Q2 2016 Holdings
Filed 2016-07-26 | 106 holdings | $13.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| PetroQuest Energy Inc. | COM | 716748306 | $33 | 10,000 | 0.0% |
| Axcelis Technologies Inc(ACLS) | COM | 054540208 | $54 | 19,928 | 0.0% |
| Frontier Communications Corp | COM | 35906A108 | $57 | 11,515 | 0.0% |
| Oclaro Inc. | COM | 67555N206 | $93 | 18,984 | 0.0% |
| Helca Mining co(HL) | COM | 422704106 | $134 | 26,328 | 0.0% |
| Newmont Mining Corp(NEM) | COM | 651639106 | $205 | 5,230 | 0.0% |
| Agnico-Eagle Mines LTD(AEM) | COM | 008474108 | $208 | 3,887 | 0.0% |
| Flir Systems(FLIR) | COM | 302445101 | $215 | 6,957 | 0.0% |
| Facebook Inc.(META) | COM | 30303M102 | $220 | 1,922 | 0.0% |
| US Bancorp 6% Series G | PRD | 902973817 | $261 | 10,000 | 0.0% |
| Tetraphase Pharma | COM | 88165N105 | $277 | 64,369 | 0.0% |
| PetroQuest Energy 6.875% | CVPFD | 716748207 | $280 | 40,000 | 0.0% |
| Dynavax Technology(DVAX) | COM | 268158201 | $317 | 21,753 | 0.0% |
| Dipexium Pharmaceuticals Inc. | COM | 25456J104 | $385 | 38,833 | 0.0% |
| Tal International Group, Inc. | COM | 874083108 | $423 | 31,540 | 0.0% |
| Proshares Ultrashort Barclays(TBT) | COM | 74347B201 | $444 | 14,000 | 0.0% |
| Urstadt Biddle Properties(UBAUSD) | COM | 917286205 | $450 | 18,140 | 0.0% |
| Huron Consulting Group I 1.25% | CVBOND | 447462AB8 | $508 | $500,000 | 0.0% |
| PPL Corp. 5.9% | PRD | 69352P202 | $538 | 20,000 | 0.0% |
| Peak Resorts Inc(SKIS) | COM | 70469L100 | $616 | 135,000 | 0.0% |
| SeaSpine Holdings Corp(SPNEUSD) | COM | 81255T108 | $673 | 64,178 | 0.0% |
| Aegerion Pharmaceuticals 2% du | CVBOND | 00767EAB8 | $855 | $1,500,000 | 0.0% |
| Corrections Corporation of Ame | COM | 22025Y407 | $875 | 25,000 | 0.0% |
| C R A International, Inc.(CRAI) | COM | 12618T105 | $905 | 35,877 | 0.0% |
| Repligen Corp.(RGEN) | COM | 759916109 | $958 | 35,023 | 0.0% |
| Entravision(EVC) | COM | 29382R107 | $991 | 147,485 | 0.0% |
| Pzena Investment Management, I | COM | 74731Q103 | $1.0K | 132,704 | 0.0% |
| Ethan Allen Interiors(ETD) | COM | 297602104 | $1.1K | 33,078 | 0.0% |
| Tyson Foods Inc 4.75% | CVPFD | 902494301 | $1.1K | 15,000 | 0.0% |
| Boise Cascade Company(BCC) | COM | 09739D100 | $1.1K | 49,339 | 0.0% |
| Wintrust Financial Group 6.5% | PRD | 97650W405 | $1.1K | 40,000 | 0.0% |
| Marten Transport LTD(MRTN) | COM | 573075108 | $1.2K | 59,387 | 0.0% |
| Sequential Brands Group Inc | COM | 81734P107 | $1.2K | 154,625 | 0.0% |
| Spdr S&P 500 Biotech(XBI) | COM | 78464A870 | $1.2K | 22,852 | 0.0% |
| AmTrust Financial Services 7.5 | PRD | 032359853 | $1.3K | 50,000 | 0.0% |
| Fireeye Inc. 1.625% due 6/1/20 | CVBOND | 31816QAD3 | $1.3K | $1,500,000 | 0.0% |
| Tutor Perini Corp.(TPC) | COM | 901109108 | $1.3K | 56,281 | 0.0% |
| AMG Capital 5.15% | CVPFD | 00170F209 | $1.4K | 25,000 | 0.0% |
| Build-A-Bear Workshop Inc.(BBW) | COM | 120076104 | $1.4K | 103,058 | 0.0% |
| Hercules II 6/30/29 6.5% | CVBOND | 427056BC9 | $1.5K | $1,769,000 | 0.0% |
| In Contact Inc. | COM | 45336E109 | $1.5K | 108,109 | 0.0% |
| Pros Holding Inc 2% due 12/1/2 | CVBOND | 74346YAB9 | $1.6K | $1,790,000 | 0.0% |
| Inventure Foods Inc. | COM | 461212102 | $1.7K | 212,506 | 0.0% |
| Neogenomics, Inc.(NEO) | COM | 64049M209 | $1.7K | 209,538 | 0.0% |
| TravelCenters of America 8% | PRD | 894174309 | $1.8K | 70,000 | 0.0% |
| NY Community Cap Trust V 6% | CVPFD | 64944P307 | $1.8K | 35,000 | 0.0% |
| Vascular Solutions | COM | 92231M109 | $1.8K | 42,579 | 0.0% |
| Proofpoint Inc. 0.75% due 6/15 | CVBOND | 743424AD5 | $1.9K | $1,750,000 | 0.0% |
| BioTelemetry, Inc.(BEATEUR) | COM | 090672106 | $1.9K | 118,653 | 0.0% |
| ServiceSource International, I | CVBOND | 81763UAB6 | $2.0K | $2,250,000 | 0.0% |