Q1 2016 Holdings
Filed 2016-04-26 | 68 holdings | $80.4K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Albany Molecular Research Inc | CONV | 012423AB5 | $6.2K | $5,625,000 | 7.8% |
| Affymetrix Inc. | CONV | 00826TAH1 | $5.8K | $2,400,000 | 7.2% |
| Seacor Holdings Inc | CONV | 811904AM3 | $5.7K | $6,000,000 | 7.1% |
| PDL Biopharma Inc | CONV | 69329YAF1 | $5.3K | $5,920,000 | 6.6% |
| Vector Group LTD | CONV | 92240MBC1 | $4.5K | $4,004,000 | 5.5% |
| Endologix Inc | CONV | 29266SAB2 | $4.3K | $4,500,000 | 5.4% |
| Carriage Svcs Inc | CONV | 143905AM9 | $3.3K | $3,000,000 | 4.1% |
| LGI Homes Inc | CONV | 50187TAB2 | $3.2K | $2,500,000 | 3.9% |
| Encore Cap Group | CONV | 292554AF9 | $3.0K | $3,865,000 | 3.8% |
| Sequenom Inc | CONV | 817337AC2 | $2.9K | $4,500,000 | 3.6% |
| Ramco-Gershenson Pptys TR | PREF | 751452608 | $2.8K | 43,556 | 3.5% |
| Tesla Mtrs Inc | CONV | 88160RAC5 | $2.3K | $2,700,000 | 2.9% |
| Quidel Corp | CONV | 74838JAA9 | $2.0K | $2,250,000 | 2.5% |
| New MTN FIN Corp | CONV | 647551AB6 | $2.0K | $2,038,000 | 2.5% |
| Garnero Group Acquisition | COMM | G5866L108 | $2.0K | 197,500 | 2.4% |
| Solarcity Corp | CONV | 83416TAC4 | $2.0K | $3,385,000 | 2.4% |
| Accuray Inc | CONV | 004397AF2 | $1.8K | $1,500,000 | 2.2% |
| Spdr S&P 500 ETF TR(SPY) | UNIT | 78462F103 | $1.5K | 7,500 | 1.9% |
| Imperial Hldgs Inc | CONV | 452834AE4 | $1.5K | $1,769,000 | 1.9% |
| Vanguard Index FDS(VTI) | FUND | 922908769 | $1.5K | 14,000 | 1.8% |
| Tesla Mtrs Inc | CONV | 88160RAB7 | $1.5K | $1,600,000 | 1.8% |
| Spectrum Pharmaceuticals Inc | CONV | 84763AAB4 | $1.3K | $1,500,000 | 1.6% |
| Xilinx Inc | CONV | 983919AF8 | $1.2K | $800,000 | 1.5% |
| Accuray Inc | CONV | 004397AD7 | $1.2K | $1,000,000 | 1.5% |
| TTM Technologies Inc | CONV | 87305RAD1 | $1.1K | $1,235,000 | 1.4% |
| Encore Cap Group | CONV | 292554AD4 | $1.1K | $1,100,000 | 1.4% |
| Apple Inc(AAPL) | COMM | 037833100 | $1.1K | 10,000 | 1.4% |
| Exelixis Inc | CONV | 30161QAC8 | $992 | $1,000,000 | 1.2% |
| Horizon Pharma Invt LTD | CONV | 44052TAB7 | $960 | $1,120,000 | 1.2% |
| Monster Worldwide Inc | CONV | 611742AB3 | $916 | $1,000,000 | 1.1% |
| KLR Energy Acquisition Corp | UNIT | 49877M207 | $900 | 89,472 | 1.1% |
| Aegerion Pharmaceuticals Inc | CONV | 00767EAB8 | $898 | $1,760,000 | 1.1% |
| Cepheid | CONV | 15670RAC1 | $898 | $1,000,000 | 1.1% |
| Yahoo Inc | COMM | 984332106 | $588 | 16,000 | 0.7% |
| Cobalt Intl Energy Inc | CONV | 19075FAA4 | $492 | $1,000,000 | 0.6% |
| Frontier Communications Corp | PREF | 35906A207 | $392 | 3,766 | 0.5% |
| Cobalt Intl Energy Inc | CONV | 19075FAB2 | $207 | $500,000 | 0.3% |
| Boulder Growth & Income FD I(STEW) | FUND | 101507101 | $183 | 23,278 | 0.2% |
| BlackRock LTD Duration Inc T(BLW) | FUND | 09249W101 | $179 | 12,097 | 0.2% |
| Servicesource Intl Inc | CONV | 81763UAB6 | $161 | $200,000 | 0.2% |
| Horsehead Hldg Corp | CONV | 440694AB3 | $142 | $1,775,000 | 0.2% |
| Royce Value TR Inc(RVT) | COMM | 780910105 | $117 | 10,000 | 0.1% |
| Nexpoint Residential TR Inc(NXRT) | COMM | 65341D102 | $85 | 6,519 | 0.1% |
| Sunedison Inc | CONV | 86732YAH2 | $49 | $2,000,000 | 0.1% |
| Garnero Group Acquisition Right | COMM | G5866L132 | $46 | 272,385 | 0.1% |
| Fibrocell Science Inc | COMM | 315721209 | $38 | 15,300 | 0.0% |
| Garnero Group Acquisition Wrnt | WRNT | G5866L116 | $25 | 296,765 | 0.0% |