Q4 2014 Holdings
Filed 2015-02-13 | 15750 holdings | $6.0B | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Rait Financial Trust | COM NEW | 749227609 | $7 | 952 | 0.0% |
| Avino Silver & Gold Mines LT(ASM) | COM | 053906103 | $7 | 5,235 | 0.0% |
| ON Semiconductor Corp | NOTE 2.625%12/1 | 682189AH8 | $7 | $6,000 | 0.0% |
| Freshpet Inc(FRPT) | COM | 358039105 | $7 | 400 | 0.0% |
| Oncothyreon Inc | COM | 682324108 | $7 | 3,583 | 0.0% |
| Franklin Finl Corp VA | COM | 35353C102 | $7 | 330 | 0.0% |
| Alimera Sciences Inc | COM | 016259103 | $7 | 1,261 | 0.0% |
| Parkervision IncPut | OPTIONS | 701354102 | $7 | 8,100 | 0.0% |
| Almaden Minerals LTD | COM | 020283107 | $7 | 6,800 | 0.0% |
| Polonia Bacorp Inc MD | COM | 73158Q109 | $7 | 683 | 0.0% |
| Powershs DB Multi Sect Comm | DB PREC MTLS | 73936B200 | $7 | 184 | 0.0% |
| Cambria ETF TR(FYLD) | CAMBRIA FGN SHR | 132061300 | $7 | 325 | 0.0% |
| Giga Tronics Inc | COM | 375175106 | $7 | 5,000 | 0.0% |
| Rock Creek Pharmaceuticals I | COM | 772081105 | $7 | 37,504 | 0.0% |
| Weibo Corp(WB) | SPONSORED ADR | 948596101 | $7 | 500 | 0.0% |
| Cancer Genetics Inc(CGIXUSD) | COM | 13739U104 | $7 | 1,000 | 0.0% |
| Workday Inc | NOTE 1.500% 7/1 | 98138HAD3 | $7 | $6,000 | 0.0% |
| Whiting USA TR I | TR UNIT | 966389108 | $7 | 4,000 | 0.0% |
| Bon-Ton Stores Inc(BONTQ)Put | OPTIONS | 09776J101 | $7 | 1,000 | 0.0% |
| Direxion SHS ETF TR | DLY DEV MKT BULL | 25459W789 | $7 | 116 | 0.0% |
| Chesapeake Energy Corp | NOTE 2.500% 5/1 | 165167BZ9 | $7 | $7,000 | 0.0% |
| Asterias Biotherapeutics Inc | COM SER A | 04624N107 | $7 | 2,009 | 0.0% |
| CIM Coml TR Corp | COM | 125525105 | $7 | 466 | 0.0% |
| Cimpress N V(CMPR)Call | OPTIONS | N20146101 | $7 | 100 | 0.0% |
| Donegal Group Inc(DGICA) | CL A | 257701201 | $7 | 425 | 0.0% |
| BIO Path Holdings Inc | COM | 09057N102 | $7 | 2,484 | 0.0% |
| Nicholas Financial Inc | COM NEW | 65373J209 | $7 | 500 | 0.0% |
| Workiva Inc(WK) | COM CL A | 98139A105 | $7 | 500 | 0.0% |
| Biolase Inc | COM | 090911108 | $7 | 2,601 | 0.0% |
| Mind C T I LTD | ORD | M70240102 | $7 | 1,800 | 0.0% |
| UBS AG Jersey BRH | LONG PLATN ETN18 | 902641786 | $7 | 500 | 0.0% |
| Jefferies Group Inc New | DBCV 3.875%11/0 | 472319AG7 | $7 | $7,000 | 0.0% |
| ANN IncCall | OPTIONS | 035623107 | $7 | 200 | 0.0% |
| Silver STD RES IncCall | OPTIONS | 82823L106 | $7 | 1,400 | 0.0% |
| UQM Technologies Inc | COM | 903213106 | $7 | 9,050 | 0.0% |
| Telecom Italia S P A New | SPON ADR SVGS | 87927Y201 | $7 | 879 | 0.0% |
| Global X FDS | GBLX CHIMATL NEW | 37950E242 | $7 | 500 | 0.0% |
| Madison Cnty Finl Inc(MCBK) | COM | 556777100 | $7 | 375 | 0.0% |
| Investors Title Co(ITIC) | COM | 461804106 | $7 | 100 | 0.0% |
| J G Wentworth Co | CL A | 46618D108 | $7 | 650 | 0.0% |
| Hercules Offshore Inc | COM | 427093109 | $7 | 7,536 | 0.0% |
| Hartford Finl Svcs Group Inc | *W EXP 06/26/201 | 416515120 | $7 | 200 | 0.0% |
| Global X FDSCall | OPTIONS | 37950E283 | $8 | 800 | 0.0% |
| Middlefield Banc Corp(MBCN) | COM NEW | 596304204 | $8 | 244 | 0.0% |
| Tigerlogic Corporation | COM | 8867EQ101 | $8 | 19,470 | 0.0% |
| Starrett L S Co | CL A | 855668109 | $8 | 400 | 0.0% |
| Mgic Invt Corp WIS | NOTE 5.000% 5/0 | 552848AD5 | $8 | $7,000 | 0.0% |
| Incyte Corp | NOTE 4.750%10/0 | 45337CAJ1 | $8 | $1,000 | 0.0% |
| LMP Corporate LN FD Inc | COM | 50208B100 | $8 | 724 | 0.0% |
| Mattson Technology Inc | COM | 577223100 | $8 | 2,400 | 0.0% |