Q3 2014 Holdings
Filed 2014-11-14 | 90 holdings | $581.3K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2015-08-14) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Intermune Inc COM DeletedPut | COM | 45884X103 | $0 | 14,800 | 0.0% |
| Crumbs Bake Shop Equity Warrants E | *W EXP 05/05/201 | 228803110 | $0 | 190,420 | 0.0% |
| American Rlty Cap Pptys Inc COMCall | COM | 02917T104 | $2 | 47,800 | 0.0% |
| Valley Natl Bancorp COM(VLY)Call | COM | 919794107 | $2 | 230,400 | 0.0% |
| Time Warner Inc COM NewCallA | COM NEW | 887317303 | $7 | 47,800 | 0.0% |
| Washington Prime Group Inc COMCall | COM | 939647103 | $8 | 56,500 | 0.0% |
| Collabrium Japan Acquisition | *W EXP 04/01/201 | G2266G110 | $9 | 45,225 | 0.0% |
| 1347 Capital Corp - CW | *W EXP 07/15/202 | 68245V129 | $23 | 114,984 | 0.0% |
| Garnero Acquisition Group Cw19 | *W EXP 06/24/201 | G5866L116 | $31 | 258,714 | 0.0% |
| Family DLR Stores Inc COMCallA | COM | 307000109 | $37 | 95,800 | 0.0% |
| 1347 Capital Corp RTS | RIGHT 07/21/2016 | 68245V111 | $40 | 114,984 | 0.0% |
| ROI Acquisition Corp Cw18 | *W EXP 09/17/201 | 74966G119 | $42 | 191,240 | 0.0% |
| Rackspace Hosting Inc COMCall | COM | 750086100 | $47 | 23,900 | 0.0% |
| Breitburn Energy Partners LP COM UT LTD PTN(BBEPQUSD)Put | COM UT LTD PTN | 106776107 | $65 | 23,500 | 0.0% |
| Cambridge Capital ACQ Cw18 | *W EXP 12/17/201 | 13215Q114 | $69 | 186,267 | 0.0% |
| Garnero Group Acquition RTS | RIGHT 06/25/2016 | G5866L132 | $72 | 258,714 | 0.0% |
| Hennessy Capital ACQ Cw19 | *W EXP 01/23/201 | 425886116 | $87 | 166,544 | 0.0% |
| Silver Eagle Acquisition | *W EXP 07/26/202 | 827694118 | $106 | 234,860 | 0.0% |
| Terrapin 3 Acquisition COR A | *W EXP 06/27/201 | 88104P112 | $107 | 335,817 | 0.0% |
| Tibco Software Inc COMCall | COM | 88632Q103 | $159 | 47,900 | 0.0% |
| Sigma Aldrich Corp COMCallA | COM | 826552101 | $165 | 20,700 | 0.0% |
| AT&T Inc COM(T)Put | COM | 00206R102 | $180 | 91,300 | 0.0% |
| International Rectifier Corp COMCallA | COM | 460254105 | $229 | 49,300 | 0.0% |
| WL Ross Holding Corp | *W EXP 06/11/201 | 92939D112 | $234 | 285,419 | 0.0% |
| Media GEN Inc COMPut | COM | 584404107 | $248 | 19,900 | 0.0% |
| Burger King Worldwide Inc COMPut | COM | 121220107 | $265 | 47,900 | 0.0% |
| Shire PLC Sponsored ADRCall | SPONSORED ADR | 82481R106 | $274 | 18,200 | 0.0% |
| Concur Technologies Inc COMCallA | COM | 206708109 | $276 | 50,100 | 0.0% |
| Protective Life Corp COMCallA | COM | 743674103 | $355 | 74,000 | 0.1% |
| RF Micro Devices Inc.A | COM | 749941100 | $463 | 40,121 | 0.1% |
| QR Energy LPA | UNIT LTD PRTNS | 74734R108 | $466 | 23,977 | 0.1% |
| EL Paso Pipeline Partners L.P.A | COM UNIT LPI | 283702108 | $508 | 12,638 | 0.1% |
| Time Warner Cable Inc COMCallA | COM | 88732J207 | $709 | 109,600 | 0.1% |
| Kinder Morgan Energy Partners L.P.A | UT LTD PARTNER | 494550106 | $762 | 8,165 | 0.1% |
| Comcast Corp. CL A(CMCSA) | CL A | 20030N101 | $872 | 16,214 | 0.1% |
| Bolt Technology Corp.A | COM | 097698104 | $891 | 40,610 | 0.2% |
| Bally Technologies Inc COMCallA | COM | 05874B107 | $935 | 139,500 | 0.2% |
| Sino Mercury Acquisition COR | UNIT 99/99/9999 | 82936K201 | $958 | 95,810 | 0.2% |
| 1347 Capital Corp | COM | 68245V103 | $1.1K | 114,984 | 0.2% |
| Dresser-Rand Group Inc COM(DRCEUR)CallA | COM | 261608103 | $1.2K | 144,800 | 0.2% |
| Concur Technologies IncA | COM | 206708109 | $1.2K | 9,500 | 0.2% |
| Time Warner Cable Inc.A | COM | 88732J207 | $1.4K | 9,582 | 0.2% |
| Twty-Frt Cntry B | CL B | 90130A200 | $1.6K | 47,905 | 0.3% |
| WL Ross Holding Corp | COM SHS | 92939D104 | $1.6K | 161,563 | 0.3% |
| Hennessy Capital ACQ | COM | 425886108 | $1.6K | 166,544 | 0.3% |
| Conversant IncA | COM | 21249J105 | $1.6K | 47,900 | 0.3% |
| Quartet Merger Corp | COM | 747717106 | $1.6K | 172,116 | 0.3% |
| News Corp -Cl B-w/I(NWS) | CL B | 65249B208 | $1.9K | 116,588 | 0.3% |
| International Game TechnologyA | COM | 459902102 | $2.0K | 116,900 | 0.3% |
| Liberty Global PLC A | SHS CL A | G5480U104 | $2.0K | 46,948 | 0.3% |