Q2 2015 Holdings
Filed 2015-07-15 | 43 holdings | $57.8K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Affymetrix Inc | CONV | 00826TAH1 | $7.5K | $3,870,000 | 13.0% |
| Sequenom Inc | CONV | 817337AC2 | $4.8K | $5,000,000 | 8.4% |
| Vector Group LTD | CONV | 92240MBC1 | $4.4K | $4,000,000 | 7.6% |
| PDL Biopharma Inc | CONV | 69329YAF1 | $3.8K | $4,000,000 | 6.6% |
| Encore Capital Group Inc | CONV | 292554AF9 | $3.6K | $3,335,000 | 6.2% |
| Quidel Corp | CONV | 74838JAA9 | $3.3K | $3,250,000 | 5.6% |
| Seacor Holdings Inc | CONV | 811904AM3 | $3.1K | $3,000,000 | 5.3% |
| New Mountain Finance Corp | CONV | 647551AB6 | $2.6K | $2,589,000 | 4.5% |
| Horsehead Holding Corp | CONV | 440694AB3 | $2.5K | $2,400,000 | 4.2% |
| Vanguard Total Stock MKT ETF(VTI) | ETF | 922908769 | $2.1K | 20,000 | 3.7% |
| Garnero Group Acquisition | COM | G5866L108 | $2.0K | 206,000 | 3.5% |
| Imperial Holdings LLC | CONV | 452834AE4 | $2.0K | $1,769,000 | 3.4% |
| Tesla Motors Inc | CONV | 88160RAC5 | $1.7K | $1,700,000 | 2.9% |
| Tesla Motors Inc | CONV | 88160RAB7 | $1.6K | $1,600,000 | 2.7% |
| Acorda Therapeutics Inc | CONV | 00484MAA4 | $1.5K | $1,500,000 | 2.6% |
| Accuray Inc | CONV | 004397AF2 | $1.4K | $1,000,000 | 2.4% |
| Spdr DOW Jones Indl Average ETF TR Unit(DIA) | ETF | 78467X109 | $1.3K | 7,500 | 2.3% |
| AAR Corp | CONV | 000361AM7 | $1.2K | $1,101,000 | 2.0% |
| Cobalt International Energy | CONV | 19075FAB2 | $1.1K | $1,500,000 | 1.9% |
| Inotek Pharmaceuticals Corp | CONV | 45780VAA0 | $953 | $1,000,000 | 1.6% |
| Spectrum Pharmaceuticals Inc | CONV | 84763AAB4 | $944 | $1,000,000 | 1.6% |
| Ishares Iboxx H/Y Corp Bond(HYG) | ETF | 464288513 | $888 | 10,000 | 1.5% |
| Frontier Communications | COMM | 35906A207 | $746 | 7,500 | 1.3% |
| Accuray Inc | CONV | 004397AD7 | $683 | $500,000 | 1.2% |
| Blucora Inc | CONV | 095229AB6 | $577 | $580,000 | 1.0% |
| Brixmor Property Group Inc(BRX) | REIT | 11120U105 | $440 | 19,023 | 0.8% |
| Encore Capital Group Inc | CONV | 292554AD4 | $426 | $300,000 | 0.7% |
| Boulder Growth & Income FD(STEW) | FUND | 101507101 | $202 | 23,978 | 0.3% |
| Fibrocell Science Inc | COMM | 315721209 | $172 | 32,810 | 0.3% |
| Fifth Street Finance Corp | COMM | 31678A103 | $131 | 20,000 | 0.2% |
| Nexpoint Residential(NXRT) | COMM | 65341D102 | $100 | 7,452 | 0.2% |
| Nexpoint CR Strategies FD | FUND | 65340G106 | $91 | 12,357 | 0.2% |
| Garnero Group Acquisition | RIGHT | G5866L132 | $41 | 211,600 | 0.1% |
| Garnero Group Acquisition | WRNT | G5866L116 | $29 | 201,665 | 0.1% |
| Horizon Communications(HRZN) | COMM | 44045A102 | $22 | 1,800 | 0.0% |