Q3 2015 Holdings
Filed 2015-11-17 | 48 holdings | $54.9K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Affymetrix Inc | CONV | 00826TAH1 | $6.1K | $3,870,000 | 11.0% |
| Vector Group LTD | CONV | 92240MBC1 | $5.9K | $5,250,000 | 10.7% |
| Seacor Holdings Inc | CONV | 811904AM3 | $3.9K | $4,000,000 | 7.0% |
| Sequenom Inc | CONV | 817337AC2 | $3.8K | $4,500,000 | 6.9% |
| PDL Biopharma Inc | CONV | 69329YAF1 | $3.5K | $4,000,000 | 6.4% |
| Encore Capital Group Inc | CONV | 292554AF9 | $3.3K | $3,335,000 | 6.1% |
| Carriage Services Inc. | CONV | 143905AM9 | $3.3K | $3,000,000 | 6.1% |
| Tesla Motors Inc | CONV | 88160RAC5 | $2.6K | $2,700,000 | 4.7% |
| Ramco-Gershenson Pptys TR | COMM | 751452608 | $2.4K | 43,556 | 4.4% |
| Garnero Group Acquisition Co | COMM | G5866L108 | $2.0K | 197,500 | 3.6% |
| Spdr S&P 500 ETF TR(SPY) | ETF | 78462F103 | $1.9K | 10,000 | 3.5% |
| Imperial Holdings Inc | CONV | 452834AE4 | $1.9K | $1,769,000 | 3.4% |
| Vanguard Index FDS(VTI) | FUND | 922908769 | $1.6K | 16,200 | 2.9% |
| Tesla Motors Inc | CONV | 88160RAB7 | $1.5K | $1,600,000 | 2.8% |
| Quidel Corp | CONV | 74838JAA9 | $1.2K | $1,250,000 | 2.1% |
| New Mountain Finance Corp | CONV | 647551AB6 | $1.1K | $1,163,000 | 2.1% |
| Accuray Inc | CONV | 004397AF2 | $1.1K | $1,000,000 | 2.0% |
| Horsehead Hldg Corp | CONV | 440694AB3 | $1.0K | $1,775,000 | 1.8% |
| Aegerion Pharmaceuticals Inc | CONV | 00767EAB8 | $941 | $1,250,000 | 1.7% |
| Spectrum Pharmaceuticals Inc | CONV | 84763AAB4 | $897 | $1,000,000 | 1.6% |
| Ishares TR(HYG) | ETF | 464288513 | $782 | 9,400 | 1.4% |
| Illumina Inc(ILMN) | COMM | 452327109 | $685 | 3,900 | 1.2% |
| AAR Corp | CONV | 000361AM7 | $602 | $601,000 | 1.1% |
| Accuray Inc | CONV | 004397AD7 | $551 | $500,000 | 1.0% |
| Encore Capital Group Inc | CONV | 292554AD4 | $378 | $300,000 | 0.7% |
| Frontier Communications Corp | COMM | 35906A207 | $351 | 3,766 | 0.6% |
| Cobalt International Energy Inc | CONV | 19075FAB2 | $319 | $500,000 | 0.6% |
| Western Asset Clym Infl(XWIAX) | COMM | 95766Q106 | $315 | 29,900 | 0.6% |
| BlackRock LTD Duration Inc T(BLW) | FUND | 09249W101 | $283 | 19,592 | 0.5% |
| Boulder Growth & Income FD I(STEW) | FUND | 101507101 | $173 | 23,278 | 0.3% |
| Fibrocell Science Inc | COMM | 315721209 | $119 | 31,010 | 0.2% |
| Fifth Street Finance Corp | COMM | 31678A103 | $115 | 18,700 | 0.2% |
| Royce Value TR Inc(RVT) | COMM | 780910105 | $115 | 10,000 | 0.2% |
| Nexpoint Residential(NXRT) | COMM | 65341D102 | $87 | 6,519 | 0.2% |
| Nexpoint CR Strategies FD | COMM | 65340G106 | $64 | 11,357 | 0.1% |
| Garnero Group Acquisition Co | RIGHT | G5866L132 | $46 | 211,600 | 0.1% |
| Garnero Group Acquisition Co | WARRANT | G5866L116 | $32 | 246,765 | 0.1% |