Q4 2015 Holdings
Filed 2016-02-04 | 59 holdings | $64.2K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Seacor Holdings Inc | CONV | 811904AM3 | $5.6K | $6,000,000 | 8.8% |
| Vector Group LTD | CONV | 92240MBC1 | $4.6K | $4,004,000 | 7.1% |
| Affymetrix Inc | CONV | 00826TAH1 | $4.3K | $2,400,000 | 6.7% |
| Endologix Inc | CONV | 29266SAB2 | $3.8K | $3,500,000 | 5.9% |
| Sequenom Inc | CONV | 817337AC2 | $3.6K | $4,500,000 | 5.6% |
| Carriage Services Inc | CONV | 143905AM9 | $3.6K | $3,000,000 | 5.5% |
| PDL Biopharma Inc | CONV | 69329YAF1 | $3.5K | $4,420,000 | 5.5% |
| Albany Molecular Research | CONV | 012423AB5 | $3.5K | $2,625,000 | 5.5% |
| Encore Capital Group Inc | CONV | 292554AF9 | $2.8K | $3,335,000 | 4.4% |
| Ramco-Gershenson Pptys TR | PREF | 751452608 | $2.7K | 43,556 | 4.1% |
| Tesla Motors Inc | CONV | 88160RAC5 | $2.5K | $2,700,000 | 3.9% |
| New Mountain Finance Corp | CONV | 647551AB6 | $2.0K | $2,038,000 | 3.1% |
| Garnero Group Acquisition | COMM | G5866L108 | $1.9K | 197,500 | 3.0% |
| Solarcity Corp | CONV | 83416TAC4 | $1.9K | $2,385,000 | 3.0% |
| Twitter Inc | CONV | 90184LAB8 | $1.7K | $2,000,000 | 2.6% |
| Imperial Holdings Inc | CONV | 452834AE4 | $1.5K | $1,769,000 | 2.4% |
| Tesla Motors Inc | CONV | 88160RAB7 | $1.5K | $1,600,000 | 2.3% |
| Accuray Inc | CONV | 004397AF2 | $1.4K | $1,000,000 | 2.1% |
| Spectrum Pharmaceuticals Inc | CONV | 84763AAB4 | $1.3K | $1,500,000 | 2.1% |
| Xilinx Inc | CONV | 983919AF8 | $1.2K | $750,000 | 1.9% |
| Quidel Corp | CONV | 74838JAA9 | $1.2K | $1,250,000 | 1.9% |
| Monster Worldwide Inc | CONV | 611742AB3 | $1.1K | $845,000 | 1.7% |
| Cepheid Inc | CONV | 15670RAC1 | $894 | $1,000,000 | 1.4% |
| Aegerion Pharmaceuticals Inc | CONV | 00767EAB8 | $836 | $1,250,000 | 1.3% |
| Accuray Inc | CONV | 004397AD7 | $678 | $500,000 | 1.1% |
| Fifth Street Finance Corp | CONV | 31679BAC4 | $670 | $670,000 | 1.0% |
| Cobalt International Energy | CONV | 19075FAA4 | $577 | $1,000,000 | 0.9% |
| Yahoo | COMM | 984332106 | $532 | 16,000 | 0.8% |
| Horsehead Holding Corp | CONV | 440694AB3 | $459 | $1,775,000 | 0.7% |
| Frontier Communications | PREF | 35906A207 | $344 | 3,766 | 0.5% |
| Encore Capital Group Inc | CONV | 292554AD4 | $313 | $300,000 | 0.5% |
| BlackRock LTD Duration Inc(BLW) | FUND | 09249W101 | $285 | 19,592 | 0.4% |
| Cobalt International Energy | CONV | 19075FAB2 | $261 | $500,000 | 0.4% |
| Whiting Petroleum Corp | COMM | 966387102 | $188 | 20,000 | 0.3% |
| Boulder Growth & Income FD(STEW) | FUND | 101507101 | $180 | 23,278 | 0.3% |
| Fibrocell Science Inc | COM | 315721209 | $157 | 26,710 | 0.2% |
| Western Asset Clym Infl SEC(XWIAX) | COMM | 95766Q106 | $153 | 14,485 | 0.2% |
| Royce Value TR Inc(RVT) | COMM | 780910105 | $117 | 10,000 | 0.2% |
| Nexpoint Residential TR Inc(NXRT) | COMM | 65341D102 | $85 | 6,519 | 0.1% |
| Garnero Group Acquisition Right | COMM | G5866L132 | $65 | 272,385 | 0.1% |
| Garnero Group Acquisition Wrnt | WRNT | G5866L116 | $38 | 296,765 | 0.1% |