Q3 2015 Holdings
Filed 2015-11-13 | 88 holdings | $623.5K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2016-07-08) | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Dealertrack Technologies IncPut | COM | 242309102 | $2 | 6,600 | 0.0% |
| Mylan N VCall | SHS EURO | N59465109 | $2 | 95,600 | 0.0% |
| Conocophillips(COP)Call | COM | 20825C104 | $5 | 33,700 | 0.0% |
| Garnero Group Acquisition Co | *W EXP 06/24/201 | G5866L116 | $12 | 95,533 | 0.0% |
| AR Cap Acquisition Corp | *W EXP 10/06/201 | 00191R117 | $16 | 65,035 | 0.0% |
| Merge Healthcare IncCall | COM | 589499102 | $17 | 4,800 | 0.0% |
| Kythera Biopharmaceuticals ICall | COM | 501570105 | $17 | 3,300 | 0.0% |
| ROI Acquisition Corp II | *W EXP 09/17/201 | 74966G119 | $18 | 49,745 | 0.0% |
| ACE LTDA | COM | H0023R105 | $21 | 14,400 | 0.0% |
| Fintech Acquisition Corp | *W EXP 02/19/202 | 31809H118 | $25 | 86,082 | 0.0% |
| Williams Partners L P NewCall | COM UNIT LTD PAR | 96949L105 | $25 | 67,700 | 0.0% |
| Sino Mercury Acquisition COR | RIGHT 08/26/2016 | 82936K110 | $26 | 50,205 | 0.0% |
| Cambridge Cap Acquisition Co | *W EXP 12/17/201 | 13215Q114 | $27 | 107,655 | 0.0% |
| National Penn Bancshares IncCallA | COM | 637138108 | $33 | 47,800 | 0.0% |
| 1347 Cap Corp | RIGHT 07/21/2016 | 68245V111 | $33 | 98,983 | 0.0% |
| Hydra Inds Acquisition Corp | *W EXP 10/20/202 | 448740118 | $47 | 160,449 | 0.0% |
| Xoom CorpCallA | COM | 98419Q101 | $49 | 57,500 | 0.0% |
| Garnero Group Acquisition Co | RIGHT 06/25/2016 | G5866L132 | $57 | 258,619 | 0.0% |
| WL Ross Hldg Corp | *W EXP 06/11/201 | 92939D112 | $62 | 75,082 | 0.0% |
| IPC Healthcare IncPutA | COM | 44984A105 | $64 | 24,000 | 0.0% |
| Harmony Merger Corp | *W EXP 01/01/202 | 413247123 | $67 | 224,666 | 0.0% |
| Pepco Holdings IncCallA | COM | 713291102 | $67 | 26,500 | 0.0% |
| Discovery Communicatns New(DISCKUSD) | COM SER C | 25470F302 | $79 | 3,269 | 0.0% |
| Precision Castparts CorpPutA | COM | 740189105 | $100 | 24,800 | 0.0% |
| Hydra Inds Acquisition Corp | RIGHT 99/99/9999 | 448740126 | $101 | 279,302 | 0.0% |
| Dot Hill Sys CorpCall | COM | 25848T109 | $118 | 128,000 | 0.0% |
| Cytec Industries IncCallA | COM | 232820100 | $122 | 24,300 | 0.0% |
| Avago Technologies LTDPut | COM | Y0486S104 | $125 | 9,600 | 0.0% |
| Partnerre LTDCall | COM | G6852T105 | $129 | 26,500 | 0.0% |
| Quinpario Acquisition Corp 2 | *W EXP 01/01/202 | 74874U119 | $138 | 552,824 | 0.0% |
| Adept Technology Inc | COM | 006854202 | $161 | 12,400 | 0.0% |
| Cameron Intl CorpCallA | COM | 13342B105 | $237 | 75,300 | 0.0% |
| Electrum SPL Acquisition COR | UNIT 99/99/9999 | G3105C120 | $250 | 25,286 | 0.0% |
| Solera Holdings IncCallA | COM | 83421A104 | $252 | 48,000 | 0.0% |
| GP Invts Acquisition COR | UNIT 99/99/9999 | G40357116 | $512 | 51,701 | 0.1% |
| Twenty First Centy FOX Inc | CL B | 90130A200 | $519 | 19,232 | 0.1% |
| Arowana Inc | UNIT 99/99/9999 | G05011138 | $733 | 71,895 | 0.1% |
| Electrum SPL Acquisition COR | COM | G3105C104 | $857 | 88,948 | 0.1% |
| Dentsply Intl Inc | COM | 249030107 | $882 | 17,445 | 0.1% |
| Fintech Acquisition Corp | COM | 31809H100 | $935 | 95,860 | 0.1% |
| Sino Mercury Acquisition COR | COM | 82936K102 | $953 | 95,810 | 0.2% |
| Liberty Global PLC | SHS CL A | G5480U104 | $1.0K | 24,040 | 0.2% |
| 1347 Cap Corp | COM | 68245V103 | $1.1K | 115,462 | 0.2% |
| Altera CorpA | COM | 021441100 | $1.2K | 23,904 | 0.2% |
| Viacom Inc New | CL B | 92553P102 | $1.2K | 27,881 | 0.2% |
| Crestwood Midstream Partners Unit LP | UNIT | 226378107 | $1.2K | 198,798 | 0.2% |
| Strategic Hotels & Resorts IA | COM | 86272T106 | $1.3K | 96,160 | 0.2% |
| Solera Holdings IncA | COM | 83421A104 | $1.4K | 25,923 | 0.2% |
| Atlantic Alliance Partner Co | SHS | G04897107 | $1.4K | 141,733 | 0.2% |
| Pace Holdings Corp | COM | G6865N129 | $1.5K | 144,240 | 0.2% |