Q1 2015 Holdings
Filed 2015-04-28 | 40 holdings | $55.2K | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Affymetrix Inc | CONV | 00826TAH1 | $6.3K | $2,870,000 | 11.4% |
| Sequenom Inc | CONV | 817337AB4 | $4.7K | $4,500,000 | 8.6% |
| Vector Group LTD | CONV | 92240MBC1 | $4.3K | $4,000,000 | 7.8% |
| Blucora Inc | CONV | 095229AB6 | $3.8K | $4,030,000 | 6.9% |
| Quidel Corp | CONV | 74838JAA9 | $3.5K | $3,250,000 | 6.4% |
| Green Plains Inc | CONV | 393222AD6 | $3.4K | $2,300,000 | 6.2% |
| Encore Cap Group Inc | CONV | 292554AF9 | $3.0K | $2,835,000 | 5.5% |
| Horsehead Hldg Corp | CONV | 440694AB3 | $2.6K | $2,400,000 | 4.6% |
| Tesla Mtrs Inc | CONV | 88160RAA9 | $2.4K | $1,500,000 | 4.4% |
| ANI Pharmaceuticals Inc | CONV | 00182CAA1 | $2.3K | $2,000,000 | 4.2% |
| Garnero Group Acquisition | COM | G5866L108 | $2.2K | 226,000 | 4.0% |
| Vanguard Index FDS(VTI) | FUND | 922908769 | $2.1K | 20,000 | 3.9% |
| Spdr DOW Jones Indl Avrg ETF(DIA) | ETF | 78467X109 | $1.6K | 9,000 | 2.9% |
| Acorda Therapeutics Inc | CONV | 00484MAA4 | $1.5K | $1,500,000 | 2.8% |
| Tesla Mtrs Inc | CONV | 88160RAC5 | $1.4K | $1,700,000 | 2.6% |
| AAR Corp | CONV | 000361AM7 | $1.4K | $1,351,000 | 2.6% |
| Tesla Mtrs Inc | CONV | 88160RAB7 | $1.4K | $1,600,000 | 2.5% |
| AK Steel Holding Corp | CONV | 001546AP5 | $1.1K | $1,000,000 | 2.0% |
| Cobalt Intl Energy Inc | CONV | 19075FAB2 | $1.1K | $1,500,000 | 2.0% |
| Spectrum Pharmaceuticals Inc | CONV | 84763AAB4 | $919 | $1,000,000 | 1.7% |
| Ishares(HYG) | ETF | 464288513 | $906 | 10,000 | 1.6% |
| Spirit Rlty Cap Inc New | CONV | 84860WAB8 | $501 | $500,000 | 0.9% |
| Imperial Hldgs Inc | CONV | 452834AE4 | $434 | $350,000 | 0.8% |
| Encore Cap Group Inc | CONV | 292554AD4 | $418 | $300,000 | 0.8% |
| Nexpoint CR Strategies FD | COM | 65340G106 | $272 | 22,357 | 0.5% |
| New MTN FIN Corp(NMFC) | COM | 647551100 | $245 | 20,000 | 0.4% |
| TRI Contl Corp(TY) | COM | 895436103 | $223 | 10,300 | 0.4% |
| Boulder Growth & Income FD(STEW) | FUND | 101507101 | $205 | 23,978 | 0.4% |
| Apollo Coml Real EST FIN Inc(ARI) | COM | 03762U105 | $172 | 10,000 | 0.3% |
| Fibrocell Science Inc | COM | 315721209 | $158 | 35,110 | 0.3% |
| Fifth Street Finance Corp | COM | 31678A103 | $146 | 20,000 | 0.3% |
| Kinder Morgan Inc del | WRNT | 49456B119 | $123 | 30,000 | 0.2% |
| Garnero Group Acquisition | RIGHT | G5866L132 | $40 | 211,600 | 0.1% |
| Brixmor Ppty Group Inc(BRX) | COM | 11120U105 | $27 | 999 | 0.0% |
| Garnero Group Acquisition | WRNT | G5866L116 | $22 | 197,800 | 0.0% |