Q4 2014 Holdings
Filed 2015-02-09 | 40 holdings | $80.5K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2015-02-17) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Garnero Group Acquisition CoA | WTS | G5866L116 | $23.7K | 197,800 | 29.5% |
| Affymetrix IncA | CONV | 00826TAH1 | $5.6K | $3,145,000 | 7.0% |
| Sequenom IncA | CONV | 817337405 | $4.1K | $4,000,000 | 5.1% |
| AK Steel Holding CorpA | CONV | 001546AP5 | $4.0K | $3,000,000 | 5.0% |
| Blucora IncA | CONV | 095229AB6 | $3.9K | $4,100,000 | 4.8% |
| ANI Pharmaceuticals IncA | CONV | 00182CAA1 | $3.7K | $3,500,000 | 4.6% |
| Cbiz IncA | CONV | 124805AC6 | $3.3K | $2,750,000 | 4.1% |
| Vector Group LTDA | CONV | 92240MBC1 | $3.2K | $3,000,000 | 4.0% |
| Blucora Inc(BCOREUR) | CONV | 095229100 | $2.9K | $2,900,000 | 7.3% |
| Jakks Pacific IncA | CONV | 47012EAE6 | $2.5K | $2,574,000 | 3.1% |
| ANI Pharmaceuticals Inc(ANIP) | CONV | 00182C103 | $2.4K | $2,400,000 | 6.1% |
| Technology Invstmt Cap CorpA | CONV | 87244TAB5 | $2.3K | $2,220,000 | 2.9% |
| Tesla Motors Inc(TSLA) | CONV | 88160R101 | $2.3K | $2,300,000 | 5.8% |
| Affymetrix Inc | CONV | 00826T108 | $2.2K | $2,245,000 | 5.7% |
| Garnero Group Acquisition CoA | SHS | G5866L108 | $2.2K | 226,000 | 2.7% |
| Vector Group LTD(VGREUR) | CONV | 92240M108 | $2.1K | $2,100,000 | 5.3% |
| Quidel CorpA | CONV | 74838JAA9 | $2.0K | $1,750,000 | 2.4% |
| Garnero Group Acquisition Co | WRNT | 0000GGACW | $1.9K | 197,800 | 4.8% |
| Horsehead Holding CorpA | CONV | 440694AB3 | $1.8K | $1,500,000 | 2.3% |
| Green Plains IncA | CONV | 393222AD6 | $1.8K | $1,300,000 | 2.2% |
| Acorda Therapeutics IncA | CONV | 00484MAA4 | $1.7K | $1,500,000 | 2.1% |
| Encore Capital Group IncA | CONV | 292554AF9 | $1.7K | $1,500,000 | 2.1% |
| Cobalt International EnergyA | CONV | 19075FAB2 | $1.7K | $2,500,000 | 2.1% |
| Hf2 Financial Management Inc | COM | 40421A104 | $1.6K | 157,822 | 2.0% |
| Garnero Group Acquisition Co | COMM | 00000GGAC | $1.6K | 170,000 | 4.1% |
| Tesla Motors IncA | CONV | 88160RAC5 | $1.5K | $1,700,000 | 1.9% |
| Tesla Motors IncA | CONV | 88160RAB7 | $1.5K | $1,600,000 | 1.8% |
| AAR CorpA | CONV | 000361AM7 | $1.4K | $1,351,000 | 1.7% |
| AK Steel Holding Corp(AKS1EUR) | CONV | 001547108 | $1.3K | $1,300,000 | 3.3% |
| Green Plains Inc(GPRE) | CONV | 393222104 | $1.3K | $1,300,000 | 3.3% |
| Jakks Pacific Inc | CONV | 47012E106 | $1.3K | $1,300,000 | 3.3% |
| Cobalt International Energy | CONV | 19075F106 | $1.3K | $1,250,000 | 3.2% |
| Spdr DOW Jones Indl Average ETF TR Unit(DIA) | COM | 78467X109 | $1.2K | 7,000 | 1.5% |
| Quidel Corp | CONV | 74838J101 | $1.2K | $1,200,000 | 3.0% |
| Horsehead Holding Corp | CONV | 440694305 | $1.1K | $1,100,000 | 2.8% |
| Acorda Therapeutics Inc | CONV | 00484M106 | $1.0K | $1,000,000 | 2.5% |
| AAR Corp(AIR) | CONV | 000361105 | $1.0K | $1,000,000 | 2.5% |
| Cbiz Inc(CBZ) | CONV | 124805102 | $1.0K | $1,000,000 | 2.5% |
| Dendreon Corp | CONV | 24823Q107 | $950 | $950,000 | 2.4% |
| Dendreon CorpA | CONV | 24823QAC1 | $844 | $1,350,000 | 1.0% |
| Cobalt International EnergyA | CONV | 19075FAA4 | $806 | $1,300,000 | 1.0% |
| Technology Invstmt Cap Corp | CONV | 87244T109 | $800 | $800,000 | 2.0% |
| Jakks Pacific IncA | CONV | 47012EAG1 | $765 | $875,000 | 1.0% |
| Fibrocell Warrants 2.5 StrikeA | WTS | 00FCSCWTS | $537 | 456,670 | 0.7% |
| Encore Capital Group IncA | CONV | 292554AD4 | $295 | $200,000 | 0.4% |
| Nexpoint CR Strategies FD | COM | 65340G106 | $251 | 22,357 | 0.3% |
| Encore Capital Group Inc(ECPG) | CONV | 292554102 | $200 | $200,000 | 0.5% |
| Freddie MAC 7.875%A | Preferred | 313400624 | $158 | 40,000 | 0.2% |
| CB Pharma Acquisition-Unit | UNIT | G2029P100 | $150 | 14,900 | 0.2% |
| Garnero Group Acquisition CoA | Right | G5866L132 | $63 | 211,600 | 0.1% |