Q4 2014 Holdings
Filed 2015-02-13 | 15750 holdings | $6.0B | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| AIR Lease Corp | NOTE 3.875%12/0 | 00912XAK0 | $10 | $7,000 | 0.0% |
| Shoe Carnival Inc(SCVL) | COM | 824889109 | $10 | 401 | 0.0% |
| TG Therapeutics Inc(TGTX) | COM | 88322Q108 | $10 | 632 | 0.0% |
| Novogen Limited | SPON ADR 1:25 SH | 67010F202 | $10 | 5,035 | 0.0% |
| Taylor Devices Inc(TAYD) | COM | 877163105 | $10 | 1,000 | 0.0% |
| Ameris Bancorp(ABCB) | COM | 03076K108 | $10 | 400 | 0.0% |
| UBS AG | MTNF 2/1 | 90270KAW9 | $10 | $11,000 | 0.0% |
| Resolute Energy Corp | COM | 76116A108 | $10 | 7,666 | 0.0% |
| Vision-Sciences Inc del | COM | 927912105 | $10 | 14,750 | 0.0% |
| Ardelyx Inc(ARDX) | COM | 039697107 | $10 | 498 | 0.0% |
| Provident Finl Hldgs Inc(PROV) | COM | 743868101 | $11 | 700 | 0.0% |
| First Financial Northwest in | COM | 32022K102 | $11 | 925 | 0.0% |
| Pimco ETF TR | GB ADV INF BD AC | 72201R791 | $11 | 235 | 0.0% |
| Exelixis Inc | NOTE 4.250% 8/1 | 30161QAC8 | $11 | $20,000 | 0.0% |
| Rentrak Corp | COM | 760174102 | $11 | 150 | 0.0% |
| Sage Therapeutics Inc(SG7) | COM | 78667J108 | $11 | 300 | 0.0% |
| USD Partners LP | COM UT REP LTD | 903318103 | $11 | 793 | 0.0% |
| Gilat Satellite Networks LTD(GILT) | SHS NEW | M51474118 | $11 | 2,318 | 0.0% |
| Rubicon Technology Inc | COM | 78112T107 | $11 | 2,316 | 0.0% |
| Pimco Calif MUN Income FD II(PZC) | COM | 72201C109 | $11 | 1,004 | 0.0% |
| Turkish Invt FD Inc | COM | 900145103 | $11 | 965 | 0.0% |
| First TR ISE Revere NAT GasCall | OPTIONS | 33734J102 | $11 | 1,000 | 0.0% |
| Zaza Energy Corp(ZAZA) | COM NEW | 98919T407 | $11 | 4,480 | 0.0% |
| Diana Containerships Inc | COM | Y2069P101 | $11 | 5,962 | 0.0% |
| Northern Oil & Gas Inc NEVCall | OPTIONS | 665531109 | $11 | 2,000 | 0.0% |
| Access Midstream Partners LPut | OPTIONS | 00434L109 | $11 | 200 | 0.0% |
| Global Ship Lease Inc New | SHS A | Y27183105 | $11 | 2,500 | 0.0% |
| Office Depot IncCall | OPTIONS | 676220106 | $11 | 1,300 | 0.0% |
| Oragenics Inc | COM NEW | 684023203 | $11 | 11,750 | 0.0% |
| Female Health Co | COM | 314462102 | $11 | 2,847 | 0.0% |
| Wabash Natl Corp | NOTE 3.375% 5/0 | 929566AH0 | $11 | $9,000 | 0.0% |
| Equity Comwlth | CUM PFD E 7.25% | 294628409 | $11 | 414 | 0.0% |
| Gray Television Inc(GTN/A) | CL A | 389375205 | $11 | 1,156 | 0.0% |
| Ampio Pharmaceuticals Inc | COM | 03209T109 | $11 | 3,300 | 0.0% |
| National GEN Hldgs Corp | COM | 636220303 | $11 | 590 | 0.0% |
| Genie Energy LTD(GNE) | CL B | 372284208 | $11 | 1,818 | 0.0% |
| Mobileiron Inc(MOBL) | COM NEW | 60739U204 | $11 | 1,070 | 0.0% |
| Diamond Foods IncPut | OPTIONS | 252603105 | $11 | 400 | 0.0% |
| New York Cmnty Bancorp Inc(NYCBEUR)Put | OPTIONS | 649445103 | $11 | 700 | 0.0% |
| Entercom Communications Corp(ETMUSD) | CL A | 293639100 | $11 | 900 | 0.0% |
| Madison Strtg Sector Prem FD | COM | 558268108 | $11 | 964 | 0.0% |
| LSI Inds Inc(LYTS) | COM | 50216C108 | $11 | 1,668 | 0.0% |
| Indexiq ETF TR | CAN SML CP ETF | 45409B867 | $11 | 586 | 0.0% |
| MMA Cap Mgmt LLC(MMAC) | COM | 55315D105 | $11 | 1,153 | 0.0% |
| Crestwood Midstream PartnersCall | OPTIONS | 226378107 | $12 | 800 | 0.0% |
| Hometrust Bancshares Inc(HTB) | COM | 437872104 | $12 | 677 | 0.0% |
| Carrizo Oil & Gas Inc(CRZOEUR)Call | OPTIONS | 144577103 | $12 | 300 | 0.0% |
| Astea Intl Inc | COM NEW | 04622E208 | $12 | 7,010 | 0.0% |
| Eastman Kodak Co | *W EXP 09/03/201 | 277461141 | $12 | 1,794 | 0.0% |
| Ciena Corp | NOTE 0.875% 6/1 | 171779AE1 | $12 | $12,000 | 0.0% |