Q1 2015 Holdings
Filed 2015-05-15 | 126 holdings | $1.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| WL Ross Hldg Corp | W EXP 06/11/201 | 92939D112 | $0 | 200 | 0.0% |
| Hydra Inds Acquisition Corp | W EXP 10/20/202 | 448740118 | $1 | 3,557 | 0.0% |
| AR Cap Acquisition Corp | W EXP 10/06/201 | 00191R117 | $3 | 6,800 | 0.0% |
| Citigroup Inc W | EXP 10/28/201 | 172967234 | $3 | 115,500 | 0.0% |
| Boulevard Acquisition Corp | W EXP 02/19/201 | 10157P112 | $6 | 9,750 | 0.0% |
| Hydra Inds Acquisition Corp | RIGHT 99/99/9999 | 448740126 | $9 | 25,000 | 0.0% |
| Southwestern Energy Co(SWN1EUR) | COM | 845467109 | $9 | 400 | 0.0% |
| Quinpario Acquisition Corp 2 | W EXP 01/01/202 | 74874U119 | $13 | 25,000 | 0.0% |
| Jason Inds Inc | W EXP 06/30/201 | 471172114 | $18 | 22,500 | 0.0% |
| ROI Acquisition Corp II | UNIT 09/17/2018 | 74966G200 | $20 | 2,000 | 0.0% |
| Garnero Group Acquisition Co | *W EXP 06/24/201 | G5866L116 | $20 | 179,900 | 0.0% |
| Pangaea Logistics Solution L(PANL) | SHS | G6891L105 | $25 | 9,460 | 0.0% |
| Garnero Group Acquisition Co | RIGHT 06/25/2016 | G5866L132 | $38 | 200,000 | 0.0% |
| WL Ross Hldg Corp COM | SHS | 92939D104 | $42 | 4,200 | 0.0% |
| Bank Amer Corp | W EXP 10/28/201 | 060505153 | $48 | 91,600 | 0.0% |
| Qiagen NV(QGEN) | REG SHS | N72482107 | $57 | 2,500 | 0.0% |
| Cambridge Cap Acquisition Co | W EXP 12/17/201 | 13215Q114 | $58 | 239,655 | 0.0% |
| Citigroup Inc | W EXP 01/04/201 | 172967226 | $59 | 81,500 | 0.0% |
| Levy Acquisition Corp | W EXP 11/19/201 | 52748T112 | $67 | 16,200 | 0.0% |
| ROI Acquisition Corp II | W EXP 09/17/201 | 74966G119 | $67 | 280,168 | 0.0% |
| Apollo Invt Corp | COM | 03761U106 | $71 | 9,300 | 0.0% |
| Capitol Acquisition Corp II | W EXP 05/15/201 | 14056V113 | $91 | 90,724 | 0.0% |
| Zions Bancorporation | W EXP 11/14/201 | 989701131 | $117 | 50,000 | 0.0% |
| Halcon RES CorpCall | COM NEW | 40537Q209 | $154 | 100,000 | 0.0% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $166 | 245,000 | 0.0% |
| Hydra Inds Acquisition Corp | COM | 448740100 | $239 | 25,000 | 0.0% |
| Trina Solar Limited Spon | ADR | 89628E104 | $247 | 20,400 | 0.0% |
| AR Cap Acquisition Corp | COM | 00191R109 | $248 | 25,000 | 0.0% |
| Quinpario Acquisition Corp 2 | COM | 74874U101 | $257 | 26,100 | 0.0% |
| Halcon RES CorpPut | COM NEW | 40537Q209 | $298 | 193,500 | 0.0% |
| Credit Suisse Nassau BRH Invrs | VIX STERM | 22542D795 | $338 | 9,750 | 0.0% |
| PDL Biopharma Inc(PDLI)Put | COM | 69329Y104 | $352 | 50,000 | 0.0% |
| Citrix SYS Inc(CTXSEUR) | COM | 177376100 | $364 | 5,700 | 0.0% |
| Halcon RES Corp | COM NEW | 40537Q209 | $367 | 238,500 | 0.0% |
| Enernoc IncCall | COM | 292764107 | $456 | 40,000 | 0.0% |
| Scorpio Tankers Inc(STNG)Put | SHS | Y7542C106 | $518 | 55,000 | 0.0% |
| PDL Biopharma Inc(PDLI) | COM | 69329Y104 | $528 | 75,082 | 0.0% |
| Boulevard Acquisition Corp | COM | 10157P104 | $539 | 55,000 | 0.0% |
| T Mobile US Inc Conv | PFD SER A | 872590203 | $619 | 10,600 | 0.0% |
| Rait Financial TrustCall | COM NEW | 749227609 | $686 | 100,000 | 0.0% |
| Cemex SAB de CV Spon(CX)Put | ADR NEW | 151290889 | $710 | 75,000 | 0.0% |
| Amsurg Corp | PFD CNV SR A-1 % | 03232P504 | $711 | 5,745 | 0.0% |
| Rovi Corp | COM | 779376102 | $731 | 40,170 | 0.1% |
| Harmony Merger | CORP UNIT 99/99/9999 | 413247206 | $750 | 75,000 | 0.1% |
| Quinpario Acquisition Corp 2 | UNIT 01/01/2023 | 74874U200 | $756 | 75,000 | 0.1% |
| Forestar Group IncPut | COM | 346233109 | $789 | 50,000 | 0.1% |
| Ramco-Gershenson Pptys TRPut | COM SH BEN INT | 751452202 | $930 | 50,000 | 0.1% |
| WL Ross Hldg Corp | UNIT 06/11/2019 | 92939D203 | $952 | 90,800 | 0.1% |
| Resource Cap Corp | OTE 8.000% 1/1 | 76120WAB0 | $959 | $1,000,000 | 0.1% |
| 1347 Cap Corp | UNIT 07/18/2016 | 68245V202 | $1.0K | 100,000 | 0.1% |