Q4 2014 Holdings
Filed 2015-02-17 | 56 holdings | $1.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Codexis Inc(CDXS) | COM | 192005106 | $1.2M | 488,600 | 84.4% |
| Caterpillar Inc del(CAT)Put | COM | 149123101 | $22.9K | 250,000 | 1.6% |
| Nuveen NY AMT Free MUN Incom(NRK) | COM | 670656107 | $17.4K | 1,351,100 | 1.2% |
| Supernus Pharmaceuticals Inc | NOTE 7.500% 5/0 | 868459AB4 | $14.0K | $8,100,000 | 1.0% |
| Leucadia Natl Corp | COM | 527288104 | $13.5K | 600,000 | 0.9% |
| Amtrust Finl Svcs Inc | NOTE 5.500%12/1 | 032359AC5 | $10.4K | $5,000,000 | 0.7% |
| JOY Global IncPut | COM | 481165108 | $9.3K | 200,000 | 0.6% |
| JOY Global Inc | COM | 481165108 | $8.3K | 178,000 | 0.6% |
| Select Sector Spdr TR(XLE)Put | SBI INT-ENERGY | 81369Y506 | $7.9K | 100,000 | 0.5% |
| Ishares Silver Trust(SLV)Call | ISHARES | 46428Q109 | $7.5K | 500,000 | 0.5% |
| News Corp New(NWS) | CL B | 65249B208 | $7.4K | 493,124 | 0.5% |
| Covidien PLC | SHS | G2554F113 | $7.0K | 68,000 | 0.5% |
| Spdr Gold Trust(GLD)Put | GOLD SHS | 78463V107 | $6.8K | 60,000 | 0.5% |
| Gevo Inc | NOTE 7.500% 7/0 | 374396AA7 | $6.5K | $16,025,000 | 0.4% |
| Irsa Inversiones Y REP S A(IRSUSD) | GLOBAL DEP RCPT | 450047204 | $5.9K | 383,000 | 0.4% |
| KKR & Co L P del | COM UNITS | 48248M102 | $5.7K | 245,500 | 0.4% |
| Stonegate MTG Corp | COM | 86181Q300 | $5.1K | 430,000 | 0.4% |
| Sibanye Gold LTD | SPONSORED ADR | 825724206 | $4.5K | 600,000 | 0.3% |
| News Corp New(NWSA) | CL A | 65249B109 | $4.2K | 270,000 | 0.3% |
| Sequential Brands Group Inc | COM NEW | 817340201 | $4.2K | 320,000 | 0.3% |
| Durect Corp(DRRXEUR) | COM | 266605104 | $4.2K | 5,298,300 | 0.3% |
| Covidien PLCPut | SHS | G2554F113 | $4.1K | 40,000 | 0.3% |
| Enova Intl Inc(ENVA) | COM | 29357K103 | $3.6K | 160,000 | 0.2% |
| Wright MED Group Inc | RIGHT 03/01/2019 | 98235T115 | $3.4K | 701,988 | 0.2% |
| Cresud S A C I F Y A(CD8) | SPONSORED ADR | 226406106 | $3.3K | 328,400 | 0.2% |
| Select Sector Spdr TR(XLE) | SBI INT-ENERGY | 81369Y506 | $3.2K | 40,000 | 0.2% |
| State Natl COS Inc | COM | 85711T305 | $2.9K | 240,000 | 0.2% |
| Xcerra Corp | COM | 98400J108 | $2.7K | 300,000 | 0.2% |
| Eaton Vance New York MUN BD(XENWX) | COM | 27827Y109 | $2.4K | 191,487 | 0.2% |
| Apollo Residential MTG Inc | COM | 03763V102 | $2.2K | 141,000 | 0.2% |
| Ishares Silver Trust(SLV)Put | ISHARES | 46428Q109 | $2.0K | 135,000 | 0.1% |
| Ishares Silver Trust(SLV) | ISHARES | 46428Q109 | $2.0K | 135,000 | 0.1% |
| Linn Energy LLCPut | UNIT LTD LIAB | 536020100 | $2.0K | 200,000 | 0.1% |
| IAC Interactivecorp(IACIEUR) | COM PAR $.001 | 44919P508 | $1.8K | 30,000 | 0.1% |
| Vanguard NAT RES LLCPut | COM UNIT | 92205F106 | $1.7K | 113,800 | 0.1% |
| Nuveen NY DIV Advantg MUN FD | COM | 67070A101 | $1.7K | 124,799 | 0.1% |
| Galmed Pharmaceuticals LTD(GLMD) | SHS | M47238106 | $1.6K | 268,000 | 0.1% |
| Nuveen NY Divid Advntg MUN F(NAN) | COM | 67066X107 | $1.5K | 113,577 | 0.1% |
| Linn Energy LLC | UNIT LTD LIAB | 536020100 | $1.5K | 150,000 | 0.1% |
| Atlas Energy LPPut | COM UNITS LP | 04930A104 | $1.4K | 45,000 | 0.1% |
| Exact Sciences Corp(EXAS)Put | COM | 30063P105 | $1.2K | 44,700 | 0.1% |
| Market Vectors ETF TRPut | OIL SVCS ETF | 57060U191 | $876 | 24,400 | 0.1% |
| Walter Energy IncPut | COM | 93317Q105 | $863 | 625,000 | 0.1% |
| Alliance New York MUN Inc FD | COM | 018714105 | $834 | 62,037 | 0.1% |
| Vanguard NAT RES LLC | COM UNIT | 92205F106 | $805 | 53,400 | 0.1% |
| Transocean LTD(RIG) | REG SHS | H8817H100 | $733 | 40,000 | 0.1% |
| Transocean LTD(RIG)Put | REG SHS | H8817H100 | $733 | 40,000 | 0.1% |
| BlackRock NY Muni Inc Qlty T | COM | 09249U105 | $475 | 35,806 | 0.0% |
| City Office REIT Inc(CIO) | COM | 178587101 | $410 | 32,000 | 0.0% |
| Boston Private Finl Hldgs in | DEP SHS | 101119303 | $386 | 15,358 | 0.0% |