Q4 2014 Holdings
Filed 2015-02-13 | 15750 holdings | $6.0B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| XPO Logistics Inc | NOTE 4.500%10/0 | 983793AA8 | $8 | $3,000 | 0.0% |
| LMP Corporate LN FD Inc | COM | 50208B100 | $8 | 724 | 0.0% |
| Wisdomtree Invts Inc(WT)Call | OPTIONS | 97717P104 | $8 | 500 | 0.0% |
| Middlefield Banc Corp(MBCN) | COM NEW | 596304204 | $8 | 244 | 0.0% |
| Shore Bancshares Inc(SHBI) | COM | 825107105 | $8 | 900 | 0.0% |
| LA Z BOY Inc(LZB)Put | OPTIONS | 505336107 | $8 | 300 | 0.0% |
| Wafergen Bio-Systems Inc | COM PAR$ | 93041P308 | $8 | 2,536 | 0.0% |
| Mgic Invt Corp WIS | NOTE 5.000% 5/0 | 552848AD5 | $8 | $7,000 | 0.0% |
| Newpark RES Inc | NOTE 4.000%10/0 | 651718AC2 | $8 | $7,000 | 0.0% |
| Roka Bioscience Inc | COM | 775431109 | $8 | 1,720 | 0.0% |
| Lexmark Intl NewCall | OPTIONS | 529771107 | $8 | 200 | 0.0% |
| Newlink Genetics CorpPut | OPTIONS | 651511107 | $8 | 200 | 0.0% |
| Powershares ETF Trust II | GLOB GLD&P ETF | 73936Q876 | $8 | 493 | 0.0% |
| Omnicare Inc | NOTE 3.750%12/1 | 681904AN8 | $8 | $3,000 | 0.0% |
| Palatin Technologies Inc | COM PAR $ .01 | 696077403 | $8 | 11,800 | 0.0% |
| Tigerlogic Corporation | COM | 8867EQ101 | $8 | 19,470 | 0.0% |
| Parkervision IncCall | OPTIONS | 701354102 | $8 | 9,000 | 0.0% |
| First Cmnty Bancshares Inc N(FCBC) | COM | 31983A103 | $8 | 500 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 1.875% 4/2 | 09061GAD3 | $8 | $2,000 | 0.0% |
| Isramco Inc | COM NEW | 465141406 | $8 | 60 | 0.0% |
| Cubist Pharmaceuticals Inc | RIGHT 99/99/9999 | 229678123 | $8 | 201,500 | 0.0% |
| Impac MTG Hldgs Inc | COM NEW | 45254P508 | $8 | 1,240 | 0.0% |
| Mattson Technology Inc | COM | 577223100 | $8 | 2,400 | 0.0% |
| Ares Cap Corp | NOTE 5.750% 2/0 | 04010LAB9 | $8 | $8,000 | 0.0% |
| Chesapeake Energy Corp | NOTE 2.250%12/1 | 165167CB1 | $8 | $9,000 | 0.0% |
| CDK Global Inc(CDK)Call | OPTIONS | 12508E101 | $8 | 200 | 0.0% |
| Incyte Corp | NOTE 4.750%10/0 | 45337CAJ1 | $8 | $1,000 | 0.0% |
| Global X FDSCall | OPTIONS | 37950E283 | $8 | 800 | 0.0% |
| Datalink Corp | COM | 237934104 | $8 | 600 | 0.0% |
| Hudson Technologies Inc(HDSN) | COM | 444144109 | $9 | 2,500 | 0.0% |
| Immucell Corp(ICCC) | COM PAR $0.10 | 452525306 | $9 | 2,032 | 0.0% |
| Delta NAT Gas Inc | COM | 247748106 | $9 | 404 | 0.0% |
| First Finl Corp IND(THFF) | COM | 320218100 | $9 | 260 | 0.0% |
| Coeur MNG Inc(CDE)Call | OPTIONS | 192108504 | $9 | 1,800 | 0.0% |
| Datawatch Corp | COM NEW | 237917208 | $9 | 1,000 | 0.0% |
| Halozyme Therapeutics Inc(HALO)Put | OPTIONS | 40637H109 | $9 | 900 | 0.0% |
| Manitex Intl Inc | COM | 563420108 | $9 | 696 | 0.0% |
| Danaos Corporation(DAC) | SHS | Y1968P105 | $9 | 1,600 | 0.0% |
| Barclays BK PLC | US TRES FLATT | 06740L485 | $9 | 145 | 0.0% |
| Huntington Bancshares Inc(HBAN)Put | OPTIONS | 446150104 | $9 | 900 | 0.0% |
| Syneron Medical LTD | ORD SHS | M87245102 | $9 | 898 | 0.0% |
| Crossroads SYS Inc | COM NEW | 22765D209 | $9 | 3,550 | 0.0% |
| Direxion SHS ETF TR | DLY SC BEAR3XNEW | 25459Y488 | $9 | 750 | 0.0% |
| Barclays BK PLC | IPSPGS TTL ETN | 06738C794 | $9 | 430 | 0.0% |
| Celsion Corporation | COM PAR $0.01 | 15117N404 | $9 | 3,666 | 0.0% |
| Ishares(SLVP) | GLB SILV MIN ETF | 464286327 | $9 | 1,010 | 0.0% |
| GSV Cap CorpCall | OPTIONS | 36191J101 | $9 | 1,000 | 0.0% |
| Asta FDG Inc(ASFI) | COM | 046220109 | $9 | 1,000 | 0.0% |
| Atento S A | SHS | L0427L105 | $9 | 830 | 0.0% |
| Sonic Fdry Inc(SOFO) | COM NEW | 83545R207 | $9 | 1,200 | 0.0% |