 0.0% |
| Territorial Bancorp Inc | COM | 88145X108 | $6 | 260 | 0.0% |
| Virtus Total Return FD | COM | 92829A103 | $6 | 1,293 | 0.0% |
| UNI Pixel IncPut | OPTIONS | 904572203 | $6 | 1,100 | 0.0% |
| Chicos FAS Inc(CHS1USD)Call | OPTIONS | 168615102 | $6 | 400 | 0.0% |
| First Marblehead Corp | COM NEW | 320771207 | $6 | 1,000 | 0.0% |
| Livedeal Inc | COM NEW | 538144304 | $6 | 2,000 | 0.0% |
| Direxion SHS ETF TR | 20YR TRES BEAR | 25459Y678 | $6 | 180 | 0.0% |
| Managed High Yield Plus FD I | COM | 561911108 | $6 | 3,500 | 0.0% |
| Stillwater MNG Co | NOTE 1.750%10/1 | 86074QAL6 | $6 | $5,000 | 0.0% |
| Magnum Hunter RES Corp delPut | OPTIONS | 55973B102 | $6 | 2,000 | 0.0% |
| Tessco Technologies Inc | COM | 872386107 | $6 | 200 | 0.0% |
| Tekmira Pharmaceuticals Corp | COM NEW | 87911B209 | $6 | 400 | 0.0% |
| Emcore Corp(EMKREUR) | COM NEW | 290846203 | $6 | 1,200 | 0.0% |
| Firsthand Tech Value FD Inc(SVVC) | COM | 33766Y100 | $6 | 309 | 0.0% |
| Enduro RTY TR | TR UNIT | 29269K100 | $6 | 1,145 | 0.0% |
| Sparton Corp | COM | 847235108 | $6 | 200 | 0.0% |
| Marchex Inc(MCHX) | CL B | 56624R108 | $6 | 1,300 | 0.0% |
| Navidea Biopharmaceuticals I | COM | 63937X103 | $6 | 3,080 | 0.0% |
| Tanzanian Royalty Expl Corp | COM | 87600U104 | $6 | 9,350 | 0.0% |
| Neustar IncCall | OPTIONS | 64126X201 | $6 | 200 | 0.0% |
| Ardmore Shipping Corp(ASC) | COM | Y0207T100 | $6 | 463 | 0.0% |
| MAM Software Group Inc(MAMS) | COM NEW | 55277Q201 | $6 | 1,000 | 0.0% |
| Renesola LTD | SPONS ADS | 75971T103 | $6 | 4,352 | 0.0% |
| Paramount Gold & Silver Corp | COM | 69924P102 | $6 | 6,503 | 0.0% |
| Zafgen Inc | COM | 98885E103 | $6 | 200 | 0.0% |
| Allied Nevada Gold CorpCall | OPTIONS | 019344100 | $6 | 7,300 | 0.0% |
| Altra Indl Motion Corp | NOTE 2.750% 3/0 | 02208RAE6 | $6 | $5,000 | 0.0% |
| Advaxis Inc | COM NEW | 007624208 | $6 | 800 | 0.0% |
| Regional Mgmt Corp(RM) | COM | 75902K106 | $6 | 400 | 0.0% |
| JPMorgan China Region FD Inc | COM | 48126T104 | $6 | 355 | 0.0% |
| Repros Therapeutics IncCall | OPTIONS | 76028H209 | $6 | 600 | 0.0% |
| Servicesource Intl LLC | COM | 81763U100 | $6 | 1,200 | 0.0% |
| Globalscape Inc | COM | 37940G109 | $6 | 2,500 | 0.0% |
| IAO KUN Group Hldg Co LTD | ORD USD SHS | G47204105 | $6 | 4,500 | 0.0% |
| Inogen Inc(INGN) | COM | 45780L104 | $6 | 200 | 0.0% |
| Zagg IncCall | OPTIONS | 98884U108 | $6 | 900 | 0.0% |
| Infoblox IncCall | OPTIONS | 45672H104 | $6 | 300 | 0.0% |
| Bank of the ST James Finl GP(BOTJ) | COM | 470299108 | $6 | 576 | 0.0% |
| Oculus Innovative Sciences I | COM NEW | 67575P207 | $6 | 4,225 | 0.0% |
| Chicago Rivet & Mach Co(CVR) | COM | 168088102 | $6 | 200 | 0.0% |
| Quidel Corp | COM | 74838J101 | $6 | 200 | 0.0% |
| Health Care REIT Inc | PFD PER CON I | 42217K601 | $6 | 92 | 0.0% |
| Rand Cap Corp | COM | 752185108 | $6 | 1,461 | 0.0% |
| Pacific Sunwear Calif Inc | COM | 694873100 | $7 | 3,200 | 0.0% |
| Avino Silver & Gold Mines LT(ASM) | COM | 053906103 | $7 | 5,235 | 0.0% |
| J G Wentworth Co | CL A | 46618D108 | $7 | 650 | 0.0% |
| Jefferies Group Inc New | DBCV 3.875%11/0 | 472319AG7 | $7 | $7,000 | 0.0% |
| Hartford Finl Svcs Group Inc | *W EXP 06/26/201 | 416515120 | $7 | 200 | 0.0% |