Q1 2015 Holdings
Filed 2015-05-15 | 126 holdings | $1.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Terrapin 3 Acquisition Corp | UNIT 06/27/2019 | 88104P203 | $1.1K | 106,801 | 0.1% |
| Illumina Inc(ILMN) | COM | 452327109 | $1.2K | 6,200 | 0.1% |
| Levy Acquisition Corp | COM | 52748T104 | $1.2K | 92,477 | 0.1% |
| Boulevard Acquisition Corp | UNIT 02/19/2019 | 10157P203 | $1.3K | 123,258 | 0.1% |
| Horsehead Hldg CorpPut | COM | 440694305 | $1.3K | 100,000 | 0.1% |
| Universal Corp VA(UVV) | COM | 913456109 | $1.3K | 27,660 | 0.1% |
| Rait Financial TrustPut | COM NEW | 749227609 | $1.4K | 200,000 | 0.1% |
| Gramercy Ppty TR IncPut | COM NEW | 38489R605 | $1.4K | 50,000 | 0.1% |
| Hologic Inc(HOLX) | COM | 436440101 | $1.5K | 44,900 | 0.1% |
| Sina Corp | NOTE 1.000%12/0 | 82922RAD5 | $1.5K | $1,650,000 | 0.1% |
| Global Defense & Natl SEC SY | COM | 37953N108 | $1.6K | 150,000 | 0.1% |
| RED HAT Inc | COM | 756577102 | $1.7K | 22,200 | 0.1% |
| Hydra Inds Acquisition Corp | UNIT 10/20/2021 | 448740209 | $1.7K | 175,000 | 0.1% |
| AR Cap Acquisition Corp | UNIT 10/06/2019 | 00191R208 | $1.9K | 195,000 | 0.1% |
| Theravance Inc | NOTE 2.125% 1/1 | 88338TAB0 | $2.1K | $2,500,000 | 0.1% |
| Energy XXI Bermuda LTD | NOTE 3.000%12/1 | 29274UAB7 | $2.1K | $7,375,000 | 0.1% |
| Ctrip COM Intl LTD | NOTE 1.250%10/1 | 22943FAD2 | $2.3K | $2,200,000 | 0.2% |
| Capitol Acquisition Corp II | COM | 14056V105 | $2.3K | 230,000 | 0.2% |
| Spirit Rlty Cap Inc NewPut | COM | 84860W102 | $2.4K | 200,000 | 0.2% |
| Encore Cap Group Inc | NOTE 3.000%11/2 | 292554AD4 | $2.4K | $1,750,000 | 0.2% |
| Quidel Corp | NOTE 3.250%12/1 | 74838JAA9 | $2.4K | $2,250,000 | 0.2% |
| Iridium Communications Inc Perp | PFD CNV B | 46269C409 | $2.5K | 7,000 | 0.2% |
| Cambridge Cap Acquisition Co | COM | 13215Q106 | $2.5K | 250,000 | 0.2% |
| Hawaiian Holdings Inc | NOTE 5.000% 3/1 | 419879AD3 | $2.8K | $1,000,000 | 0.2% |
| Workday Inc | NOTE 0.750% 7/1 | 98138HAC5 | $3.0K | $2,500,000 | 0.2% |
| Altra Indl Motion Corp | NOTE 2.750% 3/0 | 02208RAE6 | $3.0K | $2,600,000 | 0.2% |
| Vipshop Hldgs LTD | NOTE 1.500% 3/1 | 92763WAA1 | $3.1K | $2,000,000 | 0.2% |
| Starwood Ppty TR Inc | NOTE 4.000% 1/1 | 85571BAB1 | $3.4K | $2,950,000 | 0.2% |
| ROI Acquisition Corp II | COM | 74966G101 | $3.5K | 350,168 | 0.2% |
| Envestnet Inc | NOTE 1.750%12/1 | 29404KAA4 | $3.7K | $3,300,000 | 0.3% |
| Ramco-Gershenson Pptys TR Perp | PFD-D CV | 751452608 | $3.8K | 56,900 | 0.3% |
| Spectranetics Corp | MTNF 2.625% 6/0 | 84760CAA5 | $3.9K | $3,000,000 | 0.3% |
| DHT Holdings Inc D | BT 4.500%10/0 | 23335SAB2 | $4.9K | $4,600,000 | 0.3% |
| Amag Pharmaceuticals Inc | NOTE 2.500% 2/1 | 00163UAA4 | $5.2K | $2,500,000 | 0.4% |
| Seacor Holdings Inc | NOTE 2.500%12/1 | 811904AM3 | $5.4K | $5,230,000 | 0.4% |
| Canadian Solar Inc | OTE 4.250% 2/1 | 136635AE9 | $5.7K | $5,500,000 | 0.4% |
| Healthways Inc | NOTE 1.500% 7/0 | 422245AB6 | $5.8K | $5,000,000 | 0.4% |
| Rait Financial Trust | NOTE 4.000%10/0 | 749227AB0 | $6.0K | $7,000,000 | 0.4% |
| National Health Invs Inc | NOTE 3.250% 4/0 | 63633DAE4 | $6.2K | $5,893,000 | 0.4% |
| Horsehead Hldg Corp | NOTE 3.800% 7/0 | 440694AB3 | $7.0K | $6,544,000 | 0.5% |
| Depomed Inc | NOTE 2.500% 9/0 | 249908AA2 | $7.1K | $5,350,000 | 0.5% |
| Seacor Holdings Inc | NOTE 3.000%11/1 | 81170YAB5 | $7.2K | $8,250,000 | 0.5% |
| Nvidia Corp | NOTE 1.000%12/0 | 67066GAC8 | $7.7K | $6,550,000 | 0.5% |
| Spdr Series Trust BRCPut | HGH YLD BD | 78464A417 | $7.8K | 200,000 | 0.5% |
| J2 Global Inc | NOTE 3.250% 6/1 | 48123VAC6 | $7.9K | $6,900,000 | 0.6% |
| Proofpoint Inc | NOTE 1.250%12/1 | 743424AB9 | $8.0K | $5,000,000 | 0.6% |
| Cemex SAB de CV | NOTE 3.750% 3/1 | 151290BC6 | $8.3K | $7,025,000 | 0.6% |
| Annaly Cap Mgmt Inc | NOTE 5.000% 5/1 | 035710AB8 | $8.4K | $8,356,000 | 0.6% |
| Xilinx Inc | NOTE 2.625% 6/1 | 983919AF8 | $8.4K | $5,700,000 | 0.6% |
| Brookdale SR Living Inc | NOTE 2.750% 6/1 | 112463AA2 | $9.0K | $6,450,000 | 0.6% |